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Antimicrobial Agents and Chemotherapy, July 1998, p. 1811-1814, Vol. 42, No. 7
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Molecular Basis of In Vivo Resistance to
Sulfadoxine-Pyrimethamine in African Adult Patients Infected with
Plasmodium falciparum Malaria Parasites
Leonardo K.
Basco,1,2,3,*
Rachida
Tahar,3 and
Pascal
Ringwald1,2
Institut Français de Recherche
Scientifique pour le Développement en Coopération
(ORSTOM)1 and
Laboratoire de Recherches
sur le Paludisme, Laboratoire Associé Francophone 302, Organisation de Coordination pour la lutte contre les
Endémies en Afrique Centrale (OCEAC),2
Yaoundé, Cameroon, and
Centre de
Génétique Moléculaire, Centre National de la
Recherche Scientifique, 91198 Gif-sur-Yvette,
France3
Received 14 January 1998/Returned for modification 2 April
1998/Accepted 6 May 1998
 |
ABSTRACT |
In vitro sulfadoxine and pyrimethamine resistance has been
associated with point mutations in the dihydropteroate synthase and
dihydrofolate reductase domains, respectively, but the in vivo
relevance of these point mutations has not been well established. To
analyze the correlation between genotype and phenotype, 10 Cameroonian adult patients were treated with sulfadoxine-pyrimethamine and followed up for 28 days. After losses to follow-up
(n = 1) or elimination of DNA samples due to mixed
parasite populations with pyrimethamine-sensitive and
pyrimethamine-resistant profiles (n = 3), parasite
genomic DNA from day 0 blood samples of six patients were analyzed by
DNA sequencing. Three patients who were cured had isolates
characterized by a wild-type or mutant dihydrofolate reductase gene
(with one or two mutations) and a wild-type dihydropteroate synthase gene. Three other patients who failed to respond to
sulfadoxine-pyrimethamine treatment carried isolates with
triple dihydrofolate reductase gene mutations and either a wild-type or
a mutant dihydropteroate synthase gene. Three dihydrofolate reductase
gene codons (51, 59, and 108) may be reliable genetic markers that can
accurately predict the clinical outcome of
sulfadoxine-pyrimethamine treatment in Africa.
 |
INTRODUCTION |
The spread of chloroquine-resistant
Plasmodium falciparum has led to increasing use of a
sulfadoxine-pyrimethamine combination to treat acute,
uncomplicated malaria in many African countries (12, 22,
32). Sulfadoxine-pyrimethamine is one of the few effective and cheap alternative drugs that have the advantages of
excellent compliance (single oral dose therapy), good tolerance, and
relatively few side effects. However, its potential drawback is the
rapid emergence of resistant parasites when
sulfadoxine-pyrimethamine is massively employed, as
demonstrated in Southeast Asia, where this drug combination is no
longer effective (30, 31). To prolong the clinical efficacy
of the drug as much as possible until other affordable drugs are
available, it is of the utmost importance to understand the molecular
basis of sulfadoxine-pyrimethamine resistance.
The molecular targets of each of the drug components have been
identified: the dihydrofolate reductase (DHFR) domain of the bifunctional DHFR-thymidylate synthase (TS) enzyme for
pyrimethamine and the dihydropteroate synthase (DHPS)
domain of the bifunctional 7,8-dihydro-6-hydroxymethylpterin
pyrophosphokinase (PPPK)-DHPS enzyme for sulfadoxine (6, 10,
23). These two enzymes are essential for the folic acid
biosynthetic pathway. Pyrimethamine and sulfadoxine are analogs of
dihydrofolate and p-aminobenzoic acid, respectively, which
inhibit folate synthesis sequentially. Resistance to
sulfadoxine-pyrimethamine, assessed individually by in
vitro drug sensitivity tests, has been shown to be associated with
distinct point mutations in the P. falciparum DHFR-TS and PPPK-DHPS genes. In vitro pyrimethamine resistance is
almost always associated with the key Ser-to-Asn mutation at residue
108 of the DHFR domain (1, 2, 9-11, 13-15, 35). Higher in
vitro levels of resistance result from the presence of ancillary
mutations at residues 51 (Asn
Ile), 59 (Cys
Arg), and/or 164 (Ile
Leu). The association between the DHFR genotype and the
pyrimethamine resistance phenotype is further supported by
site-directed mutagenesis and transfection experiments
(18-20, 25, 34). Similarly, in vitro sulfadoxine resistance
seems to be associated with an Ala-to-Gly mutation at residue 437 of
the DHPS domain. Higher levels of sulfadoxine resistance are associated
with additional mutations at residues 581 (Ala
Gly), 436 (Ser
Phe), and 613 (Ala
Ser) (5, 6, 15, 23, 24, 26,
28).
