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Antimicrobial Agents and Chemotherapy, December 1998, p. 3065-3072, Vol. 42, No. 12
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Multiple Molecular Mechanisms Contribute to a Stepwise
Development of Fluconazole Resistance in Clinical Candida
albicans Strains
Renate
Franz,1
Steven L.
Kelly,2
David C.
Lamb,2
Diane E.
Kelly,2
Markus
Ruhnke,3 and
Joachim
Morschhäuser1,*
Zentrum für Infektionsforschung,
Universität Würzburg, D-97070
Würzburg,1 and
Charité
Campus Virchow-Klinikum, Humboldt-Universität Berlin, D-13353
Berlin,3 Germany, and
Institute of
Biological Sciences, University of Wales
Aberystwyth, Aberystwyth,
Wales, SY23 3DA, United Kingdom2
Received 29 September 1997/Returned for modification 31 October
1997/Accepted 11 September 1998
 |
ABSTRACT |
From each of two AIDS patients with oropharyngeal candidiasis, five
Candida albicans isolates from recurrent episodes of
infection which became gradually resistant against fluconazole during
antimycotic treatment were analyzed for molecular changes
responsible for drug resistance. In both patients, a single C. albicans strain was responsible for the recurrent
infections, but the CARE-2 fingerprint pattern of the
isolates exhibited minor genetic alterations, indicating that
microevolution of the strains took place during fluconazole therapy. In
the isolates from patient 1, enhanced mRNA levels of the
MDR1 gene, encoding a multiple drug resistance protein from
the superfamily of major facilitators, and constitutive high expression
of the ERG11 gene, coding for the drug target enzyme sterol
14
-demethylase, correlated with a stepwise development of
fluconazole resistance. The resistant strains exhibited reduced accumulation of fluconazole and, for the last in the series, a slight increase in drug needed to inhibit sterol
14
-demethylation in vitro. In the isolates from patient 2, increased
MDR1 mRNA levels and the change from heterozygosity
to homozygosity for a mutant form of the ERG11 gene
correlated with continuously decreased drug susceptibility. In this
series, reduced drug accumulation and increased resistance in the
target enzyme activity, sterol 14
-demethylase, were observed. These
results demonstrate that different molecular mechanisms contribute to a
gradual development of fluconazole resistance in C. albicans.
 |
INTRODUCTION |
Candida albicans is an
important opportunistic fungal pathogen of humans and the major cause
of oropharyngeal candidiasis (OPC) in AIDS patients (24).
The azole antifungal agent fluconazole is used widely to treat OPC. In
recent years, however, there have been numerous reports of treatment
failures in patients receiving prolonged fluconazole therapy, and these
treatment failures have been demonstrated to be due to the emergence of
fluconazole-resistant C. albicans strains (5,
26). Different mechanisms may be responsible for drug resistance.
Changes in the level of the drug target enzyme, sterol
14
-demethylase, as a consequence of enhanced transcription or
amplification of the ERG11 gene (previously termed ERG16), may lead to reduced susceptibility of yeasts to
fluconazole (35, 37) although gene dosage effects are
limited (9). Mutations in this gene which lower the affinity
of the enzyme for the drug have also been detected (15, 38).
Central to the mode of action of azole antifungals against
C. albicans is the accumulation of
14
-methylergosta-8,24(28)-dien-3
,6
-diol during treatment, and
defects in sterol C5-desaturation prevent the diol from accumulating
and also cause resistance in the clinic in isolates from AIDS
patients (10-12). Another common resistance mechanism
in C. albicans which has been described by several
authors is enhanced expression of certain multiple drug resistance
proteins, leading to increased fluconazole efflux out of the cell. In
some cases, reduced accumulation of drug in cells appears to account for resistance without changes in sterol 14
-demethylase or sterol C5-desaturase (36). The highly homologous CDR1
and CDR2 genes encode proteins which belong to the
superfamily of ATP-binding cassette transporters (25, 31),
and the MDR1 gene (previously termed
BENr) encodes a protein from the major
facilitator superfamily (3). These efflux pumps have been
implicated in fluconazole resistance in C. albicans
because some fluconazole-resistant C. albicans isolates
which accumulated less intracellular fluconazole exhibited increased
mRNA levels of the corresponding genes compared to
fluconazole-susceptible isolates (1, 29, 31, 37). When
expressed in fluconazole-hypersusceptible Saccharomyces
cerevisiae mutants lacking specific multidrug transporters, CDR1, CDR2, and MDR1 conferred
fluconazole resistance upon transformants (25, 29,
31). In addition, disruption of CDR1 and
CDR2 in C. albicans resulted in enhanced
susceptibility to the drug (30, 31).
