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Antimicrobial Agents and Chemotherapy, December 1998, p. 3123-3129, Vol. 42, No. 12
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Patterns of Resistance and Cross-Resistance to Human
Immunodeficiency Virus Type 1 Reverse Transcriptase Inhibitors in
Patients Treated with the Nonnucleoside Reverse Transcriptase
Inhibitor Loviride
Veronica
Miller,1,*
Marie-Pierre
de Béthune,2
Astrid
Kober,1
Martin
Stürmer,1
Kurt
Hertogs,3
Rudi
Pauwels,3
Paul
Stoffels,4,
and
Schlomo
Staszewski1
Zentrum der Inneren Medizin, J. W. Goethe Universität, Frankfurt, Germany,1
and
TIBOTEC, Institute for Antiviral
Research,2 and
VIRCO, Central
Virological Laboratory,3 B-2800 Mechelen,
and
Janssen Research Foundation, B-2340
Beerse,4 Belgium
Received 26 May 1998/Returned for modification 29 August
1998/Accepted 22 September 1998
 |
ABSTRACT |
Human immunodeficiency virus type 1 (HIV-1) strains resistant to
nonnucleoside reverse transcriptase inhibitors (NNRTIs) may easily be
selected for in vitro and in vivo under a suboptimal therapy
regimen. Although cross-resistance is extensive within this
class of compounds, newer NNRTIs were reported to retain activity against laboratory strains containing defined
resistance-associated mutations. We have characterized HIV-1 resistance
to loviride and the extent of cross-resistance to nevirapine,
delavirdine, efavirenz, HBY-097, and tivirapine in a set of 24 clinical
samples from patients treated with long-term loviride monotherapy by
using a recombinant virus assay. Genotypic changes associated with
resistance were analyzed by population sequencing. Overall, phenotypic
resistance to loviride ranged from 0.04 to 3.47 log10-fold.
Resistance was observed in samples from patients who had
discontinued loviride for up to 27 months. Cross-resistance to the
other compounds was extensive; however, fold resistance to efavirenz
was significantly lower than fold resistance to nevirapine. No
genotypic changes were detected in three samples; these were sensitive
to all of the NNRTIs tested. The most common genotypic change was the
K103N substitution. The range of phenotypic resistance in samples
containing the K103N substitution could not be predicted from a
genotypic analysis of known NNRTI resistance-associated mutations. The
Y181C substitution was detected in one isolate which was resistant to loviride and delavirdine but sensitive to efavirenz, HBY-097, and
tivirapine. Our data indicate that the available newer NNRTIs which
retain activity against some HIV-1 strains selected by other compounds
of this class in vitro may have compromised clinical efficacy in some
patients pretreated with NNRTI.
 |
INTRODUCTION |
Nonnucleoside reverse transcriptase (RT) inhibitors (NNRTIs)
are potent inhibitors of and highly selective for human
immunodeficiency virus type 1 (HIV-1) RT (28, 29). The
first NNRTI compound to be described was a TIBO
(tetra-hydroimidazo[4,5,1-jk][1,4]-benzodiazepin-2(1H)-one and -thione)
derivative (28). Although belonging to various structurally distinct chemical groups, they have the same mechanism of action in that they bind to the hydrophobic pocket close to the
polymerase catalytic site of RT and slow the rate of polymerization
catalyzed by the enzyme (39). Two NNRTIs
nevirapine
and delavirdine
have been approved for clinical use in
combination antiretroviral therapy (8, 25, 32). Efavirenz, a
derivative of the newly developed benzoxazin-2-ones, is currently in
phase III of clinical development (14, 36). Loviride, a
member of the
-anilinophenylacetamide group, was tested in
monotherapy and in double and triple drug combination trials (6,
34, 40, 41). Other NNRTIs that have been tested clinically
include tivirapine, a derivative of the TIBO group of compounds
previously known as 8-C1-TIBOs (5, 23, 30), and the
quinoxaline compound HBY-097 (35, 38).
HIV-1 variants resistant to NNRTIs may easily be selected in vitro
(12, 18, 31) and in vivo in a monotherapy antiretroviral regimen (10, 23, 37). Drug resistance has been shown to limit the antiviral efficacy of this class of drugs in clinical trials
(24). Mutations resulting in resistance to this class of
compound cluster in the hydrophobic pocket within the palm domain of
the p66 RT subunit (42). Mutations commonly selected by
NNRTIs occur at amino acid positions 98 to 108, 179 to 190, and 230 to 236. In in vitro selection experiments, individual NNRTIs
may predominantly select one or two mutations, which may result
in a disadvantage for the virus. For example, delavirdine selects for
the P236L substitution in vitro, which confers increased sensitivity to
other NNRTIs in vitro (12); HBY-097 was active against mutants selected by other NNRTIs and itself selects for the
G190E substitution with severe impairment of RT activity in vitro
(4, 18, 19). These considerations led to the proposal that
it may be possible to use NNRTIs sequentially or that
NNRTI combinations may be strategically useful; clinical trials
testing the efficacy of NNRTI combinations are currently being
developed. Evidence from clinical trials, however, indicates that
clinical treatment results in the selection of a few main mutations.
