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Antimicrobial Agents and Chemotherapy, June 2001, p. 1671-1681, Vol. 45, No. 6
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.6.1671-1681.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Thermoreversible Gel Formulations Containing Sodium
Lauryl Sulfate or n-Lauroylsarcosine as Potential Topical
Microbicides against Sexually Transmitted Diseases
Sylvie
Roy,
Pierrette
Gourde,
Jocelyne
Piret,
André
Désormeaux,
Julie
Lamontagne,
Caroline
Haineault,
Rabeea F.
Omar, and
Michel G.
Bergeron*
Centre de Recherche en Infectiologie,
Université Laval, Québec, Québec, Canada
Received 19 September 2000/Returned for modification 20 December
2000/Accepted 8 March 2001
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ABSTRACT |
The microbicidal efficacies of two anionic surfactants, sodium
lauryl sulfate (SLS) and n-lauroylsarcosine (LS), were
evaluated in cultured cells and in a murine model of herpes simplex
type 2 (HSV-2) intravaginal infection. In vitro studies showed that SLS
and LS were potent inhibitors of the infectivity of HSV-2 strain 333. The concentrations of SLS which inhibit viral infectivity by 50% (50%
inhibitory dose) and 90% (90% inhibitory dose) were 32.67 and 46.53 µM, respectively, whereas the corresponding values for LS were 141.76 and 225.30 µM. In addition, intravaginal pretreatment of mice with
thermoreversible gel formulations containing 2.5% SLS or 2.5% LS
prior to the inoculation of HSV-2 strain 333 completely prevented the
development of genital herpetic lesions and the lethality associated
with infection. Of prime interest, no infectious virus could be
detected in mouse vaginal mucosa. Both formulations still provided
significant protection when viral challenge was delayed until 1 h
after pretreatment. Finally, intravaginal application of gel
formulations containing 2.5% SLS or 2.5% LS once daily for 14 days to
rabbits did not induce significant irritations to the genital mucosa,
as demonstrated from macroscopic and histopathologic examinations.
These results suggest that thermoreversible gel formulations containing
SLS or LS could represent potent and safe topical microbicides for the
prevention of HSV-2 and possibly other sexually transmitted pathogens,
including human immunodeficiency virus.
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INTRODUCTION |
The spread of infectious diseases
caused by the sexual transmission of human immunodeficiency virus
(HIV), herpesviruses, and other pathogens is growing dramatically. Each
year, more than 12 million people in the United States are newly
infected with pathogens causing sexually transmitted diseases (STDs)
(8). The global incidence of STDs and the morbidity and
mortality associated with STDs are very significant. Herpes simplex
viruses (HSVs) type 1 (HSV-1) and type 2 (HSV-2) are the most common
infective causes of genital ulceration in developed countries. One of
five Americans over the age of 12 has been infected with HSV. Genital herpesvirus infection is lifelong and may result in painful and recurrent genital lesions, systemic complications, psychosocial morbidity, and also serious neonatal diseases following intrapartum transmission of the virus (5). On the other hand, recent
statistics (as of the end of 2000) from the World Health Organization
estimated that 36.1 million individuals are infected with HIV type 1 (HIV-1) worldwide. Of that number, 16.4 million (47.3%) women are
living with HIV infection or AIDS. Globally, heterosexual transmission may account for as much as 85 to 90% of new cases of HIV infection. The consistent and careful use of latex condoms represents an effective
barrier against sexually transmitted pathogens, but unfortunately,
their use is not generalized. More attention is now given to
female-controlled methods for the prevention of HIV-1 infection since
many women are unable to negotiate condom use with their partners
(10, 11, 19, 36, 38, 39). Therefore, it is important to
develop topical microbicides that could be used as an alternative to
condoms for women to control their own protection against STDs.
Nonoxynol-9, a nonionic detergent, is the most currently used active
ingredient in available vaginal formulations. This product has been
shown to be effective against numerous sexually transmitted pathogens
in vitro, including HIV-1 (1, 3, 4, 12, 20, 21, 27, 32).