In order to determine which of the described mechanisms commonly lead
to fluconazole resistance in clinical C. albicans
strains, we undertook a molecular analysis of serial C. albicans isolates from different episodes of OPC in AIDS patients
who, after successful treatment of the initial episodes, failed to
respond to fluconazole therapy. This report presents a complete
characterization, encompassing all the known fluconazole resistance
mechanisms, for two series of matched isolates which exhibit gradually
increasing resistance in vitro and which were obtained from infections
resistant to fluconazole therapy in the patient.
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MATERIALS AND METHODS |
C. albicans strains and culture conditions.
The C. albicans isolates used in this study are listed
in Table 1. The isolates were obtained
from recurrent episodes of OPC in two AIDS patients. Isolates were
recovered by oral washings with 0.9% NaCl solution either before
(isolates F1, F2, G1, G2) or during (F3, G3, G4) treatment of the
episode with 100 mg of fluconazole per day. Isolate F4 was obtained
from an episode which did not respond to normal fluconazole doses but
which could be cured by increasing the dose to 300 mg per day. The last
isolates of each series were from episodes which did not respond to
enhanced doses of fluconazole (300 mg per day for patient 1 and 400 mg per day for patient 2) and which were treated with intravenous amphotericin B desoxycholate (patient 1, isolate F5) or itraconazole capsules (patient 2, isolate G5). MIC determinations have been described in detail in a previous study (27). The isolates
were kept as frozen stocks at
80°C and were subcultured on YPD agar plates (10 g of yeast extract, 20 g of peptone, 20 g of
glucose, 15 g of agar per liter) at 30°C.
Construction of DNA probes for Southern and Northern
hybridization.
A 954-bp CARE-2 fragment was amplified
by PCR from the template plasmid pRFL37 (17) by using the
primers 5'-CTCTAAAACTGTGCTTGGTG-3' and
5'-AATTTGCACTCATCGAGAGC-3'. Other probes used for Southern hybridization were obtained by PCR amplification from chromosomal DNA
of C. albicans strain CAI4 (4) using primers
derived from the published sequences of the ERG11,
MDR1, and CDR1 genes (3, 14, 25). The
following oligonucleotides were used for amplification: ERG11 probe (positions 148 to 1694 in the ERG11
gene), 5'-ATGGCTATTGTTGAAACTGTCATTG-3' (ERG1) and
5'-GCTGGTTCAGTAGGTAAAACCACC-3' (ERG2); MDR1 probe
(positions 2697 to 4391 in the MDR1 gene),
5'-ATGCATTACAGATTTTTAAGAGAT-3' (MDR1) and
5'-CTAATTAGCATACTTAGATCTTGC-3' (MDR2); CDR1/2
probe (positions 1832 to 3870 in the CDR1 gene),
5'-CACATTGGTAAAGAATCCCAAATTAC-3' (CDR3) and
5'-GGTTTGACCCATCCATCAACA-3' (CDR4). The PCR products were
cloned into the SmaI site of pUC18, yielding plasmids pERG1, pMDR1, and pCDR1/2, and were partially sequenced to confirm their identity. Sequencing demonstrated that the fragment obtained with primers CDR3 and CDR4 corresponded to the CDR2 gene. As it
was recently demonstrated that a corresponding probe hybridizes to both
CDR1 and CDR2 (31), we refer to this
fragment as CDR1/2 probe.
For the detection of mRNAs in Northern hybridization experiments,
hybrid probes containing part of the C. albicans ACT1
gene in addition to sequences from the ERG11,
MDR1, or CDR2 gene were constructed to include an
internal control for equal RNA loading. A 0.8-kb fragment from the
ACT1 coding region (positions 1808 to 2606 [20]) was ligated together with the 1.5-kb
ERG11 fragment from pERG1, the 1.7-kb MDR1
fragment from pMDR1, or with a 1.6-kb CDR2 fragment from
pCDR1/2 (positions 1567 to 3135 in the CDR2 gene) and cloned
into pBluescript KSII, resulting in plasmids pERG2, pMDR2, or pCDR1/2N,
respectively. The hybrid fragments were gel purified and used for
Northern hybridizations.
