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Antimicrobial Agents and Chemotherapy, July 1998, p. 1636-1640, Vol. 42, No. 7
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Outer Membrane Profiles of Clonally Related Klebsiella
pneumoniae Isolates from Clinical Samples and Activities of
Cephalosporins and Carbapenems
Carmen
Ardanuy,1,*
Josefina
Liñares,1
María
Angeles
Domínguez,1
Santiago
Hernández-Allés,2
Vicente J.
Benedí,2 and
Luis
Martínez-Martínez3
Servicio de Microbiología, Hospital
de Bellvitge, Universidad de Barcelona,
Barcelona,1
Departamento de
Biología Ambiental, Universidad de las Islas Baleares and
IMEDEA (CSIC-UIB), Palma de Mallorca,2 and
Departamento de Microbiología, Facultad de
Medicina, Universidad de Sevilla, Seville,3
Spain
Received 19 November 1997/Returned for modification 11 February
1998/Accepted 16 April 1998
 |
ABSTRACT |
Fifteen isolates of Klebsiella pneumoniae producing
extended-spectrum
-lactamases (ESBLs) isolated during a nosocomial
outbreak were studied. The strains belonged to the same clonal type, as shown by pulsed-field gel electrophoretic analysis of chromosomal DNA. All the isolates were resistant to extended-spectrum
cephalosporins, aztreonam, gentamicin, and fluoroquinolones and were
susceptible to carbapenems, tobramycin, netilmicin, and amikacin. None
of the isolates expressed the OmpK36 porin. Eight isolates, for which the MICs of cefoxitin were
64 µg/ml, showed a diminished level or
no expression of a 35-kDa porin. The MICs of meropenem, cefotaxime, and
cefpirome were three to eight times higher for porin-deficient isolates than for isolates expressing the 35-kDa porin, but the MICs of imipenem increased two times for porin-deficient isolates compared to those for isolates expressing the porin. This MIC increase
reverted to a level similar to that for the parental strain when
porin-deficient isolates were transformed with the gene coding for the
K. pneumoniae porin OmpK36. It is concluded that the high level of resistance to cefoxitin and the increase in the
MICs of meropenem, cefotaxime, and cefpirome for the ESBL-producing K. pneumoniae isolates studied are associated with porin
deficiency.
 |
INTRODUCTION |
Klebsiella pneumoniae is
an important human pathogen that has been associated in recent decades
with nosocomial outbreaks. After the use of extended-spectrum
cephalosporins, extended-spectrum
-lactamase (ESBL)-producing
K. pneumoniae has become an increasingly serious problem
worldwide (3, 11, 12, 25). This class of
-lactamases
consists of plasmid-mediated enzymes that are able to hydrolyze
expanded-spectrum cephalosporins and monobactams. In K. pneumoniae cefoxitin resistance may be due to
-lactamase production (7, 24) or the loss of porins (15, 23,
30).
Porins are outer membrane proteins (OMPs) that allow the nonspecific
diffusion of small molecules into the bacterial cell. Most of the
studies about OMPs have been carried out with Escherichia coli, in which two major porins (OmpC and OmpF) have been
characterized. Loss of either of them has been related to
antibiotic resistance (21). Decreased permeability can
produce significant levels of resistance that may be increased when it
is combined with enzymatic inactivation (21). In
K. pneumoniae, two main porins have been characterized:
OmpK35 (the homolog of OmpF) and OmpK36 (the homolog of OmpC)
(1, 10). Recently, loss of the OmpK36 porin has been
associated with both cefoxitin resistance and increases in cephalosporin and quinolone MICs (15). The association
between the loss of porins and increased MICs of carbapenems has
recently been described for K. pneumoniae producing a
plasmid-mediated AmpC-like
-lactamase (2, 16). Expression
of OmpK36 and/or inactivation of AmpC abolished carbapenem resistance
in this particular type of strain (16).