However, the in vivo efficacy of nonoxynol-9 against HIV-1 has never
been clearly established, and the results of clinical studies are
controversial. A cohort study conducted among 273 female sex workers in
Cameroon reported a lower rate of HIV infection among women using
vaginal suppositories containing 100 mg of nonoxynol-9
(44). On the other hand, a randomized placebo-controlled
trial with 138 HIV-seronegative female prostitutes in Kenya showed that
a nonoxynol-9-impregnated sponge was not effective in reducing the risk
of HIV infection (26). Another clinical study testing the
efficacy of a vaginal film containing 70 mg of nonoxynol-9, conducted
among 1,292 HIV-1-negative female sex workers in Cameroon, reported
that the product did not reduce the rates of new cases of HIV-1
infection, gonorrhea, and chlamydia infection (35). More
recently, results presented at the XIII International AIDS Conference
in Durban, South Africa, revealed that a vaginal cream containing 52 mg
of nonoxynol-9, marketed under the trade name of Advantage S, not only
was ineffective against HIV but was also actually harmful as a
microbicide (L. Van Damme, XIII Int. AIDS Conf.). The activity of
nonoxynol-9 is nonspecific and is often associated with adverse effects
including epithelial disruption, genital inflammation and ulceration,
and reductions in the number of lactobacilli (23, 26, 28, 34, 35,
37), which may explain the lack of protection that nonoxynol-9 offers against HIV-1 and other pathogens causing STDs. Consequently, there is an urgent need to develop new and safe topical microbicides for women.
Sodium lauryl sulfate (SLS) is an anionic surfactant which denatures
membrane proteins of pathogens. Ward and Ashley (41) were
the first to demonstrate that SLS is a potent inactivator of rotavirus
and poliovirus infectivities at quite low concentrations and under very
mild conditions. Previous studies from our laboratory have demonstrated
that SLS inhibits in vitro the infectivities of different enveloped
viruses such as HSV-1, HSV-2, and HIV-1 (31) SLS was also
reported to inhibit the infectivities of nonenveloped rabbit, bovine,
and human papillomaviruses (17). This suggests that SLS
could be a potential candidate for use as a microbicide in vaginal
formulations to prevent the sexual transmission of pathogens causing
STDs and HIV infection. In the present study, we have evaluated the
efficacies of thermoreversible gel formulations containing SLS or
n-lauroylsarcosine (LS), an anionic surfactant structurally
closely related to SLS, to prevent herpes genitalis in a murine model
of HSV-2 intravaginal infection. The tolerance and toxicity of the two
gel formulations for the vaginal mucosa have also been evaluated in a
rabbit model.
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MATERIALS AND METHODS |
Chemicals.
SLS and LS were obtained from Sigma Chemical Co.
(St. Louis, Mo.).
Cell line.
Vero cells (African green monkey kidney cells;
American Type Culture Collection, Manassas, Va.) were grown in Eagle's
minimum essential medium (EMEM; Wisent, St. Bruno, Québec,
Canada) supplemented with 5% heat-inactivated fetal bovine serum (FBS;
Wisent), sodium bicarbonate (0.22%), penicillin-streptomycin (100 U/ml), and L-glutamine (2 mM) in a 5% CO2
atmosphere at 37°C.
Virus strain.
HSV-2 strain 333 was kindly provided by
Lawrence R. Stanberry (Children's Hospital Medical Center, Cincinnati,
Ohio). The virus was propagated in Vero cells by using EMEM
supplemented with 2% FBS (EMEM-2% FBS) as maintenance medium at
37°C. At approximately 80% cell lysis, cells were scrapped off the
dishes with a sterile cell scraper. The cellular suspension was
centrifuged (1,450 × g for 10 min at 4°C), and the
supernatant was retained. The pellet was frozen-thawed three times with
liquid nitrogen and centrifuged again. Supernatants were pooled,
filtered on a 0.45-µm-pore-size Durapore low-binding membrane
(Millipore Co., Bedford, Mass.), and centrifuged (100,000 × g for 2 h and 40 min at 4°C). The supernatant was
discarded, and the pellet was resuspended in 1 ml of EMEM-2% FBS
overnight at 4°C and stored at
80°C until use. The viral titer
determined on Vero cells was 109 PFU/ml.