Isolation of chromosomal DNA and Southern hybridization.
Chromosomal DNA from C. albicans strains was isolated
as described by Millon et al. (22). Ten micrograms of DNA
was digested with EcoRI, separated on a 1% (wt/vol) agarose
gel, and after ethidium bromide staining, transferred by vacuum
blotting to a nylon membrane and fixed by UV cross-linking. Probe
labeling, hybridization, washing, and signal detection were performed
with the ECL labeling and detection kit provided by Amersham
(Braunschweig, Germany), in accordance with the instructions of the
manufacturer. After signal detection from one probe, the blot was kept
for 1 day in the detection solution to eliminate any remaining signal, washed with 5× SSC, and rehybridized with the next probe.
Isolation of total RNA and Northern hybridization.
Total RNA
from C. albicans strains grown at 30°C in YPD medium
to mid-log phase was isolated by the hot acidic phenol method (2). For measuring transcript levels in the presence or
absence of fluconazole, overnight cultures grown in YPD medium were
diluted 1:100 in fresh YPD medium and in YPD medium containing 5 µg
of fluconazole (Pfizer UK, Sandwich, United Kingdom)/ml, and grown to
mid-log phase. Ten micrograms of RNA was separated on a 1.2% (wt/vol)
agarose-formaldehyde gel, transferred to a nylon membrane by capillary
blotting, and fixed by UV cross-linking. Radioactive labeling of the
hybrid probes described above was performed with a random-primer DNA
labeling kit (Boehringer, Mannheim, Germany). Hybridization and washing
of the blots were performed under stringent conditions using standard
protocols (28), and transcripts were detected by
autoradiography. Blots were used only once for each probe.
Sequencing of the ERG11 alleles.
The coding
region from the start codon at position 148 to position 1694 near the
stop codon of the ERG11 genes from C. albicans isolates G1 to G5 was PCR amplified by using primers ERG1
and ERG2. The PCR products were phenol extracted, ethanol precipitated, and dissolved in distilled water. Sequencing was performed with 200 ng of the PCR products as template and the thermo Sequenase fluorescence-labeled primer cycle sequencing kit with deaza dGTP (Amersham). The following IRD 41 dye-labeled oligonucleotides (MWG
Biotech, Ebersberg, Germany) were used for sequencing:
5'-CCCATTAAGAATCCCTGAAACC-3' (ERG16seq1);
5'-CAGGGTCAGGCACTTTATAACC-3' (ERG16seq2);
5'-GAAGCAGAAGTATGTTGACCACCC-3' (ERG16seq3);
5'-CCCCTTTACCGAAAACTGGAGTAG-3' (ERG16seq4);
5'-CGTGGTGATATTGATCCAAATCGTG-3' (ERG16seq5). After
denaturing the template DNA for 2 min at 95°C, 30 cycles of
sequencing were performed, with 15 s of denaturation at 95°C,
15 s of annealing at 58°C, and a 30-s extension at 70°C. Sequence analysis was performed on a LI-COR model 4000 automated sequencer (MWG Biotech). The sequences were analyzed visually for
positions of heterozygosity in the ERG11 alleles.
Identification of sterols by GC-MS.
Samples for gas
chromatography-mass spectrometry (GC-MS) were prepared from 50-ml
cultures in the exponential phase of growth on RPMI 1650 medium
(Sigma). Following silylation for 1 h at 60°C with BSTFA (50 µl) in 50 µl of toluene, sterols were analyzed by GC-MS (VG 12-250 [VG BIOTECH]) with sterol identification by reference to relative
retention time and mass spectra as reported previously (36).
Inhibition of sterol 14
-demethylase activity.
Inhibition
of sterol 14
-demethylase by azole antifungals was investigated by
assessing the cell-free biosynthesis of ergosterol from mevalonic acid
in accordance with the methods of previous studies (36).
Following extraction of nonsaponifiable lipids (sterols and sterol
precursors) by two treatments with 3 ml of heptane, samples were dried
under nitrogen, applied to thin-layer chromatography plates (Merck),
and developed in toluene-diethyl ether (9:1 [vol/vol]). Radioactive
metabolites were located by autoradiography, the band corresponding to
ergosterol was excised, and radioactivity was assessed by liquid
scintillation counting.
Azole content of cells.