Because previous studies have attempted to correlate the DHPS and DHFR
genotypes separately with in vitro resistance to sulfadoxine and
pyrimethamine, respectively, it is not clear to what extent point mutations in the DHFR-TS and PPPK-DHPS genes play a role in in
vivo sulfadoxine-pyrimethamine resistance (10,
28). To assess the relevance of nucleotide substitutions in the
two P. falciparum genes to in vivo resistance to
sulfadoxine-pyrimethamine, we have determined the DNA
sequences of the DHFR-TS and PPPK-DHPS genes and correlated these
findings with patients' responses to sulfadoxine-pyrimethamine.
 |
MATERIALS AND METHODS |
Patients and treatment.
Ten Cameroonian adult patients
residing in Yaoundé, Cameroon, were enrolled in the study if the
following criteria were met: fever and other symptoms associated with
acute, uncomplicated falciparum malaria, a positive blood smear
(>5,000 asexual parasites/µl of blood), a negative Saker-Solomons
urine test for 4-aminoquinolines, and informed consent (16).
Patients presenting signs and symptoms of severe and complicated
malaria, as defined by the World Health Organization (WHO)
(29), and pregnant women were excluded. Venous blood samples
were obtained before treatment. Three tablets of sulfadoxine-pyrimethamine (1,500 mg of sulfadoxine, 75 mg
of pyrimethamine) were administered on day 0. Patients were
followed up on days 1, 2, 3, 7, 14, 21, and 28 by clinical evaluation
and thick blood smears. The study was approved by the Cameroonian
National Ethics Committee and the Cameroonian Ministry of Health.
Therapeutic responses.
Therapeutic response was graded by
using the 1996 revised WHO classification (33). "Early
treatment failure" (the rough equivalent of the former resistance
grades RII and RIII) refers to one of the following conditions during
the first 3 days of follow-up: (i) a positive smear and signs and
symptoms of severe malaria; (ii) fever and an increase in parasitemia,
compared with the pretreatment parasitemia, on day 2; (iii) fever and a
positive smear on day 3; or (iv) parasitemia on day 3 that is
25% of
the pretreatment parasitemia. "Late treatment failure" (the rough equivalent of the former RII and early RI resistance grades) is defined
by the following conditions between days 4 and 14: (i) a positive smear
and signs and symptoms of severe malaria or (ii) fever and a positive
smear. "Adequate clinical response" (equivalent to the former
sensitive [S] and late RI resistance grades) refers to either (i) a
negative smear on day 14, with or without fever, or (ii) apyrexia
during the follow-up period, without previously meeting any of the
criteria of early or late treatment failure. Patients who failed to
respond favorably to sulfadoxine-pyrimethamine were treated
with halofantrine.
In vitro drug sensitivity.
In vitro assays were performed
with day 0 venous blood samples to determine pyrimethamine
sensitivity. The technique was based on a modified in vitro drug
sensitivity test using an enriched-lipid and albumin mixture (Albumax
I; Gibco BRL, Paisley, United Kingdom), instead of human serum,
p-aminobenzoic acid- and folate-free RPMI 1640 medium, and
96-well tissue culture plates (17). Parasite growth in
various drug concentrations was assessed by the incorporation of
tritium-labeled hypoxanthine. The results were expressed as the 50%
inhibitory concentration (IC50), defined as the
concentration corresponding to 50% hypoxanthine incorporation compared
with drug-free control wells. The levels of in vitro response to
pyrimethamine were defined as sensitive (IC50,
<100 nM), moderately resistant (IC50, 100 to 2,000 nM),
and highly resistant (IC50, >2,000 nM) (4). An
in vitro assay using sulfadoxine did not yield consistent, reproducible
results due to its poor solubility in water and alcohol (28), and in vitro data on sulfadoxine were excluded from
the analysis.
DNA extraction and sequencing.
