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Antimicrobial Agents and Chemotherapy, June 1999, p. 1393-1400, Vol. 43, No. 6
0066-4804/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Use of Microdilution Panels with and without
-Lactamase
Inhibitors as a Phenotypic Test for
-Lactamase Production among
Escherichia coli, Klebsiella spp.,
Enterobacter spp., Citrobacter freundii, and
Serratia marcescens
Kenneth S.
Thomson,*
Christine C.
Sanders, and
Ellen Smith
Moland
Center for Research in Anti-Infectives and
Biotechnology, Creighton University School of Medicine, Omaha,
Nebraska 68178
Received 7 August 1998/Returned for modification 23 November
1998/Accepted 31 March 1999
 |
ABSTRACT |
Over the past decade, a number of new
-lactamases
have appeared in clinical isolates of Enterobacteriaceae
that, unlike their predecessors, do not confer
-lactam resistance
that is readily detected in routine antibiotic susceptibility tests.
Because optimal methodologies are needed to detect these important new
-lactamases, a study was designed to evaluate the
ability of a panel of various
-lactam antibiotics tested alone
and in combination with
-lactamase inhibitors to discriminate between the production of extended-spectrum
-lactamases, AmpC
-lactamases, high levels of
K1
-lactamase, and other
-lactamases in
141 isolates of Escherichia coli,
Klebsiella pneumoniae, Klebsiella oxytoca,
Enterobacter cloacae, Enterobacter aerogenes,
Citrobacter freundii, and Serratia
marcescens possessing well-characterized
-lactamases. The microdilution panels studied contained
aztreonam, cefpodoxime, ceftazidime, cefotaxime, and ceftriaxone, with
and without 1, 2, and 4 µg of clavulanate per ml or 8 µg of
sulbactam per ml and cefoxitin and cefotetan with and without 8 µg of
sulbactam per ml. The results indicated that a minimum panel of five
tests would provide maximum separation of extended-spectrum
-lactamase high AmpC, high K1, and other
-lactamase production in Enterobacteriaceae.
These included cefpodoxime, cefpodoxime plus 4 µg of clavulanate per
ml, ceftazidime, ceftriaxone, and ceftriaxone plus 8 µg of
sulbactam per ml. Ceftriaxone plus 2 µg of clavulanate per ml could
be substituted for cefpodoxime plus 4 µg of clavulanate per ml
without altering the accuracy of the tests. This study indicated that
tests with key
-lactam drugs, alone and in combination with
-lactamase inhibitors, could provide a convenient
approach to the detection of a variety of
-lactamases in
members of the family Enterobacteriaceae.
 |
INTRODUCTION |
Over the past decade, there have
appeared a number of new
-lactamases in clinical
isolates of members of the family Enterobacteriaceae (1-12, 14-17, 20, 25-28, 34-40, 42, 46, 50, 51, 54, 55). Unlike their predecessors, many of these enzymes do not confer
-lactam resistance that is readily detected in routine antibiotic susceptibility tests (12, 18, 22-24, 46, 51, 53, 56). Nevertheless, it is apparent that at least some of these enzymes confer
resistance to expanded-spectrum cephalosporins and aztreonam. For
example, there are an increasing number of reports of clinical failure
of these drugs to adequately treat infections caused by Enterobacteriaceae producing extended-spectrum
-lactamases (ESBLs) (10, 46, 51). High-level
production of AmpC
-lactamase by Escherichia
coli and production of plasmid-mediated AmpC
-lactamases by various members of the family
Enterobacteriaceae may also cause similar diagnostic
problems, but published therapeutic data are currently lacking.
Although the detection of resistance produced by each of these
-lactamases can be problematic for the clinical laboratory, the majority of recent interest has focused on the accurate
detection of ESBLs.