Cellular content of fluconazole was
investigated by using 109 cells incubated in 1 × 10
5 M [14C]fluconazole in 100 mM potassium
phosphate buffer (pH 7.4) at 37°C (150 rpm) as described in previous
studies (36). Cells were washed three times in 10 ml of
unlabeled 10
4 M fluconazole prior to collection on
Whatman GF/C filters to establish a favorable fluconazole concentration
gradient to reduce loss of radiolabeled fluconazole from cells and to
wash off nonspecifically bound fluconazole. The samples were assayed
for radioactivity on a Philips 4700 scintillation counter, and
efficiency was examined by the external standard method.
 |
RESULTS |
Genomic alterations in C. albicans strains during
fluconazole therapy.
From each of two AIDS patients with recurrent
OPC, five C. albicans isolates from different episodes
of infection were selected for this study on the basis of their
gradually increased in vitro resistance to fluconazole (Table 1).
Comparison of the CARE-2 hybridization pattern of these
isolates demonstrated that in both patients, a single C. albicans strain was responsible for the recurrent infections, as
the fingerprint pattern of all five isolates was highly similar in each
case (Fig. 1A and
2A). However, the CARE-2
hybridization pattern also revealed subtle genomic alterations in some
isolates with increased MICs. In the isolates from patient 1, the
disappearance of one hybridizing band was observed in isolate F4, and a
second band was missing in isolate F5 (Fig. 1A, lanes 4 and 5). A
similar finding was observed with the isolates from patient 2, where isolate G5 differed from the previous isolates by the absence of
one band (Fig. 2A, lane 5). This indicates that during
fluconazole therapy microevolution of infecting C. albicans strains takes place, a phenomenon which has also been
described by others (18, 34).

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FIG. 1.
Southern hybridization with different probes of
EcoRI-digested chromosomal DNA of C. albicans isolates F1 to F5 from patient 1. (A) CARE-2
fingerprint pattern of the isolates. The arrows indicate the fragments
missing in isolates F4 and F5. The positions of molecular size markers
(in kb) are shown on the left side. (B) Hybridization with the
CDR1/2 probe. (C) Hybridization with the MDR1
probe. (D) Hybridization with the ERG11 probe. The sizes of
hybridizing fragments (in kb) are indicated on the right side of the
blots in panels B, C, and D.
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FIG. 2.
Southern hybridization with different probes of
EcoRI-digested chromosomal DNA of C. albicans isolates G1 to G5 from patient 2. (A) CARE-2
fingerprint pattern of the isolates. The arrow indicates the fragment
missing in isolate G5. The positions of molecular size markers (in kb)
are shown on the left side. (B) Hybridization with the
CDR1/2 probe. (C) Hybridization with the MDR1
probe. (D) Hybridization with the ERG11 probe. The sizes of
hybridizing fragments (in kb) are indicated on the right side of the
blots in panels B, C, and D.
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No changes in the ergosterol content of the clinical strains was
observed, thereby excluding sterol C5-desaturase defects as the basis
of the observed resistance (Table 2). To
investigate if the observed genomic alterations involved genes coding
for multiple drug resistance proteins or the drug target enzyme, sterol 14
-demethylase, the Southern blots were rehybridized with probes specific for the CDR1/2 genes, the MDR1 gene,
and the ERG11 gene. With the isolates from patient 1, a change in the CDR1/2 hybridization pattern was
detected in isolates F4 and F5 (Fig. 1B, lanes 4 and 5). These isolates
had lost two fragments of 1.3 and 2.6 kb which were present in the
previous isolates. No change in the MDR1 or ERG11
hybridization pattern was observed in the isolates from this patient
(Fig. 1C and D).
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TABLE 2.
Percentage of ergosterol among total sterols, cellular
concentration of fluconazole, and IC50 for inhibition
of sterol 14 -demethylase among the two clinical series of
C. albicans strains
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The first four isolates (G1 to G4) from patient 2 exhibited two
EcoRI fragments which hybridized with the ERG11
probe (Fig. 2D). As the ERG11 gene does not contain an
EcoRI site, the fragments most probably represent the two
alleles of the ERG11 gene which are differentiated by a
restriction site polymorphism in these isolates. The last isolate (G5),
which had the highest MIC of fluconazole, had lost the smaller
fragment. The most likely explanation for this observation is that
isolate G5 became homozygous for one of the two ERG11
alleles, either by mitotic recombination or by a gene conversion event.
No change in the CDR1/2 or MDR1 hybridization
pattern was detected in the strain from patient 2 (Fig. 2B and C).