These include changes at amino acid positions 181 (Y181C) and 103 (K103N) with resulting broad cross-resistance to this class of
compounds (10, 33, 35, 37). Newer NNRTIs, such as
efavirenz, are active in vitro against virus strains with single
mutations, such as those at position 98, 106, or 181, whereas
higher-level resistance (an up to 1,500-fold increase in the 95%
inhibitory concentration [IC95]) was observed against
virus strains with double mutations (46). However, in
patients treated with efavirenz, the K103N substitution was detected in
the majority of patients with a rebound in plasma viral load
(2). In in vitro site-directed mutagenesis experiments, the
K103N substitution led to an 18-fold rise in the IC90,
corresponding to a concentration of 64 nM, against HIV-1 strain NL4-3
(17). Based on pharmacokinetic data, calculation of ICs for
virus strains harboring the K103N mutation with adjustment for protein
binding showed that the achievable levels in plasma may possibly be
sufficiently high to retain activity against virus strains with this
substitution (1). Thus, it may be possible to use efavirenz
or other new NNRTIs therapeutically in patients previously exposed
to this class of drugs harboring HIV-1 strains with NNRTI
resistance-associated mutations (1, 45, 46).
In this retrospective analysis, we investigated the development of
resistance
at the phenotypic and genotypic levels
to loviride in patients treated with long-term loviride monotherapy within the
INT-2 trial and its follow-up phases (40). The
resistance analyses were based on a plasma-derived recombinant virus
phenotypic assay. We investigated the levels of cross-resistance to
five other NNRTIs: nevirapine, delavirdine, efavirenz, HBY-097, and the 8-C1-TIBO derivative tivirapine.
 |
MATERIALS AND METHODS |
Patient population.
Patients who had participated in the
INT-2 trial (40) and had elected to continue taking loviride
through the follow-up protocols were included in this study. Informed
consent was obtained from all patients.
Sample preparation.
Plasma was prepared from whole blood
collected in EDTA tubes and frozen at
70°C.
Preparation of recombinant HIV-1 and drug susceptibility
assay.
Drug resistance was tested by using the Antivirogram, a
recombinant virus assay-based method, as previously described (13, 22). Loviride and tivirapine were produced by the Janssen
Research Foundation. Delavirdine, efavirenz, and HBY-097 were kindly
supplied by Pharmacia & Upjohn (Kalamazoo, Mich.), Dupont Merck
Pharmaceutical Company (Wilmington, Del.), and Hoechst-Bayer
(Frankfurt, Germany), respectively. Results are expressed as fold
resistance (IC50 of recombinant/IC50 of wild
type) or as log10 fold resistance (log10-R). The wild-type recombinant virus was based on pHXB2; a construct with RT
deleted (pHIV
RT) provided the background for the patient plasma-derived recombinant viruses (13, 22). Resistance was defined as an increase in the IC50 of
fourfold
(log10 0.60) compared to the wild type. The
IC50s for the wild-type strain were 0.0165 to 0.065 µM
loviride, 0.021 to 0.023 µM nevirapine, 1.32 to 1.61 µM
delavirdine, 0.0021 to 0.0023 µM efavirenz, 0.0027 µM HBY-097, and
0.016 to 0.042 µM tivirapine. The high IC50 of delavirdine was due to instability of the compound in solution when
stored at
20°C (product information from Pharmacia & Upjohn).
Sequence determination.
RT genotypes were determined by
sequencing of the RT region from recombinant HIV-1, as well as directly
from plasma-derived RT regions, as previously described
(13).
 |
RESULTS |
Patient population.
The INT-2 trial (40), initiated
in 1992, compared 100 mg of loviride given three times daily versus 400 mg of
-anilinophenylacetamide lead compound R18893 given three times
daily versus placebo administration in a 6-month randomized trial
involving patients with CD4 counts above 400 cells/mm3.