From May 1993 to June 1995, a nosocomial outbreak due to K. pneumoniae producing ESBL involved 150 patients in our
hospital (25). During the outbreak, 4% of the
ESBL-producing K. pneumoniae isolates showed high
levels of resistance to cefoxitin (MIC, >64 µg/ml). The aim of
this study was to analyze the mechanism of cefoxitin resistance among
these strains.
 |
MATERIALS AND METHODS |
Bacterial isolates.
Fifteen strains of ESBL-producing
K. pneumoniae isolated from 12 colonized or infected
patients during the outbreak period were studied. Eight of them were
highly cefoxitin resistant (MICs,
64 µg/ml), for four strains
cefoxitin MICs were between 16 and 32 µg/ml, and the remaining three
strains were cefoxitin susceptible (MICs, between 2 and 4 µg/ml).
These last three isolates were recovered together with highly resistant
isolates from a pharyngeal swab, catheter, and blood of three patients,
respectively.
Susceptibility studies.
MICs were determined by the
microdilution method (19) and the E-test (AB Biodisk, Solna,
Sweden). The following antibiotics were tested: amikacin, amoxicillin,
amoxicillin-clavulanic acid (2:1), aztreonam, cefotaxime, cefoxitin,
cefoxitin-clavulanic acid (2:1), cefpirome, ceftazidime,
ceftazidime-clavulanic acid (2:1), ciprofloxacin, gentamicin,
imipenem, meropenem, netilmicin, ofloxacin, piperacillin,
piperacillin-tazobactam (2:1), sparfloxacin, and tobramycin.
Antimicrobial susceptibility tests with strains CSUB10R(pSHA19)
and CSUB10R(pSHA20) (see below) were performed in
Mueller-Hinton broth (Izasa, Barcelona, Spain) supplemented with 50 µg of kanamycin (Sigma, Madrid, Spain) per ml and 25 µg of
chloramphenicol (Sigma) per ml.
The presence of broad extended-spectrum
-lactamase production was
studied by the double-disk synergy test (14) and by the E-test method (AB Biodisk).
Conjugation experiments.
Transfer of resistance to
expanded-spectrum cephalosporins and monobactams from K. pneumoniae CSUB10S and CSUB10R to E. coli J53-2
was carried out by conjugation in broth as described previously (15). Ampicillin and rifampin (100 µg/ml each) were used
as selective agents.
Isoelectric focusing.
Strains were grown for 4 h in
Luria broth. The growing bacteria were pelleted, resuspended in
distilled water, and sonicated. Extract purifications were performed by
ultracentrifugation (14). Isoelectric focusing of
-lactamase extracts was done with the PhastSystem apparatus
(Pharmacia, Uppsala, Sweden) in polyacrylamide gels with a pH range of
3 to 9 (PhastGel 3-9; Pharmacia). The gels were stained with 500 µg
nitrocefin (Oxoid, Hampshire, England) per ml, and pIs were determined
by comparison with different
-lactamases with known pIs.
Typing methods.
Biotyping was carried out with API 20E
galleries (bioMérieux, Balmes les Grottes, France) according
to the manufacturer's instructions and with MicroScan NegCombo 6I
panels (DADE International, Inc., West Sacramento, Calif.).
Macrorestriction analysis of chromosomal DNA was done by pulsed-field
gel electrophoresis (PFGE) by previously described procedures (8). DNA restriction was done with XbaI (New
England Biolabs, Madrid, Spain) following the manufacturer's
recommendations. PFGE was performed in a CHEF-DR III apparatus
(Bio-Rad, Hercules, Calif.) for 23 h at 14°C with pulse times
ranging from 1 to 30 s at 6 V/cm.
OMP isolation and analysis.
For porin isolation, we used a
combination of the two methods for the isolation of E. coli porins (20, 22). Cell envelopes were treated with
trypsin and subjected to differential solubilization as described in
detail by Alberti et al. (1). The isolated porins were
separated by sodium dodecyl sulfate (SDS)-polyacrylamide gel
electrophoresis (PAGE) and were electrophoretically transferred to
Immobilon P membranes (Millipore, Barcelona, Spain) by using the
buffers and conditions described by Towbin et al. (29). The
membranes were stained with Ponceau red, and bands of interest were
excised separately, destained, and sequenced in an Applied Biosystems
470 gas-phase sequencer (kindly done by the Servicio de
Secuenciación of the Centro de Investigaciones Biológicas del Consejo Superior de Investigaciones Cientificas, Madrid, Spain).