Parasite DNA was extracted
from blood samples obtained on day 0 as described previously
(3). PCR-restriction fragment length polymorphism was
performed with parasite genomic DNA to exclude mixed DHFR 108 alleles
(8). Previous studies have demonstrated that a Ser-to-Asn
substitution at position 108 is the first mutation that appears in a
pyrimethamine-resistant strain and that other, ancillary
mutations, notably, at positions 51, 59, and 164, arise from stepwise
selection of the Asn-108 mutants (1, 2, 9-11, 14, 15, 35).
It has also been demonstrated by mutagenesis that Asn-108 mutant DHFR
displays a high catalytic activity that confers clear biochemical
advantages on parasites under pyrimethamine drug pressure
(20). Our methodological approach thus excludes parasite
subpopulations with mixed phenotypes for pyrimethamine sensitivity. Likewise, mixed subpopulations that are homogeneous at
position 108 and are of the wild type (Ser-108) have the same genotype.
However, mixed subpopulations that are homogeneous at position 108 and
are of the mutant type (Asn-108) may be heterogeneous at ancillary
sites.
Genomic DNA samples with pure Ser-108 or Asn-108 were further analyzed.
PCR amplification of the entire DHFR domain or part of the DHPS domain
was performed with Pwo DNA polymerase, which possesses a
proofreading activity. The amplification products were phosphorylated
by T4 polynucleotide kinase, ligated into blunt-end vector pMOS Blue
(Amersham International, Buckinghamshire, United Kingdom), and
transformed into XL-1 Blue competent cells. The recombinant plasmids
were extracted by the alkaline lysis method, and DNA sequences were
determined by the dideoxy-chain termination method.
 |
RESULTS |
Of the 10 patients enrolled, 1 was lost to follow-up on day 4. This patient was afebrile and had a negative blood smear on day 3. Three patients were carriers of mixed isolates with both Ser and
Asn-108 DHFR alleles. DNA samples from these four patients were not
analyzed further. The clinical features, therapeutic responses, and in
vitro pyrimethamine sensitivities of the six remaining
patients and their corresponding isolates are presented in Table
1.
Three patients had an adequate clinical response to
sulfadoxine-pyrimethamine, and the other
three failed to respond to treatment. The genotypes of the
corresponding P. falciparum isolates are summarized in Table
2. Patients who responded favorably to
the sulfadoxine-pyrimethamine combination carried either
P. falciparum isolates with the wild-type genotype in both
the DHFR and DHPS domains (patient 1030) or isolates with wild-type
DHPS and mutant DHFR (Asn-108 with or without Arg-59; patients 1012 and
1027). The IC50 of pyrimethamine for the
isolate obtained from patient 1030 was low (0.3 nM), indicating high in
vitro sensitivity to pyrimethamine. This isolate had
wild-type DHFR. Isolate 1012, which displayed two DHFR mutations
(Asn-108 and Arg-59), was moderately resistant to
pyrimethamine in vitro (IC50, 368 nM). All
three patients (1014, 1015, and 1037) who failed to respond to
sulfadoxine-pyrimethamine treatment had
isolates with three mutations in the DHFR domain (Ile-51,
Arg-59, and Asn-108) and either wild-type or mutant DHPS. The triple
DHFR mutations were associated with high-level
pyrimethamine resistance in vitro (IC50,
>2,000 nM).
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|
TABLE 2.
Relationship between P. falciparum DHFR and
DHPS gene sequences and clinical responses to
sulfadoxinepyrimethamine treatment in African
adult patients
|
|
 |
DISCUSSION |
A single Asn-108 DHFR mutation is the key nucleotide change that
confers moderate in vitro resistance to pyrimethamine
(2, 10, 19). A second mutation at either residue 51 or 59 confers a higher level of pyrimethamine resistance in vitro
(1, 9, 11, 13-15, 35). Our results suggest that since
sulfadoxine and pyrimethamine are synergistic
(7), pyrimethamine resistance due to the
presence of up to two DHFR mutations, including key residue 108, is
offset by the synergistic interaction of the drug combination if the
DHPS component is of the wild type and therefore sensitive to
sulfadoxine.