The Southern hybridizations in Fig. 1 and 2 also demonstrated that no
stable amplification of any of the genes investigated had occurred
during resistance development in the C. albicans strains from both patients, as there was no increase in relative signal
strength and no appearance of additional hybridizing fragments.
Enhanced expression of ERG11 and MDR1 genes
in fluconazole-resistant C. albicans.
To investigate if
changes in the expression of ERG11,
MDR1, or CDR1/2 correlated with fluconazole
resistance, the mRNA levels of these genes in the C. albicans isolates were compared after Northern hybridization of
total RNA with ERG11-ACT1, MDR1-ACT1, or
CDR1/2-ACT1 hybrid probes (see Materials and Methods).
Isolates F1 and F2 from patient 1 did not contain detectable amounts of MDR1 mRNA (Fig. 3B, lanes 1 and 2). In contrast, isolate F3 expressed the MDR1 gene
(Fig. 3B, lane 3), and there was a further 3.5-fold increase in the
amount of MDR1 mRNA in isolate F4 (Fig. 3B, lane 4). This
corresponded with an observed reduction in intracellular fluconazole
accumulating in these strains and supports the role of MDR1
in causing resistance (Table 2). Isolate F5, which had the highest MIC
(Fig. 3B, lane 5), did not contain significantly higher MDR1
mRNA levels than isolate F4, but F5 exhibited 3.5-fold greater amounts of ERG11 mRNA compared to the previous
isolates F1 to F4 (Fig. 3A). This last isolate from patient 1 was the
only one to show a slight increase in the amount of drug needed to inhibit the cell-free synthesis of ergosterol in vitro (Table 2). No
significant alterations in the level of the CDR1/2
transcripts were observed in the isolates F1 to F5 (Fig. 3C).

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FIG. 3.
Northern hybridization with different probes of total
RNA of C. albicans isolates F1 to F5 from patient 1. (A) Hybridization with an ERG11-ACT1 hybrid probe. (B)
Hybridization with an MDR1-ACT1 hybrid probe. (C)
Hybridization with a CDR1/2-ACT1 hybrid probe. The identity
of the mRNAs is indicated.
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Isolates G1 to G5 from patient 2 all contained similar amounts of
ERG11 mRNA (Fig. 4A). No
MDR1 mRNA was detected in isolates G1 and G2 (Fig. 4B, lanes
1 and 2), but isolate G3 expressed the MDR1 gene (Fig. 4B,
lane 3). MDR1 mRNA levels in G3 and G4 were comparable (Fig.
4B, lanes 3 and 4; the difference in signal strength is due to unequal
loading as can be seen from the signal corresponding to the
ACT1 transcript), but there was a further 1.9-fold increase in the level of MDR1 mRNA in isolate G5 compared to G4 (Fig.
4B, lane 5). Again, no significant differences in CDR1/2
transcript levels were observed in the isolates G1 to G5 (Fig. 2C). For
this series the change in MDR1 transcript level also
corresponded with reduced accumulation of fluconazole observed in cells
from G3, G4, and G5 compared to G1 and G2.

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FIG. 4.
Northern hybridization with different probes of total
RNA of C. albicans isolates G1 to G5 from patient 2. (A) Hybridization with an ERG11-ACT1 hybrid probe. (B)
Hybridization with an MDR1-ACT1 hybrid probe. (C)
Hybridization with a CDR1/2-ACT1 hybrid probe. The identity
of the mRNAs is indicated.
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Mutations in the ERG11 gene correlating with
fluconazole resistance.