K. pneumoniae strains were grown in Mueller-Hinton
broth and sonicated, and cell envelopes were recovered by
ultracentrifugation. After treatment with sodium N-lauroyl
sarcosinate (Sigma, Madrid, Spain), the OMPs were collected by
ultracentrifugation (15). Electrophoretic analysis of OMP by
SDS-PAGE was performed in 11% acrylamide-0.35% bisacrylamide-0.1%
SDS by using Laemmli's buffers. The samples were boiled for 5 min
in Laemmli's buffer before electrophoresis. The gels were stained with
Coomassie blue.
Transfer and expression of ompK36 gene.
Plasmid
pSUV7, containing the gene coding for the OmpK36 porin, and plasmid
pFR167, containing a truncated ompK36 gene, have been
described previously (15). These plasmids include a
kanamycin resistance cassette to allow their selection in the
multidrug-resistant background of strain CSUB10R. Briefly, the
kanamycin resistance cassette of plasmid pCSI2 (6) was
obtained as an XbaI-XbaI fragment and was cloned
into the unique XbaI sites of plasmids pSUV7 and pFR167. The
result was plasmid pSHA19, which contains the ompK36 gene,
and plasmid pSHA20, which contains a truncated ompK36 gene.
The modified plasmids were introduced by electroporation into strain
CSUB10R, and the transformed CSUB10R strains carrying the cloned
porin genes were selected as kanamycin-resistant strains. DNA
isolation, enzyme restrictions, and ligation were performed by standard
procedures (28).
 |
RESULTS |
Susceptibility testing.
All the strains tested were resistant
to amoxicillin (MIC, >256 µg/ml) and piperacillin (MICs, 128 to
>256 µg/ml). The amoxicillin-clavulanic acid MICs ranged from
4 to 16 µg/ml, whereas the piperacillin-tazobactam MIC range was from
2 to >256 µg/ml. For cefoxitin-resistant strains, the addition
of clavulanic acid did not result in a reversion to cefoxitin
susceptibility. Amikacin (MIC, 2 µg/ml), tobramycin (MIC range, 0.5 to 1 µg/ml), and netilmicin (MIC range, 0.5 to 2 µg/ml) were active
against all K. pneumoniae isolates. All the isolates
were resistant to gentamicin (MIC range, 8 to 16 µg/ml).
Table 1 presents the MICs of 11 antibiotics for cefoxitin-susceptible and -resistant isolates cultured
from the same patient and the MICs of these antibiotics for
CSUB10R(pSHA19) and CSUB10R(pSHA20) containing the entire and
truncated ompK36 porin genes, respectively. For
cefoxitin-resistant isolates, the MICs of cefotaxime (3 to 5 dilution
steps), cefpirome (5 to 7 dilution steps), meropenem (5 to 6 dilution
steps), imipenem (2 dilution steps), and ceftazidime-clavulanic acid (2 dilution steps) were higher than those for the
cefoxitin-susceptible strains. The quinolone MICs for
cefoxitin-resistant strains were always from 1 to 3 dilution steps
higher than those for cefoxitin-susceptible strains. For strain
CSUB10R, the cefoxitin resistance and the increased MICs of
meropenem, cefotaxime, cefpirome, and ceftazidime-clavulanic acid
reverted to MICs which were similar to those for strain CSUB10S after
cloning of the ompK36 gene into the strain [strain
CSUB10R(pSHA19)].
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TABLE 1.