Twenty-six patients who elected to go on to follow-up open-label protocols were available for resistance testing approximately 3 years
afterward. The median time of loviride treatment was 28.5 months. Five
patients had been exposed to R18893 during the randomized-treatment period. Three patients (B701, B710, and B720) had discontinued loviride
for 8, 10, and 27 months, respectively, prior to resistance testing and
had received no subsequent NNRTI therapy. Patient B701 withdrew
consent, patient B710 switched to other antiretroviral treatment, and
patient B720 discontinued antiretroviral treatment due to pregnancy. In
terms of other RT inhibitor treatment, one patient had received
zidovudine (ZDV) in combination with loviride for 9 months, and one
patient had received ZDV plus lamivudine in combination with loviride
for 3 months at the time of sampling. At the time of resistance
testing, the median CD4 cell count was 428 (range, 168 to 818)
cells/mm3 and the median viral load was 4.67 (range, 2.7 to
5.89) log10 HIV-1 RNA copies/ml. A summary of patient
characteristics is provided in Table 1.
Resistance to NRTIs.
By using the Antivirogram method,
phenotypic resistance to all available RT inhibitors can be measured in
one assay (13, 22). In two samples with low virus loads
(B713 and B722), it was not possible to obtain an amplified product for
recombination. Thus, a total of 24 samples were included in the
resistance analysis.
All patient samples but the two originating from patients
treated with nucleoside analogue RT inhibitors (Table 1) were fully sensitive to all five of the nucleoside RT inhibitors (NRTIs) tested
(ZDV, zalcitabine, didanosine, stavudine, and lamivudine) (data
not shown). Sample B710 had 14-fold resistance to ZDV; the M41L
and T215Y ZDV resistance-associated mutations were detected in plasma- and recombinant-virus-derived RT sequences. Sample B716 was fully resistant to lamivudine (IC50,
>100 µM) but sensitive to ZDV. The only genotypic
change was the M184V mutation associated with lamivudine
resistance (43).
Resistance to loviride.
We were able to test phenotypic
resistance to loviride in 24 of the 26 samples. The results are
listed in Table 2. Overall, resistance
ranged from 0.04 to 3.47 log10-R. These values
correspond to IC50s ranging from 0.0187 to 49.225 µM.
Interestingly, resistance was detected in two of the samples
originating from patients who had discontinued loviride for 8
and 27 months: B701 and B720 (13-fold and 11-fold,
respectively).
The NNRTI resistance-associated mutations that were detected are
presented in Table
2. No mutations were detected in plasma-derived
or
recombinant-virus-derived RT sequences in three samples (B703,
B710,
and B715); these were loviride sensitive (Table
2). Repeat
analysis of
new samples from these patients yielded similar results
(data not
shown). The most common mutation was at amino acid position
103. The
K103N change was found in 14 samples as the sole mutation
and in 2 samples in combination with other mutations in an analysis
of
plasma-derived or recombinant-virus-derived RT sequences; in
one
sample, the change was K103S. All samples with genotypic changes
at
position 103 were resistant to loviride (Table
2). The median
log
10-R value for samples containing K103N was 1.89 (range,
1.05
to 2.24). Genotypic changes at position 103 also occurred in
combination
with changes at position 238 and in combination with
changes at
positions 101 and 138. The highest level of resistance to
loviride
(2,983-fold; IC
50, 49.23 µM) was seen in a
sample with the K103N
mutation in combination with K238T. Y181C was
detected in one
sample with 562-fold resistance to loviride. Other
NNRTI resistance-associated
changes observed in plasma-derived RT
sequences were V108I, A98G,
and
K101Q.
In most cases in which sequences from plasma-derived and
recombinant-virus-derived RT regions were available, these were
concordant.
Exceptions were observed in samples B714 (K103S versus
K103N),
B719, and B725, the latter showing double mutations in the
recombinant-virus-derived
sequence.
Resistance to other NNRTIs.
The recombinant HIV isolates
were tested for susceptibility to nevirapine, delavirdine, efavirenz,
HBY-097, and tivirapine. In general, a high degree of
cross-reactivity was observed. All loviride-sensitive samples
were sensitive to the other NNRTIs. The degree of
cross-reactivity to other NNRTIs in loviride-resistant samples varied within samples and within compounds.
All samples with K103N showed decreased susceptibility to nevirapine
and delavirdine. The median log
10-R value for nevirapine
was 2.14 (range, 0.92 to 2.64). Due to the high IC
50 of
delavirdine
for the wild type, yielding >62.2-fold-resistance in most
cases,
a median could not be calculated. The median log
10-R
values were
1.53 (range, 0.51 to 2.14) for efavirenz, 1.36 (range, 0.79 to
1.95) for HBY-097, and 1.80 (range, 0.45 to 2.45) for tivirapine.
