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Antimicrobial Agents and Chemotherapy, January 1998, p. 53-58, Vol. 42, No. 1
Infectious Disease
Service,1
Microbiology
Service,2 and
Intensive Care Unit
Service,3 Hospital de Bellvitge, Universidad
de Barcelona, Barcelona, Spain
Received 18 August 1997/Returned for modification 8 September
1997/Accepted 21 October 1997
An outbreak due to extended-spectrum Klebsiella spp. have been
prominent among the gram-negative bacilli causing nosocomial infections
and an important source of transferable antibiotic resistance
(27). During the 1970s, there were frequent epidemics of
gentamicin-resistant Klebsiella pneumoniae infections in
hospitals (22). In the last several years, following the
overuse of the expanded-spectrum cephalosporins, several outbreaks
caused by extended-spectrum Several studies suggest that the implementation of rigorous restriction
of the use of expanded-spectrum cephalosporins, usually combined with
the reinforcement of infection control measures, can decrease the
prevalence of ESBL-KP strains (26, 29, 32, 33). However, the
successful management of these outbreaks remains controversial.
A recent large outbreak caused by ESBL-KP occurring over a 2-year
period in our hospital allowed us to analyze the clinical and molecular
epidemiology of ESBL-KP. We sought to establish a correlation between
the restricted use of oxyimino- The study was carried out in the Hospital de Bellvitge, a
1,000-bed teaching hospital for adult patients providing acute medical and surgical care but without wards for pediatrics, obstetrics, and
burns. The average yearly admission is 23,000 patients. The hospital
has three 12-bed medical-surgical intensive care units (ICUs), with one
nurse for every two patients except patients who have undergone organ
transplantation, who each have a single nurse. All rooms in ICU are
single rooms.
Data collection.
The surveillance program was initiated in
May 1993 after the detection of several ESBL-KP isolates in ICUs. A
retrospective revision indicated that the first two ESBL-KP strains
occurred in March 1993 in one patient in a surgical ward. These ESBL-KP isolates were recovered from bile and a surgical wound.
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Epidemiology and Successful Control of a Large Outbreak Due
to Klebsiella pneumoniae Producing
ExtendedSpectrum
-Lactamases
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ABSTRACT
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
-lactamase-producing
Klebsiella pneumoniae (ESBL-KP) was detected from May
1993 to June 1995. A total of 145 patients, particularly patients in
intensive care units (ICUs) (107 patients [72%]), were colonized or
infected. Infection developed in 92 (63%) patients, and primary
bacteremia caused by ESBL-KP was the most frequent infection (40 of 92 patients [43%]). A single clone of ESBL-KP was identified by
pulsed-field gel electrophoresis analysis throughout the whole period,
and no molecular epidemiological relationship could be found between the epidemic strain and non-ESBL-KP isolates. To determine risk factors
for ESBL-KP infection weekly rectal swabs were obtained in three serial
incidence surveys (470 patients); the probabilities of carriage of
ESBL-KP in the digestive tract were 33% (October and November 1993),
40% (May and June 1994), and 0% (October and November 1995) at 10 days of ICU admission. A logistic regression model identified
prior carriage of ESBL-KP in the digestive tract (odds ratio, 3.4; 95%
confidence interval 1.1 to 10.4) as an independent variable associated
with ESBL-KP infection. A statistically significant correlation
was observed between the restricted use of oxyimino-
-lactams (189 defined daily doses [DDD]/1,000 patient-days to 24 DDD/1,000 patient-days) and the trends of ESBL-KP infection (r = 0.7; P = 0.03).
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INTRODUCTION
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
-lactamase (ESBL)-producing K. pneumoniae (ESBL-KP) have been reported (1, 4, 6, 11, 16-18,
26, 32, 33, 36).
-lactam consumption during the
outbreak caused by ESBL-KP and the eradication of such resistant
strains, as well as to define the main risk factors for ESBL-KP
infection.