Characteristics of cefoxitin-resistant and -susceptible
ESBL-producing K. pneumoniae pairs isolated from
three patients and the transformed strains of CSUB10R containing
plasmids coding for the entire (pSHA19) or truncated (pSHA20) sequence
of OmpK36 porin
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|
Table 2 presents the MICs of 11 antibiotics for K. pneumoniae isolates with different
degrees of resistance to cefoxitin. For isolates for which the
cefoxitin MIC was
64 µg/ml, the cefpirome and cefotaxime MICs
increased and the meropenem MIC was 4 to 32 times higher than those for
strains for which cefoxitin MICs were <64 µg/ml. The MICs of
norfloxacin (MIC range, 64 to 128 µg/ml), ofloxacin (MIC range, 4 to
8 µg/ml), ciprofloxacin (MIC range, 2 to 8 µg/ml), or sparfloxacin
(MIC range, 1 to 4 µg/ml) cannot be related to the degree of
cefoxitin resistance.
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TABLE 2.
Characteristics of nine K. pneumoniae
strains with different degrees of resistance to cefoxitin isolated from
nine patients
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E. coli transconjugants, with K. pneumoniae CSUB10R or CSUB10S used as donors, were resistant to
expanded-spectrum cephalosporins as a result of ESBL
production. Cefoxitin resistance and increased carbapenem MICs were not
transferred to E. coli by conjugation of the donor.
-Lactamase study.
The production of ESBLs was
demonstrated in all the strains by the double-disk synergy test and by
at least a threefold reduction in the ceftazidime MIC when clavulanic
acid was added. Isoelectric focusing of
-lactamase extracts showed
that all but one of the isolates produced a single enzyme: nine
produced an enzyme with a pI of 8.2, and five produced an enzyme with a
pI of 7.6. The remaining isolate produced two
-lactamases with pIs
of 7.6 and 8.2. No relationship between pI and the degree of cefoxitin
resistance was found. The cefoxitin-resistant and -susceptible strains
isolated from the same patients had
-lactamases with identical pIs.
Aztreonam MICs showed variations according to the
-lactamase pI.
For K. pneumoniae isolates producing a
-lactamase
with a pI of 8.2 the aztreonam MIC (MIC range, 128 to >256 µg/ml)
was higher than that for those producing a
-lactamase with a pI of
7.6 (MIC range, 0.5 to 32 µg/ml).
Typing methods.
All 15 isolates exhibited the same biotype by
testing both with the API 20E and the MicroScan systems. A major PFGE
pattern after chromosomal DNA restriction with XbaI was
found (Fig. 1). This pattern showed only
five minor variations (subtypes A1 to A5), and overall, the isolates
were considered to be clonally related to the dominant strain found
during the outbreak. There was no relationship between the PFGE
subtypes of the strains and porin expression. Pairs of
cefoxitin-resistant and cefoxitin-susceptible isolates from three
patients also had identical PFGE patterns.

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FIG. 1.
PFGE of total DNA from K. pneumoniae cut
with XbaI. Lane 1, PFGE Molecular Weight Marker (New England
Biolabs); Lanes 2 and 3 and lanes 6 and 7, porin-sufficient isolates;
lanes 4 and 5, strains with diminished expression of porin; lanes 8 to
10, porin-deficient isolates; lanes 11 and 12, lanes 13 and 14, and
lanes 15 and 16, pairs of porin-deficient and porin-sufficient isolates
(in the respective pairs of lanes) from three patients.
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|
OMP analysis.
SDS-PAGE analysis of the OMPs showed that all
the clinical isolates expressed two OMPs of about 32 and 45 kDa and
that isolates for which cefoxitin MICs were <128 µg/ml also
expressed an additional OMP of about 35 kDa (Fig.
2 and 3).
The 32-kDa protein is probably the K. pneumoniae homolog of E. coli OmpA
because of its increased mobility (molecular mass, about 22 kDa)
in samples solubilized at 37°C (data not shown). The 45-kDa band was
isolated from strain CSUB10R (Fig. 4) by
a porin isolation method, and N-terminal analysis of its first 12 amino
acids showed that it had complete identity with K. pneumoniae LamB. The porin isolation method, when applied to
strain CSUB10S, produced the 35- and 45-kDa proteins (Fig. 4).