Four representative samples with genotypic changes at amino acid
position 103 are shown in Fig.
1A. The
fold resistance to efavirenz
was low in some cases (e.g., 3.2-fold in
B714, corresponding to
an IC
50 of 0.0067 µM), as shown in
Fig.
1A. In this same sample,
resistance to HBY-097 was also low
(6.1-fold; IC
50, 0.0165 µM).
In other cases, however,
resistance to efavirenz in samples containing
the K103N mutation was
high, e.g., sample B706, with an efavirenz
resistance value of 130-fold
and an efavirenz IC
50 of 0.29 µM.
Sample B720 originated
from a patient who had discontinued loviride
for 27 months; in this
case, resistance to all compounds, including
efavirenz, was >10-fold.

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FIG. 1.
Phenotypic resistance to loviride, nevirapine,
delavirdine, efavirenz, HBY-097, and tivirapine in representative
samples containing the K103N mutation (A) or other NNRTI
resistance-associated mutations (B). Due to the high delavirdine
IC50 for the wild-type strain, the maximum resistance
measurable was 62.2-fold (1.79 log10-R). ID,
identification.
|
|
Figure
1B shows the fold resistance values for samples with mutations
other than the K103N. Interestingly, sample B723, containing
the Y181C
mutation, while displaying high resistance to loviride
(560-fold;
IC
50, 9.28 µM) and delavirdine (39.2-fold;
IC
50, 62.9
µM) retained full sensitivity to efavirenz (0- to 8-fold; IC
50,
0.0016 µM) and HBY-097 (2.6-fold;
IC
50, 0.0071 µM). A nevirapine
resistance measurement was
not available for this sample. Resistance
to tivirapine was
low (fourfold; IC
50, 0.133 µM). Samples
containing
changes at position 101 (B724) or double mutations involving
positions
98 and 238 (B719) were also less than 10-fold resistant to
efavirenz.
In general, the log
10-R values for nevirapine were higher
than those for loviride. In contrast, the log
10-R values
for efavirenz,
HBY-097, and tivirapine were lower than those
for loviride. Because
of the high delavirdine IC
50s for the
wild-type strain, yielding
a maximum measurable resistance level of
62-fold, this type of
comparison was not possible for this compound.
Figure
2 illustrates
the comparison of resistances to loviride,
nevirapine, and efavirenz.
Nevirapine resistance (Fig.
2A) was higher than loviride resistance
in the majority of samples (
P = 0.0046), whereas
efavirenz resistance
was lower in most samples, with a
P
value of 0.0004 (Fig.
2B).
Resistance to efavirenz was lower than
resistance to nevirapine
in all samples (Fig.
2C). The difference in
the fold resistance
values for efavirenz and nevirapine was highly
significant, with
a
P value of <0.0001.

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FIG. 2.
Resistance comparisons of nevirapine versus loviride
(A), efavirenz versus loviride (B), and efavirenz versus nevirapine
(C). The dashed line represents a 1:1 ratio. P values
(paired t test): A, 0.0046; B, 0.0004; C, <0.0001.
|
|
 |
DISCUSSION |
This is the first report of resistance and cross-resistance to
loviride, nevirapine, delavirdine, efavirenz, HBY-097, and the
8-C1-TIBO derivative tivirapine in a set of clinical HIV-1 isolates. In
this analysis of recombinant HIV-1 isolates from patients given
long-term treatment with loviride, we have shown that cross-resistance
within this class of drugs is extensive and may be expressed toward
newer NNRTIs such as HBY-097 and efavirenz. Although the increase
in resistance to nevirapine was significantly greater than the
increase in resistance to efavirenz, the changes in the
IC50s of the latter may be large in some cases, leading to
a prediction of suboptimal virological responses to efavirenz in some
patients. However, the clinical impact of these changes cannot be
assessed without clinical trials. As in other reported analyses, the
major mutation detected in the HIV-1 RT was K103N appearing as the
sole mutation or in combination with other NNRTI resistance-associated changes. However, not all samples contained K103N. In addition, other NNRTI resistance-associated changes were
selected for.