ESBL detection is a problem confronting clinical laboratories
worldwide. Mutated from older
-lactamases of
gram-negative bacteria, such as TEM-1, TEM-2, and SHV-1, ESBLs have
extended substrate profiles that include drugs such as
aztreonam and the newer cephalosporins as well as penicillins and the
older cephalosporins (19, 28, 37). Currently, there are two
main approaches to enhancing the detection of ESBL-producing
Enterobacteriaceae. The first involves the use of modified
susceptibility criteria for certain indicator drugs to screen for the
presence of ESBL-producing Enterobacteriaceae (30, 31,
51, 53). This approach was developed because, although the
results for some ESBL-producing strains of E. coli and
Klebsiella spp. fall in the susceptible range for
cefotaxime, ceftriaxone, ceftazidime, and aztreonam, they are different
from those obtained with strains that produce older
-lactamases, such as TEM-1, TEM-2, or SHV-1
(30-32, 51, 53). This approach enhances the detection of
ESBLs, but lacks sensitivity and specificity for some strains, and
appears relevant for only limited species of
Enterobacteriaceae, like E. coli, Klebsiella pneumoniae, and Proteus mirabilis
(12, 30, 32, 34, 51, 53). In a study using the current
National Committee for Clinical Laboratory Standards (NCCLS) ESBL disk
screening criteria, Coudron et al. reported that only 3, 4, and 6 out
of 10 ESBL-producing strains of E. coli were correctly
identified in tests with aztreonam, ceftriaxone, and ceftazidime,
respectively (12). Using the criterion of
2 µg/ml
(30, 51) for a positive ESBL screen in a recent study of
dilution tests, Thomson and Sanders detected only 43, 57, 93, and 79%
of ESBL-producing E. coli and K. pneumoniae
strains in tests with cefotaxime, ceftriaxone, ceftazidime, and
aztreonam respectively (53). Furthermore, specificity
problems arise in some populations, because strains of E. coli and K. pneumoniae that produce
plasmid-mediated AmpC
-lactamases and strains of E. coli that hyperproduce their chromosomally mediated
AmpC
-lactamase have susceptibility patterns for the
indicator drugs similar to those of ESBL-producing strains (1, 4,
14, 16, 21, 25, 35, 36, 39, 54).
These problems of sensitivity and specificity were recently highlighted
in a study of the use of commercially available MicroScan microdilution
panels as a screen for
-lactamase production in E. coli and Klebsiella spp. (48).
In this study, a cefpodoxime MIC of
2 µg/ml was the most accurate
indicator of ESBL or AmpC production in isolates of E. coli or K. pneumoniae. However, no single drug was
able to completely discriminate between these two types of
-lactamases. More importantly, the results showed that
the currently recommended screening criteria were inadequate for
isolates of Klebsiella oxytoca, because only ceftazidime or cefotaxime correctly identified ESBL producers among this species (48).
The second approach to the identification of ESBL-producing
E. coli and Klebsiella utilizes special
tests to demonstrate enzymatic activity against the indicator drugs
(8, 20, 23, 24, 44, 46, 51, 52, 56). The majority of these
tests are based on the principle of the double disk test (8,
20), in which a
-lactamase inhibitor is used to
potentiate the activity of an indicator drug against an ESBL-producing
strain (8, 20, 23, 24, 32, 44, 46, 51). This approach can be
used either as a screen or as a confirmatory test for ESBL production.
ESBLs are not the only new
-lactamases that clinical
laboratories may be encountering. Although epidemiological data are scanty, the occurrence of new plasmid-mediated derivatives of AmpC
-lactamases (1, 3, 5, 6, 10, 17, 21, 25, 27, 39,
41, 51) and inhibitor-resistant TEM and SHV
-lactamases (7, 10, 15, 26, 40, 49-51, 55),
and also of these enzymes in new host species, suggests that these
enzymes may be increasing in occurrence. Of these, the plasmid-mediated
AmpC
-lactamases present the greatest threat clinically
because they most seriously limit therapeutic choices, even more so
than ESBLs (39). Inhibitor-resistant TEM and SHV
-lactamases do not appear to cause significant clinical
problems at present, especially in the United States.
At present, clinical laboratories may use NCCLS-recommended screening
and confirmatory tests to detect ESBL production by E. coli and Klebsiella spp. (32). There is now
a need for screening and confirmatory tests for ESBL detection in
organisms other than E. coli and
Klebsiella spp. and also for the detection of
plasmid-mediated AmpC
-lactamases. There have been some
attempts to address these issues. Thomson and Sanders
(52) reported that positive three-dimensional tests with
cefoxitin discriminated between strains of E. coli and
K. pneumoniae that produced a plasmid-mediated AmpC
-lactamase and those that produced an ESBL. Smith Moland
et al. (47) showed that this test also discriminated between
strains that produced a plasmid-mediated AmpC
-lactamase
and strains that produced an ESBL and/or possessed a porin mutation
that conferred cefoxitin resistance.