The change from heterozygosity for
ERG11 in isolates G1 to G4 to homozygosity in isolate G5
suggested that allelic differences in this gene might account for
reduced fluconazole susceptibility of the enzyme, and that conversion
to homozygosity could have rendered isolate G5 more resistant. To test
this hypothesis, the sequences of both ERG11 alleles in
isolates G1 to G5 were determined by direct sequencing of PCR-amplified
DNA fragments which contained almost all of the ERG11 coding
region. The results confirmed that isolates G1 to G4 indeed contained
two different alleles of the ERG11 gene, whereas isolate G5
had become homozygous for one of these alleles. An illustration of this
analysis is presented in Fig. 5, which
shows three positions of heterozygosity in the ERG11 alleles
of isolates G1 to G4. In isolate G5, only one of the two respective
nucleotides was present at the corresponding positions. Overall,
heterozygosity was detected at 13 positions in the ERG11 coding region in isolates G1 to G4 (Table
3). Although sequencing did not
distinguish which allele was associated with which nucleotide at
heterozygous positions, it is highly probable that the nucleotides detected in ERG11 from isolate G5 were contained in one of
the alleles of isolates G1 to G4 and the remaining nucleotides in isolates G1 to G4 were present in the other allele. Most of the codon
exchanges were silent; only two codon differences resulted in the
conserved amino acid exchanges E266D and V488I. However, isolate G5
additionally contained an A at position 1537 in both alleles of the
ERG11 gene whereas isolates G1 to G4 contained a G at this
position in both ERG11 alleles. Therefore, the G-to-A mutation must have occurred in one ERG11 allele in an
intermediate isolate which was not recovered from patient 2 before the
strain became homozygous for the ERG11 gene. This mutation
resulted in the substitution of serine for glycine at the corresponding
position in isolate G5 and this isolate exhibited a large increase in
the 50% inhibitory concentration (IC50) for the effect of
fluconazole on ergosterol biosynthesis by cell-free extracts.

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FIG. 5.
Detection of allelic polymorphisms in the
ERG11 gene of C. albicans isolates from
patient 2. The samples corresponding to the same nucleotides were in
all cases run next to each other in order from isolate G1 to G5. A part
of the sequencing gel where three examples of allelic polymorphism
between the two ERG11 alleles in isolates G1 to G4 were
detected (indicated on the right side) is shown. Isolate G5 became
homozygous for one of the two alleles.
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Inducibility of ERG11 gene expression by fluconazole
in susceptible and resistant C. albicans
isolates.
The response of fluconazole-susceptible and
-resistant isolates to subinhibitory concentrations of the drug was
investigated with respect to the expression of the
ERG11, MDR1, and CDR1/2 genes. The
growth-inhibitory effect of fluconazole strongly depends on the
culture conditions (5), and preliminary experiments showed
that the isolates used in this study grew well in YPD medium containing
5 µg of fluconazole/ml (data not shown). Therefore, the mRNA levels
of the genes under study in the absence or presence of 5 µg of
fluconazole/ml were compared in the first (susceptible) and last
(resistant) selected isolate of each series. As can be seen in Fig.
6, fluconazole induced the expression of
the ERG11 gene encoding the target enzyme. The susceptible
C. albicans isolates from both patients exhibited
enhanced ERG11 mRNA levels when grown in the presence of
fluconazole as compared to the controls grown in drug-free medium
(2-fold for F1 and 3.4-fold for G1). In contrast, the resistant
isolates did not change the level of ERG11 mRNA in response
to fluconazole. The resistant isolate F5 constitutively expressed the
ERG11 gene even in the absence of fluconazole at higher
levels than the susceptible isolate F1 under induced conditions, but
ERG11 mRNA levels were not further increased by fluconazole (Fig. 6A). In drug-free medium, the resistant isolate G5 exhibited an
amount of ERG11 mRNA similar to that of the susceptible
isolate G1 but, in contrast to G1, ERG11 expression
was not inducible by fluconazole in isolate G5 (Fig. 6B). The
expression of neither MDR1 nor CDR1/2 was induced
by fluconazole in any of the strains tested (data not shown).

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FIG. 6.
ERG11 mRNA levels in susceptible and
resistant C. albicans strains during growth in the
absence ( ) or presence (+) of 5 µg of fluconazole/ml. The
ERG11 and ACT1 mRNAs are indicated on the right
side. (A) Isolates F1 (susceptible) and F5 (resistant) from patient 1. (B) Isolates G1 (susceptible) and G5 (resistant) from patient 2.
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DISCUSSION |
The results of the present study confirm earlier observations that
fluconazole resistance in previously susceptible C. albicans strains can develop during therapy. In two series of
isolates from two different patients analyzed in this study, resistance developed gradually, and different molecular changes were correlated at
various steps with reduced drug susceptibility of the isolates. Whereas
no alteration was detected which could account for the enhanced in
vitro resistance of isolate F2 compared to F1, the enhanced MIC for
isolate F3 correlated with the expression of MDR1 mRNA which
was not detected in F1 and F2 and the reduced accumulation of
fluconazole. The further increase in MDR1 expression could also explain the enhanced resistance of isolate F4. This isolate
additionally exhibited genomic alterations involving the CDR1 or CDR2 genes. The loss of two hybridizing
fragments may be due to deletion of one of the genes or to mitotic
recombination which could result in the loss of fragments representing
heterozygous alleles. The probe used in this study could not
differentiate between CDR1 and CDR2, and
recently, additional CDR genes have been identified by
other researchers (33). Such genes might also
hybridize to the CDR1/2 probe and could have suffered from genomic rearrangements. However, the observed genomic changes did
not lead to alterations in the overall expression of the CDR genes as judged by Northern hybridization. The last isolate of this
series, F5, which had the highest MIC of fluconazole, constitutively expressed the ERG11 gene at high levels, and this
corresponded with a slightly increased IC50 for fluconazole
in cell-free studies on the susceptibility of the enzyme target.