For the NNRTIs, in contrast to NRTIs, the achievable levels of
non-protein-bound drug in plasma correlate directly with the potential
for in vivo antiviral activity. Efavirenz and HBY-097, with an
IC90 or IC95 of 3 to 7 nM (18, 46),
are more potent compounds than the first-generation NNRTIs
nevirapine (IC90, 710 nM) (20, 21) and
delavirdine (IC90, 45 to 100 nM) (12). In vitro
studies with efavirenz have demonstrated an 18-fold loss of activity
due to the K103N mutation in laboratory strains of HIV-1; however, it
was calculated that the achievable levels of the non-protein-bound drug
in plasma may be sufficient to inhibit K103N strains in vivo
(1, 46). The implications of our findings of
resistance in clinical samples are that not all
NNRTI-pretreated patients with HIV-1 strains containing the
K103N mutation would be expected to benefit from subsequent efavirenz
or HBY-097 treatment. In addition, our data indicate that it may be
difficult to deduce potential efavirenz or HBY-097 activity from the
viral genotype. For example, resistance in samples containing the K103N
substitution ranged from 11- to 226-fold for loviride and from 3.2- to
139-fold for efavirenz. It is possible that background polymorphisms
may contribute to the variation in the level of resistance observed in
K103N-containing HIV-1 strains. However, a direct comparison with the
patients' baseline isolates was not possible in this study and the
fold resistance values reported describe the change in IC50
compared to the wild-type virus. The amount of variation that would be
expected in a calculation of the fold increase in the IC50
compared to the IC50 for a baseline isolate is not known. In the one sample containing the Y181C substitution, full sensitivity to efavirenz and HBY-097 was retained, thus confirming previous reports
based on laboratory HIV-1 constructs with defined mutations with a
clinical isolate (17, 46).
The mechanisms for the differences in activity between the
second-generation NNRTI and the first-generation
compounds
lower IC50s and activity against some
first-generation drug-resistant strains
are not completely understood.
These could be related to differences in drug-enzyme interactions at
the molecular level (42). For example, the Y181C
and Y188L substitutions may eliminate favorable contacts between the
enzyme and the inhibitor, as shown for TIBO compounds and for
HBY-097 (7, 15). The K103N mutation, on the other
hand, confers resistance by reducing the rate of NNRTI
binding (15). It will be of interest to investigate the molecular interactions of wild-type and mutant RTs with
second-generation compounds such as efavirenz.
In a study of resistance in patients experiencing a viral rebound while
being treated with efavirenz (2), the most common mutations
were K103N, V108I, and P225H. Combination of K103N with V108I or P225H
was frequent. In our study, we observed the K103N-plus-V108I combination in one sample; we did not observe any P225H substitutions, either alone or in combination with K103N. Thus, other polymorphisms are likely involved in the level of resistance observed. The
clinical significance of the differences in the level of
resistance is not clear.
Mutations leading to NNRTI resistance in vivo are stable and do not
appear to represent a fitness disadvantage, in contrast to some
NNRTI resistance-associated mutations selected for in vitro
(18, 19) or resistance-associated mutations selected in vivo
by other drug classes (27, 44, 47). NNRTI
resistance-associated genotypes have been shown to occur naturally in
HIV-1 type O strains, HIV-2, and in a significant proportion of
NNRTI-naive, HIV-1 type B-infected individuals (3, 9, 11, 21,
26). Recently, the horizontal transmission of a
nevirapine-resistant virus was reported (16). Nevirapine
resistance associated with Y181C and A98G genotypic changes was found
to be stable over a period of 2 years in the absence of nevirapine
treatment (16). In our study, K103N-associated resistance to
loviride and other NNRTIs remained stable in patients having
discontinued NNRTI treatment for periods of 8 to 27 months. These
considerations, in view of the potential for cross-resistance, have
implications for treatment strategies. NNRTI combined with NRTIs or
with protease inhibitors have shown good clinical efficacy in
first-line treatment trials (24, 36). However, if NNRTI
resistance exists due to prior NNRTI treatment failure, the options
for subsequent treatment with this class of drugs may be severely
limited. Future research with this class of compounds should include
the development of compounds selected for activity against
NNRTI-resistant HIV-1 and the clinical testing of NNRTI combinations.
 |
ACKNOWLEDGMENTS |
This work was supported by a grant from the Janssen Research Foundation.
We thank L. T. Bacheler and J. P. Kleim for providing
efavirenz and HBY-097, respectively, and for critically reviewing the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Klinikum
der J. W. Goethe Universität, Zentrum der Inneren
Medizin, Infektionsambulanz, Haus 68, Theodor-Stern-Kai 7, 60590 Frankfurt, Germany. Phone: (49) 69-6301-7680. Fax: (49) 69-6301-5712. E-mail: miller{at}em.uni-frankfurt.de.
Present address: VIRCO, Central Virological Laboratory,
B-2800 Mechelen, Belgium.
 |
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Antimicrobial Agents and Chemotherapy, December 1998, p. 3123-3129, Vol. 42, No. 12
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Copyright © 1998, American Society for Microbiology. All rights reserved.
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