Because optimal methodologies are needed to detect these important new
-lactamases, a feasibility study was performed to determine if an isogenic panel of E. coli strains
containing many different
-lactamases could be used to
identify which drugs alone and in combination with
-lactamase inhibitors might be most useful in developing
a definitive test for
-lactamases in
Enterobacteriaceae (13). The results of this
feasibility study suggested that cefpodoxime, ceftazidime, and
ceftriaxone, with and without clavulanate and the cephamycins, would
have the greatest utility. Therefore, a second study was undertaken to
assess the ability of a panel of various
-lactam antibiotics tested
alone and in combination with
-lactamase inhibitors to
discriminate between the production of a variety of different
-lactamases among isolates of
Enterobacteriaceae. In this study, discrimination between
ESBLs, AmpC
-lactamases, high levels of K1
-lactamase, and other
-lactamases was
assessed in isolates of E. coli, K. pneumoniae, K. oxytoca, Enterobacter cloacae, Enterobacter aerogenes, C. freundii, and S. marcescens possessing
well-characterized
-lactamases. Some of these strains had been used in a previous study of commercially available
microdilution panels (48).
 |
MATERIALS AND METHODS |
Strains.
Tests were performed with 141 isolates, including
E. coli (n = 32), K. pneumoniae (n = 36), K. oxytoca
(n = 13), E. cloacae (n = 17), E. aerogenes (n = 15), C. freundii (n = 16), and S. marcescens
(n = 12), chosen to provide a wide variety of
-lactamase types. These strains were collected from
multiple centers across the United States, Europe, Southeast Asia, and
Mexico. All isolates were from clinical sources, except for 13 laboratory strains of E. coli. The laboratory strains
produced the enzymes TEM-3, TEM-4, TEM-5, TEM-7, TEM-9, TEM-10, TEM-12,
SHV-1, SHV-2, SHV-5, TRC-1, LAT-1, and LAT-2. For the purposes of this
study, the isolates were divided into groups according to the type of
-lactamase produced. These groups included strains that
produced (i) ESBLs, (ii) high levels of AmpC, (iii) high levels of K1,
and (iv) other
-lactamases (OBLs) (Table
1). Within the high-AmpC group, there were E. coli strains that hyperproduced
chromosomal AmpC
-lactamase, E. coli and
K. pneumoniae strains that produced a
plasmid-mediated AmpC
-lactamase, and derepressed
Enterobacter, C. freundii, and S. marcescens mutants producing elevated levels of chromosomal AmpC
-lactamase. Within the OBL group, there were strains
producing older-spectrum
-lactamases or carbapenemases,
K. oxytoca strains producing low levels of chromosomal
K1
-lactamase, and wild-type Enterobacter,
C. freundii, and S. marcescens strains producing low basal levels of chromosomal AmpC
-lactamase (Table
1). A number of organisms produced several different
-lactamases, and these were assigned to the group
representing the broadest-spectrum enzyme that contributed to
resistance because this enzyme was the phenotypic determinant.
Hyperproduction of
-lactamase was defined as hydrolysis
by a sonic extract of greater than 400 nmol of nitrocefin per min per
mg of protein in spectrophotometric hydrolysis assays at pH 7.0 and
37°C. All
-lactamase identifications were confirmed in
our laboratory by the appropriate biochemical or molecular procedures,
such as isoelectric focusing (29, 45), substrate profile
(2, 33), inhibitor profile (45), plasmid isolation, recombinant DNA techniques, and transformations
(43).
The quality control strains were E. coli ATCC 25922 and
E. coli PAB-C14. The latter is a laboratory strain that
produces the SHV-2
-lactamase.
Susceptibility tests.