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
Incidence surveys. To determine the risk factors for ESBL-KP infection we did three serial incidence surveys. We carried out an active surveillance program with ICU patients during three different 2-month periods (October and November 1993, May and June 1994, and October and November 1995). Weekly rectal swab samples were obtained to detect digestive tract carriage of ESBL-KP in these patients from the time of admission to an ICU to the time of discharge from an ICU or the time to ESBL-KP infection or colonization. For this purpose, a patient was considered to be infected or colonized with ESBL-KP if any culture of a sample from a clinical site other than stool samples was positive for ESBL-KP.
The data collected from the patients included in the three surveys were demographic characteristics, prior surgery, severity of acute illness on ICU admission by means of the simplified acute physiologic score (19), and severity of underlying disease according to the criteria of McCabe and Jackson (23). We also assessed the numbers of days with devices in place; these devices included intravascular catheters, urinary catheters, and endotracheal tubes. In addition, antibiotic therapy was determined as the number of days of therapy with different groups of antibiotics for each patient until ESBL-KP infection or colonization was detected. The groups of antibiotics analyzed were penicillins (penicillin G, ampicillin, piperacillin, and ticarcillin), cephalothin, cefuroxime, oxyimino-
-lactams (extended-spectrum cephalosporin and aztreonam), amoxicillin-clavulanic acid, piperacillin-tazobactam, aminoglycosides, glycopeptides, fluoroquinolones, and carbapenems.
Interventions. (i) Infection control measures. Routine preventive measures in all three ICUs included the use of disposable gloves. The use of disposable aprons while caring for ESBL-KP-infected patients was implemented. The patients in non-ICU wards colonized or infected with ESBL-KP were spatially segregated, and the use of disposable gloves and aprons while caring for these patients was also implemented. Health care personnel were informed about the need for appropriate use of gloves, and the need for handwashing was reinforced. These infection control measures were introduced in June 1993, when the initial ESBL-KP isolates were detected.
(ii) Restriction of oxyimino-
-lactam use.
In September
1993 restricted use of oxyimino-
-lactams in ICU patients was
introduced. Ceftriaxone or cefotaxime use was restricted to the
treatment of community-acquired infections, such as pneumonia and
meningitis, and ceftazidime use was restricted to the treatment of
infections in neutropenic patients requiring admission to an ICU.
Concomitantly, the use of imipenem and piperacillin-tazobactam was
instituted for empiric treatment of nosocomial infections in ICUs.
Compliance with this antibiotic use policy was monitored by an
infectious diseases physician. Consumption was expressed as defined
daily doses (DDD), as recommended by the Nordic Council on Medicines
(30).
Microbiological studies. (i) Susceptibility studies. MICs were determined with the MicroScan automated microdilution system (Dade International, West Sacramento, Calif.) and by the diffusion based E-test (AB BIODISK, Solna, Sweden). The antibiotics tested were ampicillin, piperacillin, ticarcillin, amoxicillin-clavulanic acid, piperacillin-tazobactam, ceftazidime, ceftazidime-clavulanic acid, cefotaxime, aztreonam, imipenem, meropenem, cefpirome, ciprofloxacin, gentamicin, tobramycin, and amikacin. The criteria of the National Committee for Clinical Laboratory Standards (28) were used to define susceptibility or resistance to these antimicrobial agents.
(ii) Digestive tract colonization detection. Rectal swabs were inoculated onto two MacConkey agar plates (Oxoid); one of the plates was supplemented with 4 µg of ceftazidime per ml. The plates were incubated at 37°C for 48 h. K. pneumoniae strains were identified by conventional biochemical tests.
(iii) PFGE. Pulsed-field gel electrophoresis (PFGE) was performed with 51 ESBL-KP strains isolated from 41 patients during the outbreak period (both blood and fecal isolates from 10 patients were studied). Twenty-two non-ESBL-KP strains, obtained from blood from patients with nosocomially acquired bacteremia, were also studied (10 isolates were obtained during the outbreak and 12 were isolated after June 1995).
Macrorestriction analysis of chromosomal DNA was done by PFGE by published procedures (14) with XbaI (New England Biolabs, Boston, Mass.). PFGE was run in a CHEF-DR III apparatus (Bio-Rad Laboratories, Richmond, Calif.), with pulses ranging from 1 to 30 s at a voltage of 6 V/cm for 23 h at 14°C. The gels were stained with ethidium bromide and photographed.(iv)
-Lactamase study.