Therefore, correspondingly greater amounts of the target enzyme sterol
14
-demethylase may have contributed to the resistant phenotype of
this isolate. Definitive proof will require specific antibodies to
quantify sterol 14
-demethylase and cytochrome P45051, together with
knowledge of the biodiversity of the cytochrome P450 superfamily in
C. albicans.
Multiple mechanisms also seem to be involved in fluconazole resistance
development in the isolates from patient 2. Again, expression of
MDR1 presumably accounts for the elevated resistance, as
reflected in reduced accumulation of fluconazole, of isolate G3
compared to that of G1 and G2. No molecular changes which could explain
the differences in drug susceptibility between isolates G3 and G4 were
detected. However, as G4 accumulated less intracellular fluconazole
than G3, other unidentified efflux pumps may be involved. Several
alterations were detected in the isolate with the highest resistance,
G5. This isolate exhibited a further increase in the level of
MDR1 mRNA compared to the previous isolates. In addition, G5
became homozygous for a mutated allele of the ERG11 gene. In contrast to isolate F5 from patient 1, ERG11 mRNA levels
were not enhanced in isolate G5, but the differences in the amino acid sequence of the enzyme may have led to a reduced affinity for fluconazole. The G464S alteration was previously observed in a resistant isolate as were the two other polymorphisms detected in
separate strains (19). As the initial strains of this series were sensitive to fluconazole that implies the E266D and V488I changes
do not contribute to resistance, as an enzyme with reduced affinity for
fluconazole should exert a resistance phenotype in the
heterozygous state. A change from heterozygosity to homozygosity for the ERG11 gene has also recently been described to be
responsible for enhanced fluconazole resistance in a clinical
C. albicans strain from another matched set of isolates
(38). In that case, an R467K amino acid substitution was
found in both ERG11 alleles from the isolate with elevated
resistance which was not present in the previous isolates and must
therefore have occurred in an intermediate isolate not recovered from
the patient. A similar situation was detected in the isolates from
patient 2 described in our present study. The G464S mutation, which is
located in the heme binding domain of the Erg11p protein near the R467K
substitution described by White (38), must have been
introduced into one ERG11 allele before conversion to
homozygosity. Molecular modeling of azole binding to sterol
14
-demethylase of C. albicans has included the known
binding of the triazole of fluconazole to the heme moiety and
interactions of the N-1 substituent group with the apoprotein,
particularly F233,235 (16). One obvious mechanism which
might account for the effect of a G464S mutation observed in the
cell-free studies is a subtle alteration in the plane or position of
the heme, resulting in interference in the aromatic interactions
of apoprotein and fluconazole which occurs above the plane of the heme.
The contribution of the G464S mutation in sterol
14
-demethylase to fluconazole resistance was recently confirmed by
Sanglard et al. (32) who, after submission of our manuscript, reported the same mutation in several drug-resistant isolates. However, the two other amino acid differences between the
ERG11 alleles in isolates G1 to G4, E266D, and V488I may
also have increased fluconazole resistance after strain G5 became
homozygous for the allele with D266 and I488. Determination of the
influence of these amino acid substitutions, individually and in
combination, on drug susceptibility, however, awaits the further
molecular characterization of mutant enzymes in vitro.
Our finding that multiple molecular mechanisms contribute to the
development of fluconazole resistance in clinical C. albicans isolates confirm the recently published observation by
White (37, 38), who demonstrated that increased levels
of ERG11, CDR, and MDR1 mRNAs as
well as an altered ERG11 gene all correlated with increased
drug resistance of C. albicans isolates from an
HIV-infected patient. In the isolates presented in our study, we could
not demonstrate an involvement of CDR genes in fluconazole
resistance, which was found by White (37) and also by other
researchers (1, 29, 31). Remarkably, in both series of
C. albicans isolates, enhanced MDR1 mRNA
levels were clearly correlated with elevated fluconazole resistance.