Antibiotic susceptibilities were
determined according to the manufacturer's recommendations by an
overnight microdilution method using dehydrated investigational panels
provided by Dade MicroScan, Inc. (Sacramento, Calif.). Results were
interpreted according to current NCCLS breakpoints and recommendations
(32). The panels contained doubling dilutions of
cefpodoxime, ceftriaxone, cefotaxime, ceftazidime, and aztreonam, alone
and in combination with clavulanate (at fixed concentrations of 1, 2, and 4 µg/ml) or sulbactam (8 µg/ml) and cefoxitin and cefotetan
alone and in combination with sulbactam (8 µg/ml).
 |
RESULTS |
In vitro susceptibility.
The in vitro susceptibility of the
141 test strains to the study drugs is shown in Table
2.
Results have been combined for E. coli and
K. pneumoniae and for E. cloacae,
E. aerogenes, and C. freundii due to their
similarities within the same
-lactamase group. For
E. coli and K. pneumoniae, strains
possessing ESBLs or AmpC
-lactamases were more resistant
to the study drugs than strains possessing OBLs. However, ranges of
MICs overlapped between the three
-lactamase groups,
making it impossible to distinguish between the three groups on the
basis of MIC alone. For example, for ceftazidime, 3 ESBL-producing
strains were as susceptible as 18 of 22 OBL-producing strains. The
three ESBL-producing strains were clinical isolates of K. pneumoniae (n = 1) and E. coli
(n = 2), the ceftazidime MIC for each of which was 0.5 µg/ml, and each produced the ceftaxime-preferring ESBL SHV-3, either
alone or in combination with another SHV
-lactamase with
a pI of 7.6. Two OBL-producing strains were as resistant to
ceftazidime as some ESBL-producing strains. Both of these OBL-producing
strains were clinical isolates of K. pneumoniae that
produced high levels of SHV-1. Thus, if the screening criteria for
indicating ESBL production currently recommended by the NCCLS (MIC,
2
µg/ml) (32) were applied to these strains, there would be
three false negatives (8%) among ESBL producers and two false
positives (9%) among OBL producers. These findings add support
to the NCCLS recommendation that the sensitivity of ESBL
screening is increased by testing more than one agent (32).
All of the high-AmpC producers would be considered ESBL producers
by these criteria, but none were confirmed as such by the
recent NCCLS ESBL confirmatory tests (32).
Among the study drugs, the only one that discriminated between OBL
producers and ESBL or high-AmpC producers was cefpodoxime, with only
the former inhibited by concentrations of
1 µg/ml. Cefpodoxime did
not discriminate between ESBL or high-AmpC producers. It was possible
that one of the cephamycins would discriminate between ESBL and
high-AmpC producers, since only the latter enzyme confers resistance to
this drug class. However, this did not occur, and MIC ranges for these
two groups overlapped (Table 2). MICs of cefoxitin were >16 µg/ml
for 2 of 36 ESBL producers (K. pneumoniae strains
producing SHV-3 and SHV-5) and 10 of 10 high-AmpC producers. MICs of
cefotetan were
4 µg/ml for 1 of 10 high-AmpC producers (E. coli, presumed chromosomally mediated AmpC) and 36 of 36 ESBL producers.
With the exception of a TEM-12-producing laboratory strain of
E. coli which was more susceptible than most isolates
to several of the drugs tested (see footnote e of Table
3), the grouping together of laboratory
and clinical strains of E. coli did not influence the
trends of the data. In general, irrespective of the type of
-lactamase produced (OBL, ESBL, or AmpC), the MIC patterns for the clinical strains were more extreme than those of the
laboratory strains. That is, the laboratory strains were less
sensitive than the most sensitive clinical strains and less resistant than the most resistant clinical strains.
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TABLE 3.
Ability of -lactamase inhibitors to reduce
MICs of study drugs 8-fold in tests with E. coli
and K. pneumoniae
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|
For K. oxytoca, several of the study drugs did not
have overlapping MIC ranges for all three types of enzyme
production. This allowed discrimination between the three enzyme groups
(Table 2). Only ESBL producers were resistant to ceftazidime. Strains producing high levels of the K1
-lactamase could be
differentiated from those producing low levels of the enzyme with
ceftriaxone or aztreonam.