In contrast, three sulfadoxine-pyrimethamine-resistant
cases (1014, 1015, and 1037) illustrate that triple mutations in
DHFR confer a high-level pyrimethamine
resistance that may not be overcome by the synergistic effect of
sulfadoxine. Patient 1014 responded with late treatment failure (early
RI resistance). The isolate displayed triple mutations in DHFR
and wild-type DHPS. Parasitemia was cleared on day 2, and
thick blood smears were negative on days 2, 3, and 7. The
blood smear became positive on day 14 (32 asexual parasites/µl
of blood), but since the patient remained asymptomatic, she was not
treated until day 28, when parasitemia (12,840 parasites/µl) was
accompanied by fever (37.9°C). Like patient 1014, patient 1037 had
parasites with triple DHFR mutations and wild-type DHPS. This patient
responded with early treatment failure (RII resistance). There is no
obvious difference in the in vitro pyrimethamine resistance
level (IC50, 2,160 versus 2,480 nM) and the genotype
between isolates 1014 and 1037 that may explain the in vivo resistance
level difference, with the possible exception of the initial
parasitemia (0.5 versus 2.4%) and body weight (56 versus 70 kg). The
latter two factors may be responsible for the differential
pharmacodynamic features of these patients. The higher body weight and
parasitemia in patient 1037 imply a relatively lower drug concentration
in relation to the parasite load, assuming that drug absorption was
comparable in the two patients. Another possibility that may explain
the differential responses of the two patients to
sulfadoxine-pyrimethamine treatment is reinfection. In
patient 1014, the initial clearance of asexual parasitemia, followed by
the reappearance of asexual parasites, may be due to either
recrudescence of the original infection or a new infection. Triple
mutations in DHFR (residues 51, 59, and 108) plus moderate sulfadoxine resistance (Gly-437) (patient 1015) resulted in early treatment failure. This patient presented fluctuating parasitemia and recurrent fever between days 0 and 3. Among the patients enrolled in this study, this was the only patient with high-level parasitemia on
day 3.
Initial studies that attempted to correlate in vitro sulfadoxine
resistance and DHPS mutations were not conclusive (5, 6, 23,
26). More convincing data that directly correlate DHPS point
mutations and in vitro sulfadoxine resistance were recently obtained by
using the progeny of a cross between sulfadoxine-sensitive HB3 and
sulfadoxine-resistant Dd2 or site-directed mutagenesis (24,
28). These studies have shown the key role played by amino acid
residue 437. In laboratory-adapted P. falciparum clones, the
wild-type codon at position 436 is Ser, while the mutant codon is Phe
(6, 23, 26, 28). Ala-436 has been reported in one
sulfadoxine-sensitive Tak 9/96 Thai clone (6). In our
previous study on Cameroonian isolates, 21 of 32 parasites had Ala-436, while there were 10 of 32 isolates with Ser-436 and 1 isolate with
Phe-436 (5). The role of Ala-436 in determining sulfadoxine sensitivity has not been defined in laboratory clones, and our clinical
data support the hypothesis that Ala-436 or Ser-436 does not play a
role in determining sulfadoxine sensitivity and that both may be
considered alternative wild-type codons. A similar conclusion was
reached by Wang et al. (27), who examined the DHPS genotypes
of 141 field isolates.
As for pyrimethamine resistance, several studies on
field isolates and clones of P. falciparum, as well as
biochemical analysis of the affinity between
pyrimethamine and recombinant DHFR, have provided solid
evidence for a direct correlation between DHFR point mutations and in
vitro pyrimethamine resistance (1, 2, 9-11, 14, 15,
35). In studies conducted in Kenya and Papua New Guinea,
pyrimethamine-resistant, fresh P. falciparum
isolates were shown to possess the mutant DHFR residue Asn-108 and
either mutant Ile-51 or Arg-59 (11, 15). In the Kenyan
study, the IC50s for pyrimethamine were 0.3 to
5.1 nM for wild-type isolates and 184 to 785 nM for isolates with
double mutations. These in vitro results are in agreement with our in
vitro findings. Although these two studies were based on in vitro drug
sensitivity, it may be predicted from our data that patients enrolled
in these studies should have been cured if they were treated with
sulfadoxine-pyrimethamine. In contrast, triple DHFR
mutations were common in Vietnamese and Cambodian isolates (1, 27,
35). In agreement with the epidemiology of drug resistance,
Southeast Asia is known for a high rate of clinical failure with
sulfadoxine-pyrimethamine, as evidenced by a recent
clinical trial in Burma showing a 70% failure rate (21).