ESBL production by all isolates
was detected by the double-disk synergy test (20) and by the
ESBL E-test (AB BIODISK).
-lactamases with known pIs.
Statistical methods.
The relationship between the incidence
of ESBL-KP (infection or colonization at clinical sites) in ICUs and
oxyimino-
-lactam use was calculated by the use of Spearman
correlation coefficients. In order to obtain a larger sample, data
obtained over 4-month periods were analyzed.
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RESULTS |
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Description of the outbreak. During the study period (January 1993 to December 1995), a total of 550 clinical isolates of K. pneumoniae were detected in 444 hospitalized patients, with 202 of them (35%) being ESBL-KP isolates (Table 1). There were significant differences in the source of ESBL-KP isolates between the ICUs and the non-ICU wards. In the ICUs isolates were more frequently detected in blood samples (40% in ICUs versus 16% in non-ICU wards) and respiratory tract samples (26% in ICUs versus 3% in non-ICU wards), whereas in the non-ICU wards isolates were more frequently detected in urine samples (23% in ICUs versus 55% in non-ICU wards) and surgical wound samples (18% in ICUs versus 34% in non-ICU wards). Fourteen of 21 (67%) ESBL-KP-infected urine samples from patients in non-ICU wards were from patients with a urinary catheter.
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Clinical data. Among the 145 patients with clinical samples other than stool samples positive for ESBL-KP, 92 (63%) patients were infected and 53 (37%) patients were colonized. The 92 infected patients, 69 in ICUs and 23 in non-ICU wards, had 109 episodes of infection, with primary bacteremia (40 episodes) being the most frequent ESBL-KP infection. Of these 40 episodes, only for 10 episodes could antibiotic treatment be evaluated; the outcomes of the remaining episodes depended both on the antibiotic and on catheter removal. Five of the 10 episodes were treated with imipenem alone, 2 were treated with imipenem and tobramycin, 2 were treated with tobramycin alone, and 1 was treated with piperacillin-tazobactam. Two patients, one treated with imipenem and one treated with tobramycin, developed septic shock and died.
Twenty-three of 28 surgical wound infections were deep surgical wound infections: 18 intra-abdominal infections, 2 cases of osteomyelitis, and 3 cases of meningitis. A total of four episodes of meningitis were observed during the outbreak: three episodes followed neurosurgical procedures and one occurred in a patient with an external cerebrospinal fluid shunt. All 13 episodes of respiratory tract infection were observed in ICU patients, and 5 (38%) were pneumonias. The remaining infections were 25 urinary tract infections and 2 soft-tissue infections. The overall mortality rate as a result of ESBL-KP infections was 38% (35 of 92 patients with ESBL-KP infections).Risk factors for ESBL-KP infection in ICU patients. In the incidence surveys, 470 patients were admitted to the ICUs: 141 patients in October and November 1993, 168 patients in May and June 1994, and 161 patients in October and November 1995. There were 35 fecal carriers (24.8%) during the first period, 41 fecal carriers (24.4%) during the second period, and no fecal carriers during the third period, while the probabilities of carriage of ESBL-KP in the digestive tract were 33, 40, and 0%, respectively, at 10 days of ICU admission (Fig. 3).
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Restriction of oxyimino-
-lactam use.
Oxyimino-
-lactams
have been used in our hospital since 1985. Among them, ceftazidime is
the one that is the most frequently used for the empiric treatment of
severe infections in ICU patients. Restricted use of
oxyimino-
-lactams was initiated in September 1993 (Fig. 2).
Oxyimino-
-lactam use decreased from 189 DDD/1,000 patient-days in
the period immediately before the implementation of this restriction
(May to August 1993) to 66 DDD/1,000 patient-days after the initiation
of the restriction (September to December 1993). Overall, a progressive
reduction was observed after restriction of the use of
oxyimino-
-lactams was introduced, with these drugs being used for 24 DDD/1,000 patient-days during the last period analyzed. There was a
statistically significant correlation between ESBL-KP infection trends
in ICU patients and the restricted use of cephalosporins
(r = 0.7; P = 0.03).