For tests with E. cloacae, E. aerogenes, and C. freundii, OBL producers tended to be
more susceptible to the study drugs than ESBL or high-level AmpC
producers (Table 2). However, overlapping MIC ranges for each of the
three
-lactamase-producing groups prevented complete
discrimination between the groups. For S. marcescens, OBL
producers could be discriminated from ESBL or high-AmpC producers with
cefotaxime, ceftriaxone, or cefpodoxime. Ceftazidime discriminated between ESBL and high-AmpC producers (Table 2).
Inhibitor-drug combinations.
Since single drugs alone were not
capable of accurately discriminating between the ESBL and high-AmpC
-lactamase groups in certain species tested,
-lactamase inhibitor-
-lactam drug combinations were
evaluated. If MICs of a given drug were reduced by at least eightfold
(three twofold dilutions) in the presence of an inhibitor, the test
strain was considered to have an inhibitor-susceptible ESBL. In tests
with E. coli and K. pneumoniae,
sulbactam added to each study drug gave the largest number of false
positives with high-AmpC-producing strains (Table 3). Clavulanate added to either ceftazidime or cefpodoxime gave the largest number of false
positives with OBL producers. However, if NCCLS screening criteria for
ESBL production (MIC,
2 µg/ml for test drug) (30) were
applied to the strains before the results of combination testing were
considered, false positives among OBL producers occurred only with two
strains (K. pneumoniae producing high levels of SHV-1)
in tests with clavulanate-ceftazidime (Table 3). False negatives
among ESBL producers were highest with ceftazidime and lowest
with cefpodoxime. Addition of sulbactam to cefoxitin or cefotetan did
not reliably reduce the MIC of either drug in tests with ESBL or
high-AmpC producers (data not shown).
In tests with E. cloacae, E. aerogenes,
and C. freundii, addition of clavulanate to the study drugs
failed to lower MICs at least eightfold in tests with 25 to 50% of
ESBL producers (Table 4). This poor
performance was due in large part to the ability of clavulanate to
induce the AmpC
-lactamase in these strains, which often
resulted in MICs of the combinations higher than that of the drug alone
(Table 5). This phenomenon was not
observed in combinations containing sulbactam. Sulbactam-ceftriaxone
correctly identified 15 of 16 ESBL producers; however, there were two
false positives (12%) among high-AmpC producers (Table 4).
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TABLE 4.
Ability of -lactamase inhibitors to reduce
MICs of study drugs 8-fold in tests with E. cloacae, E. aerogenes
and C. freundii
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|
In tests with S. marcescens, ESBL producers were correctly
separated from high-AmpC and OBL producers with ceftazidime plus 8 µg
of sulbactam per ml, cefotaxime plus 1 µg of clavulanate per ml, or
cefotaxime plus 2 µg of clavulanate per ml (Table
6).
 |
DISCUSSION |
This study addressed issues surrounding the detection of
clinically important
-lactamases among strains of
Enterobacteriaceae possessing well-characterized enzymes.
Results obtained with the study drugs when tested alone indicated that
it was not possible to select interpretive criteria that would
accurately identify ESBL- or high-AmpC-producing strains specifically
among isolates of E. coli, K. pneumoniae, E. cloacae, E. aerogenes, or C. freundii. It was possible by using a
breakpoint of
2 µg of cefpodoxime per ml to identify producers of
either ESBLs or high-AmpC
-lactamases among isolates of
E. coli or K. pneumoniae, but
discrimination between these two
-lactamase groups was
not possible when any drug was used alone. Cefotetan was almost
suitable for this purpose, inhibiting all producers of ESBLs and only
one high-AmpC producer at a concentration of 4 µg/ml. For
K. oxytoca, it was possible to distinguish
between ESBL, high K1, and OBL producers by using ceftazidime and
either ceftriaxone or aztreonam. For S. marcescens, it was possible to distinguish between ESBL,
high-AmpC, and OBL producers by using ceftazidime and ceftriaxone or cefotaxime.