Moreover, a recent study on P. falciparum isolates from East
Africa has shown that parasites that were cleared after
sulfadoxine-pyrimethamine treatment presented wild-type
DHPS and DHFR domains or a double DHFR mutation (Asn-108 and Arg-59)
and either wild-type or mutant DHPS (Gly-437 and Glu-540)
(27). In the same study, most of the patients who failed to
clear asexual parasitemia were infected with recrudescent
isolates carrying a double or triple DHFR mutation (Ile-51 and/or
Arg-59 and Asn-108) with either wild-type or mutant DHPS. Our
results are thus in agreement with those of Wang et al.
(27).
Genotypic and phenotypic studies on the DHFR-TS and
PPPK-DHPS gene sequences and sulfadoxine-pyrimethamine
sensitivity have so far been conducted independently of each component
by using in vitro models of P. falciparum. In vitro proof
that the phenotype and genotype are associated has not been obtained,
partly because the relevance of in vitro
sulfadoxine-pyrimethamine resistance to in vivo
resistance has not been established. Our study was thus conducted with
the aim to determine to what extent the P. falciparum
genotype corresponds with the phenotype. To address this problem
without the possible interference of mixed alleles, clinical isolates
presenting either pure Ser-108 or Asn-108 were analyzed in this study.
Three patients had mixed parasite populations. Two of the three
patients were cured with sulfadoxine-pyrimethamine. The
other patient failed to clear the parasitemia after a 28-day follow-up
(late RI resistance). Full understanding of the in vivo sensitivity or
resistance of mixed parasite populations requires cloning of
initial parasites to separate individual parasite clones for DNA
sequencing, as well as quantitative estimation of the proportion of
sensitive and resistant parasite populations in a patient.
Our results demonstrate that in vitro pyrimethamine
resistance and in vivo sulfadoxine-pyrimethamine resistance
are directly associated with the number of point mutations in the
DHFR-TS gene. Moderate in vitro pyrimethamine resistance is
associated with one or two DHFR point mutations (Asn-108 and Ile-51 or
Arg-59), while high in vitro pyrimethamine resistance is
associated with triple DHFR mutations (Asn-108, Ile-51, and Arg-59). In
vivo, one or two DHFR mutations (moderate pyrimethamine
resistance) and wild-type DHPS did not affect clinical curing by
sulfadoxine-pyrimethamine treatment in Cameroonian adult
patients, most probably due to the synergistic action of the drug
combination. In vivo resistance was observed when a patient carried
isolates with triple DHFR mutations, with or without mutant DHPS
associated with moderate sulfadoxine resistance. It is not known
whether, and to what extent, acquired immunity enhances parasite
clearance, largely because there is no reliable quantitative
biological marker that reflects the degree of immunity. Our
results should therefore not be extrapolated to nonimmune
individuals from areas where the disease is not endemic or to
indigenous children. Furthermore, the role of DHPS mutations in
conferring in vivo resistance to sulfadoxine was not observed in a
small number of patients in our study. The true importance of DHPS
mutations can only be determined in a study involving a larger number
of patients treated with sulfadoxine-pyrimethamine in
parallel with a reliable and reproducible in vitro assay using sulfadoxine.
The resistance genes of other currently used antimalarial
drugs (chloroquine, amodiaquine, quinine, mefloquine,
halofantrine, artemisinin derivatives, and atovaquone) have not been
identified with certitude, requiring classical means (in vivo
and in vitro tests) to monitor drug efficacy retrospectively.
Molecular analysis of the DHFR-TS and PPPK-DHPS genes is thus the first
technical tool that enables clinicians to predict patient response to
antimalarial treatment.
 |
ACKNOWLEDGMENTS |
We thank Sister Solange and her nursing and laboratory staff at
the Nlongkak Catholic Missionary Dispensary for their assistance.
This investigation received financial support from AUPELF-UREF and
Ministère français de la Coopération et du
Développement. R.T. received a fellowship grant from the
Fondation de la Recherche Médicale. L.K.B. was supported by the
UNDP/World Bank/WHO Special Programme for Research and Training in
Tropical Diseases (TDR).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: OCEAC/ORSTOM,
B. P. 288, Yaoundé, Cameroon. Phone: (237) 232 232. Fax:
(237) 230 061. E-mail: oceac{at}camnet.cm.
 |
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Antimicrobial Agents and Chemotherapy, July 1998, p. 1811-1814, Vol. 42, No. 7
0066-4804/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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