After SDS-PAGE separation, they were transferred to a
polyvinylidene difluoride membrane, and their N termini
were sequenced. Sequence analysis confirmed that 45-kDa protein
corresponds to LamB, while the 35-kDa sequence demonstrated that it is
a nonspecific pore protein (porin). The complete identity of the first
amino acids of the OmpK36 and OmpK35 porins from K. pneumoniae and other enterobacterial porins (13)
prevented assignment of the 35-kDa porin to either one of the two
porins of the species. This 35-kDa porin was absent from isolates for
which the cefoxitin MIC was 128 µg/ml (Fig. 2 and 3). Expression
of this porin, as judged by SDS-PAGE, was reduced in isolates for which
cefoxitin MICs were 64 µg/ml, while sufficient expression of this
porin was found in isolates for which cefoxitin MICs were 32 µg/ml
(Fig. 2 and 3).

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FIG. 2.
SDS-PAGE analysis of outer membrane proteins of
K. pneumoniae isolates. Lane MW, molecular weight
standard (in kilodaltons); lanes 1, 3, 6, and 7, porin-expressing
isolates; lanes 4 and 5, isolates with diminished levels of porin
expression; lane 2, porin-deficient isolate.
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FIG. 3.
SDS-PAGE analysis of outer membrane proteins of
K. pneumoniae isolates. Lane MW, molecular mass
standard (in kilodaltons); lanes 1 and 2, lanes 3 and 4, and lanes 5 and 6, porin-sufficient and porin-deficient isolates (in the respective
pairs of lanes) from the same patients; lanes 7 and 8, porin-deficient
isolates.
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FIG. 4.
SDS-PAGE analysis of OMPs and porins from strains
CSUB10S (lanes 1 and 3) and CSUB10R (lanes 2 and 4). Lanes 1 and 2, OMP; lanes 3 and 4, porins. Numbers on the left side correspond to the
approximate molecular masses of the proteins (in kilodaltons).
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 |
DISCUSSION |
Nosocomial outbreaks due to ESBL-producing enterobacteria have
become a serious problem worldwide (12, 17, 18). Treatment of infections due to these microorganisms is a difficult task because
-lactamase production inactivates most of the
-lactam antibiotics, and these microorganisms are usually resistant to other
antibiotic groups such as aminoglycosides and quinolones. Cephamycins
such as cefoxitin are active in vitro against these strains, but this
agent can select porin-deficient mutants with increased levels of
resistance to cefoxitin and other cephalosporins (15, 23,
30). Combinations of a
-lactam and a
-lactamase inhibitor
are not always active against these microorganisms (27). Carbapenems also remain a good option, but the emergence of
imipenem-resistant strains of Pseudomonas aeruginosa and
other gram-negative bacilli could occur when imipenem is widely used
(17). In addition, it has recently been described that
K. pneumoniae becomes carbapenem resistant as a
result of porin deficiency and plasmid-mediated AmpC-like
-lactamases (2, 16).
The loss of porins OmpC and OmpF as a cause of antibiotic resistance
has been noted in several reports, especially for E. coli and Salmonella typhimurium (21). In
K. pneumoniae, loss of both the OmpK35 and the OmpK36
porins has been shown to cause increased levels of resistance to
cefoxitin and extended-spectrum cephalosporins and probably contributes
to ciprofloxacin resistance (4, 15, 30). This resistance
phenotype reverted when the strain expressed OmpK36 porin in its outer
membrane after cloning of the ompK36 gene (15).
During an outbreak caused by K. pneumoniae producing
ESBLs in our hospital (25), 4% of the isolates were
highly resistant to cefoxitin (MICs,
128 µg/ml). Porin deficiency
was associated with this resistance phenotype, and the diminished level
of expression of this protein was related to a cefoxitin MIC of 64 µg/ml. In addition, porin deficiency was associated with increased
MICs of cefotaxime and cefpirome, probably because in porin-deficient mutants the uptake of extended-spectrum cephalosporins is less effective than that in porin-sufficient strains (23). Thus, the combination of the decreased outer membrane permeation and the hydrolytic effect of ESBLs increased the MICs of
expanded-spectrum cephalosporins for the resistant strains studied.