For E. coli and K. pneumoniae, it was
necessary to use an inhibitor-drug combination to accurately separate
ESBL from high-AmpC producers. The best combinations for achieving this
were cefpodoxime plus 4 µg of clavulanate per ml or ceftriaxone plus
1 or 2 µg of clavulanate per ml. One of the recently recommended
NCCLS ESBL confirmatory tests, with ceftazidime tested alone and in
combination with 4 µg of clavulanate per ml (32), yielded
false positives with three OBL-producing strains of K. pneumoniae. Two of these strains hyperproduced SHV-1 and were ESBL
screen positive in tests with ceftazidime alone (MICs, 2 and 4 µg/ml), but not with other NCCLS-recommended screening drugs. The
other strain produced SHV-1 and PSE-1 but was ESBL screen
negative in tests with all screening drugs (i.e., MIC, <2
µg/ml). These findings suggest that positive ESBL screens arising
from the use of ceftazidime as a screening drug should not be evaluated
with the ceftazidime-clavulanate confirmatory test and that this
inhibitor-based test should not be used on its own as a single test for
ESBL detection. For E. cloacae, E. aerogenes, and C. freundii, the best combination for separating ESBL from high-AmpC producers was ceftriaxone plus 8 µg of
sulbactam per ml.
From these results, a minimum panel of five tests could be identified
that would provide maximum separation of ESBL, high AmpC, high K1, and
OBL production in Enterobacteriaceae (Fig. 1). These included cefpodoxime,
cefpodoxime plus 4 µg of clavulanate per ml, ceftazidime,
ceftriaxone, and ceftriaxone plus 8 µg of sulbactam per ml.
Ceftriaxone plus 2 µg of clavulanate per ml could be substituted for
cefpodoxime plus 4 µg of clavulanate per ml without altering the
accuracy of the tests (Fig. 1A). Such a panel would correctly separate
ESBL, high-AmpC, high-K1, and OBL producers among all species tested,
except E. cloacae, E. aerogenes, and
S. marcescens. For these species, one OBL producer and one
ESBL producer would be incorrectly identified as high-AmpC producers,
and two high-AmpC producers would be incorrectly identified as ESBL
producers. None of these errors involved identification of an ESBL or
high-AmpC producer as a OBL producer
an error that could lead to
serious therapeutic hazard.

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FIG. 1.
Flow chart for identification of
-lactamase groups in isolates of E. coli
and K. pneumoniae (A), K. oxytoca (B),
Enterobacter spp. and C. freundii (C), and
S. marcescens (D).
|
|
The approach outlined in Fig. 1 could be useful for clinical
laboratories, provided its limitations are recognized. One limitation is that in strains producing multiple
-lactamases, the
presence of a broader-spectrum
-lactamase may mask the
presence of narrower-spectrum
-lactamases. Another
limitation involves the small number of strains of species other than
E. coli and K. pneumoniae included in
this study. Until additional strains of these species have been tested,
the proposed schemes for K. oxytoca,
Enterobacter spp., C. freundii, and S. marcescens should be considered provisional. Nevertheless,
even with this limitation, the current study has been useful for
identifying approaches which do not work well with these organisms.
These include the use of clavulanate-based tests with organisms that
produce inducible
-lactamases and the use of the same
interpretive criteria for K. oxytoca as for
K. pneumoniae (32). The presence of the K1
-lactamase in the former species dictates the use of
separate criteria for interpreting tests with these two species.
Overall, this study demonstrated that the application of MIC tests
which include the use of appropriate
-lactamase
inhibitors can provide a simple, convenient, and inexpensive approach
for routine clinical laboratories to recognize the types of
-lactamases produced by E. coli,
Klebsiella, Enterobacter, C. freundii, and S. marcescens. With further studies,
additional guidelines can be identified to recognize other
-lactamase types that are produced by these and other
species of bacteria.
 |
ACKNOWLEDGMENTS |
This work was supported by a grant from Dade MicroScan, Inc.,
Sacramento, Calif.
We thank the many investigators worldwide who provided the strains. We
also thank Stacey Edward, Stacey Morrow, and Michelle Johnson for
excellent technical assistance; Karen Wise for typing the manuscript;
and Jim Godsey for making the study possible.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Center for
Research in Anti-Infectives and Biotechnology, Creighton University
School of Medicine, 2500 California Plaza, Omaha, NE 68178. Phone:
(402) 280-1881. Fax: (402) 280-1225. E-mail:
kstaac{at}creighton.edu.
 |
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Antimicrobial Agents and Chemotherapy, June 1999, p. 1393-1400, Vol. 43, No. 6
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Copyright © 1999, American Society for Microbiology. All rights reserved.
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