Microbiology. (i) Antibiotic resistance phenotype. Throughout the whole outbreak a common multidrug resistance pattern was observed in ESBL-KP strains isolated from 145 patients. The MIC ranges were as follows: gentamicin, 8 to 16 µg/ml; ciprofloxacin, 2 to 8 µg/ml, tobramycin, 1 to 2 µg/ml; and amikacin, 2 µg/ml. Only one ESBL-KP strain isolated in 1994 had a different antibiotype (MICs, 0.5 µg/ml for gentamicin, 1 µg/ml for tobramycin, 2 µg/ml for amikacin; and 0.03 µg/ml for ciprofloxacin). All the isolates had a positive double-disk synergy test result, and the ceftazidime MIC for the isolates decreased when clavulanic acid was added.
Twenty-two nonepidemic K. pneumoniae isolates from patients with nosocomial bacteremia, used as controls, were resistant to ampicillin, piperacillin, and ticarcillin and susceptible to cephalosporins, carbapenems, and aminoglycosides; only one of these strains showed diminished susceptibility to ciprofloxacin (2 µg/ml). None of the nonepidemic strains had a positive double-disk synergy test result. Table 2 presents the MICs at which 50% and 90% of isolates are inhibited (MIC50 and MIC90, respectively), the MIC range, and the percent susceptibility to cephalosporins, aztreonam, carbapenems, and combinations of a
-lactam antibiotic plus a
-lactamase inhibitor against the blood isolates of ESBL-KP and non-ESBL-KP studied.
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(ii) PFGE pattern analysis. After chromosomal DNA restriction with XbaI, a major PFGE pattern was found in an analysis of the 50 ESBL-KP isolates with the same antibiotypes. Although slight differences in the restriction patterns of some of them were found, they were considered subtypes of the epidemic clone. The PFGE patterns of the isolates from clinical samples and feces from the same patient were identical. The single strain susceptible to gentamicin and ciprofloxacin had a PFGE pattern different from that of the epidemic strain (Fig. 4A, lane 9). The PFGE profiles of isolates selected from nine patients are presented in Fig. 4A.
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(iii) Isoelectric focusing analysis.
All of the ESBL-KP
isolates tested expressed
-lactamases with pIs of 7.1 and 7.6. An
additional
-lactamase with a pI of 8.2 was detected in two strains.
These 12 isolates exhibited the major antibiotype and PFGE pattern.
-Lactamases with pIs of 7.6 and 8.2 could be transferred by
conjugation.
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DISCUSSION |
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In recent years ESBL-KP isolates have produced significant outbreaks in hospitals worldwide (1, 4, 6, 11, 16-18, 26, 32, 33, 36). Our data document, according to the results of PFGE analysis of genomic DNA, the identities of different ESBL-KP strains isolated throughout the outbreak; the strains had the same PFGE pattern and belonged to a single clone. Therefore, our outbreak was due to the spread of an epidemic strain of multidrug-resistant K. pneumoniae, in a manner similar to that for other epidemics reported recently (2, 14, 33). No molecular epidemiological relationship could be found between the epidemic ESBL-KP strain and any of the non-ESBL-KP isolates from patients with nosocomial bacteremia acquired at different times before, during, and after the outbreak. We analyzed the possible influence of the ESBL-KP outbreak on decreasing the rates of incidence of endemic non-ESBL-KP infections, since it is well known that exogenous multidrug-resistant bacteria can replace the normal bowel flora when intestinal colonization resistance is impaired (3, 37). However, we did not document a decrease in non-ESBL-KP infections in our hospital during the ESBL-KP outbreak.