The six porin-deficient strains showed 8- to 32-fold decreased
susceptibilities to meropenem but only 2-fold decreased
susceptibilities to imipenem. The MICs of meropenem were four times
higher than those of imipenem. When isolate CSUB10R was
transformed with a gene coding for the OmpK36 K. pneumoniae porin, this resistance phenotype reverted and the MICs
of carbapenems for this strain were similar to those for the CSUB10S
strain that expresses the OmpK36 porin and that was isolated from
the same clinical sample as strain CSUB10R. These findings
suggest a main role of this porin in the decreased susceptibility of
K. pneumoniae to meropenem.
The association between the loss of porins and imipenem resistance has
recently been described in K. pneumoniae
producing plasmid-mediated AmpC-like
-lactamase (2,
16). In other members of the family
Enterobacteriaceae such as Enterobacter cloacae and Proteus rettgerii, resistance to
carbapenems has been related to diminished outer membrane permeability
and hydrolysis by the overproduced chromosomal
-lactamase (5,
26). It seems that, like in E. cloacae, the level
of meropenem susceptibility in K. pneumoniae is more
dependent on porin expression, whereas imipenem susceptibility is less
affected by this resistance mechanism and is more dependent on the
production of secondary
-lactamases of the AmpC type (2, 5, 16,
26). It is difficult to determine the exact mechanism by which
the loss of porins results in decreased meropenem susceptibility. In
independent studies, we have shown that strain CSUB10R produces an
active efflux mechanism causing decreased levels of accumulation of
fluoroquinolones in the cell (unpublished observation). A similar
mechanism has been observed in P. aeruginosa with reduced
susceptibility to meropenem when the efflux system MexAB-OprM is
expressed. Experiments are in progress to determine a possible link
between the efflux of meropenem and decreased susceptibility to this
carbapenem.
In a comparison of the three pairs of cefoxitin-susceptible and
-resistant strains isolated from the same patient, from two- to
eightfold increases in the quinolone MICs were found. In addition, for
strain CSUB10R from patient 1, a two- to fourfold decrease in the
quinolone MICs was observed after the OmpK36 porin was introduced into
this strain. This relationship has been reported previously (9,
15, 30), suggesting that loss of porin can contribute to
quinolone resistance. However, this cross-resistance did not correlate
with the degree of cefoxitin resistance in the other K. pneumoniae isolates studied. The relative importance of the
possible mechanisms involved in quinolone resistance are under
investigation; however, mutations have been detected in the quinolone
resistance-determining region of gyrA but not that of
parC in both CSUB10R and CSUB10S strains (unpublished
observations); in addition, an active efflux mechanism causing a
decreased level of accumulation of fluoroquinolones was detected
in strain CSUB10R.
By PFGE there was a clonal relationship among the highly
cefoxitin-resistant K. pneumoniae isolates; moreover,
these isolates belonged to the same clone as the epidemic strain (which
was cefoxitin susceptible) responsible for the outbreak. This suggests
the in vivo selection of porin-deficient mutants from a common
ancestor, i.e., the epidemic strain, as reported previously (15,
23).
 |
ACKNOWLEDGMENTS |
This work was supported in part by the grant 95/1234 from the
Fondo de Investigacion Sanitaria (FIS) of the National Health Institute
of Spain, by grant PB96-0197 from Comisión Interministerial de
Ciencia y Tecnología (CICYT), and by a grant from Merck Sharp & Dohme de España S.A. C.A. and M.A.D. were supported by
fellowships from FIS (fellowships 96/5176 and 94/1112, respectively),
and S.H.-A. was supported by predoctoral fellowship from CICYT
(fellowship FP94-41497233).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Servicio de
Microbiología, Hospital de Bellvitge, Feixa Llarga s/n. 08907, L'Hospitalet, Barcelona, Spain. Phone: 34-3-3357011, ext. 2097. Fax:
34-93-2607547. E-mail: c.ardanuy{at}csub.scs.es.
 |
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Copyright © 1998, American Society for Microbiology. All rights reserved.
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