MDR1 has been reported to mediate resistance against
fluconazole but not against other azoles, in contrast to
CDR1 and CDR2 (29, 31).
Correspondingly, overexpression of MDR1 in the strains
analyzed here did not result in cross-resistance against ketoconazole
and itraconazole (Table 1). In a previous study, Sanglard et al.
(29) found that MDR1 was not involved in
fluconazole resistance as often as CDR1, and it was also
shown that an mdr1-negative derivative of C. albicans strain CAF4-2 was not hypersusceptible to fluconazole
(30). Our results support the idea of a more frequent role
of enhanced MDR1 expression in fluconazole resistance in
C. albicans. In addition, we found that the
C. albicans strain CAI4, like CAF4-2 a derivative of
strain SC5314, did not detectably express the MDR1 gene
during growth in YPD medium (unpublished observation). Low-level
MDR1 expression has also been reported for strain CAF4-2
(30). Therefore, it is not surprising that inactivation of
the MDR1 gene in this strain did not influence fluconazole
susceptibility. Another mdr1-negative derivative of a strain
expressing the MDR1 gene was constructed by Goldway et al.
(6), but fluconazole susceptibilities of the mutant and its
parent were not tested in that study. A definite genetic proof for
MDR1-mediated clinical fluconazole resistance would require
inactivation of the gene in resistant strains which express
MDR1, like the isolates described in our study. The
development of positive selection markers (13) will make the
introduction of such mutations in wild-type, clinical C. albicans strains feasible.
We demonstrated that C. albicans responds to the
presence of fluconazole by enhancing the expression of the
ERG11 gene, a phenomenon recently also described by others
(1). Although other researchers supposed that increased
ERG11 expression is not a major cause of fluconazole
resistance (29), increased ERG11 mRNA levels were
clearly correlated with drug resistance in isolate F5 in our study. The
ERG11 gene in this isolate was constitutively expressed at
higher levels than in previous isolates from the same patient even
after induction of the gene by fluconazole. This finding suggests that
mutations, either in the ERG11 regulatory region or in an
unknown regulatory protein, which increase expression of the gene above
normally inducible levels, result in fluconazole resistance. Further
investigation of isolate F5 is warranted to substantiate this through
characterization of sterol 14
-demethylase among the multiplicity of
cytochrome P450 which may be present in C. albicans.
The MDR1 and CDR genes were not inducible by
fluconazole in the strains tested. Susceptible isolates did not
detectably express the MDR1 gene, either in the absence or
in the presence of fluconazole. In contrast, resistant isolates
constitutively expressed the MDR1 gene at high levels.
Promoter mutations could account for this observation. Another
explanation which has also been proposed by others (29) is
that mutations in a regulator(s) of MDR1 and/or other genes
encoding multiple drug resistance proteins result in unrestricted
MDR1 expression. Such a putative regulator would not respond
to fluconazole, as the normal biological function of the efflux pump is
presumably different from conferring resistance to synthetic drugs. In
S. cerevisiae, Pdr1p and Pdr3p activate transcription of the
genes PDR5, SNQ2, and YOR1 encoding
ATP-binding cassette transporters (7, 8, 21), and very
recently it was shown that Pdr1p and Pdr3p also regulate the expression
of genes belonging to the major facilitator superfamily
(23). Analogous proteins may be responsible for the
regulation of C. albicans genes encoding multiple drug
resistance proteins, like MDR1.
In conclusion, our results demonstrate that C. albicans
uses different mechanisms to develop fluconazole resistance which can
be combined in the same strain to generate high levels of resistance
during antimycotic treatment.
 |
ACKNOWLEDGMENTS |
This study was supported by the Bundesministerium für
Bildung, Wissenschaft, Forschung und Technologie (BMBF grant O1 K1 8906-0).
We thank B. Lasker for the gift of plasmid pRFL37. Gerwald Köhler
and Jörg Hacker are acknowledged for critical reading of the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Zentrum
für Infektionsforschung, Universität Würzburg,
Röntgenring 11, D-97070 Würzburg, Germany. Phone:
49-931-31 21 52. Fax: 49-931-31 25 78. E-mail:
joachim.morschhaeuser{at}mail.uni-wuerzburg.de.
 |
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Antimicrobial Agents and Chemotherapy, December 1998, p. 3065-3072, Vol. 42, No. 12
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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