ICU patients were mainly involved in most of the previously described outbreaks (1, 4, 6, 11, 16-18, 26, 36) and in our outbreak. ICUs, where large amounts of empiric broad-spectrum antibiotics are consumed and where critically ill patients with low levels of resistance to exogenous colonization are cared for, serve as breeding grounds for epidemic multidrug-resistant bacteria. On the other hand, the role of acquisition in a non-ICU ward was less important. In fact, 42% of patients who acquired infection in a non-ICU ward had recently been discharged from ICUs and so may have been colonized during their stay in an ICU, since rectal colonization in these patients had not specifically been studied. The non-ICU wards where acquisition occurred were mainly surgical wards, and acquisition of ESBL-KP strains occurred among clusters of patients with surgical wounds or urinary catheters, who required many procedures and for whom there was a higher risk of cross transmission.
Among the 109 episodes of ESBL-KP infection, primary bacteremia was the most frequent infection. Thus, in ICU patients ESBL-KP strains showed a particular predisposition toward the production bacteremia in comparison to the predisposition of non-ESBL-KP strains (40 versus 20%). Whether this predisposition depends on specific virulence determinants or epidemiological conditions related to antibiotic resistance remains to be determined. Although most virulence factors seem to be similar in both ESBL-KP and susceptible K. pneumoniae strains, some R plasmids encoding ESBLs have been found to produce a surface protein which facilitates adhesion to intestinal cells and so could promote gut colonization (8, 10).
The role of the intestinal reservoir as an endogenous source of endemic
or epidemic gram-negative infections in ICU patients has been referred
to by other investigators in their descriptions of K. pneumoniae outbreaks (35), and our data also provide
strong evidence for this. The incidence of carriage of ESBL-KP in the digestive tract detected in our patients during the outbreak was higher
than that found by others (9), and we analyzed this in a
recent report (31). Carriage of ESBL-KP in the digestive tract was often followed by colonization or infection at other body
sites (21). Actually, prior rectal colonization was detected in most patients developing ESBL-KP infection and was the major risk
factor associated with ESBL-KP infection or colonization. This is
supported by the results of our molecular studies, which documented the
identities of ESBL-KP-infected fecal and clinical samples. The
management of ESBL-KP outbreaks has included the restricted use of
oxyimino-
-lactams (5, 15, 24, 26, 29, 32, 33), along with
other measures (13), such as reinforcement of the use of
barrier measures or selective intestinal decontamination (7), with different degrees of success. While all
investigators agree with the fact that the number of ESBL isolates
decreased markedly when restrictions on ceftazidime use were put into
place, complete eradication of such organisms was achieved only in the smallest outbreaks (29, 32). Prevalence remained at a
constant low level after the initial decrease following the restricted use of cephalosporins in two large ESBL-KP epidemics (26,
33).
Our study of 145 patients provides data about the significant role of
the rigorous restriction of oxyimino-
-lactam use in the management
and successful control of a large nosocomial ESBL-KP outbreak. Since we
implemented two different strategies simultaneously (reinforcement of
the use of barrier precautions and restricted cephalosporin use), it is
not possible to define the relative contribution of each to controlling
the outbreak. However, we did not observe any significant reduction in
the ESBL-KP incidence rate for the first 6 months after the use of
barrier precautions had been reinforced. In contrast, a significant
correlation between a progressive reduction of oxyimino-
-lactam
consumption and the ESBL-KP incidence rate was established.
Because many recent resistance problems can be traced to excessive use of broad-spectrum antibiotics, antibiotic control policies must be considered mandatory to minimize antibiotic resistance. Practical approaches to antibiotic control include restricting the use of particular agents, specifically, defining indications for use or cycling classes of antibiotics to limit the selective pressure on nosocomial flora (25, 34).
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ACKNOWLEDGMENT |
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This work was supported by National Health Service grant FIS 95/1234 from the Fondo de Investigación Sanitarias. C. Ardanuy was supported by National Health Service grants FIS 96/5176 and FIS 97/5243 from the Fondo de Investigación Sanitarias.
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FOOTNOTES |
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* Corresponding author. Mailing address: Infectious Disease Service, Hospital de Bellvitge, Feixa Llarga s/n, 08907 L'Hospitalet de Llobregat, Barcelona, Spain. Phone: 011-34-3-3359011, ext. 2488. Fax: 011-34-3-2633775. E-mail: mpujol{at}csv.scs.es.
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