Preparation of gel formulations.
Polymers composed of
polyoxypropylene and polyoxyethylene are known to form thermoreversible
gels when incorporated into aqueous solutions. These polymers have the
ability to change from the liquid state to the gel state at
temperatures close to body temperature, therefore allowing advantageous
topical applications. The liquid state-to-gel phase transition is
dependent on the polymer concentration and the ingredients incorporated
into the solution. Therefore, the concentration of the polymer was
adjusted in order to obtain a phase transition temperature of 28°C.
Gel formulations were prepared by suspending an appropriate amount of
the polymer in citrate buffer (50 mM, pH 4.0). The gel alone was
suspended at a concentration of 17% (wt/wt) in citrate buffer, and the
components were mixed under agitation overnight at 4°C to ensure
complete dissolution. For the gel formulations containing SLS or LS,
these surfactants were added to the polymer powder and dissolved in citrate buffer as described above. SLS was used at concentrations of
1% (34.67 mM) and 2.5% (86.69 mM) in formulations containing 21 and
30% (wt/wt) polymer, respectively. LS was used at concentrations of
1% (34.08 mM) and 2.5% (85.21 mM) in formulations containing 15 and
18% (wt/wt) polymer, respectively. We have also used a gel formulation
composed of 30% (wt/wt) polymer in citrate buffer as a control in some experiments.
HSV-2 inactivation.
Vero cells were seeded in 24-well
plates. Prior to infection, HSV-2 strain 333 was preincubated for
1 h at 37°C in phosphate-buffered saline (PBS; pH 7.4) or with
different concentrations of SLS (6.25 to 50 µM) or LS (50 to 250 µM) in PBS. Confluent cells were infected with the virus
(approximately 50 to 100 PFU/500 µl), and the plates were centrifuged
(750 × g for 45 min at 20°C). Virus was removed by
aspiration, and the cell sheets were overlaid with 500 µl of EMEM-2% FBS containing 0.6% SeaPlaque agarose (Mandel Scientific, St. Laurent, Québec, Canada). The plates were incubated for
48 h in a 5% CO2 atmosphere at 37°C. The cells were
then fixed with 10% formaldehyde in PBS for 20 min, washed with
demineralized water, and stained with 0.05% methylene blue. Virus
infectivity was evaluated from the determination of the numbers of PFU.
Cellular viability.
Vero cells, seeded at midconfluency in
24-well plates, were incubated with EMEM-5% FBS (control) or with
different concentrations of SLS or LS in EMEM-5% FBS for 24 h at
37°C in a 5% CO2 atmosphere. Afterward, the cell sheets
were washed twice with EMEM-5% FBS. Cell viability was then monitored
with a tetrazolium salt (MTS; Promega, Madison, Wis.) which, in the
presence of phenazine methosulfate, is reduced by living cells to yield
a formazan product that can be assayed colorimetrically
(6).
HSV-2 intravaginal infection.
The murine model of HSV-2
intravaginal infection was adapted from previously described protocols
(29, 42, 43). Female BALB/c mice (age, 4 weeks; Charles
River Laboratories, Inc., St. Constant, Québec, Canada) were used
for this study. On days 7 and 1 prior to infection, the mice were
injected subcutaneously in the neck region with 2.5 mg of progesterone
(Pharmacia and Upjohn, Don Mills, Ontario, Canada) diluted in sterile
physiological water. Mice were anesthetized by intraperitoneal
injection of 70 mg of ketamine and 11.5 mg of xylazine per kg of body
weight. Vaginal secretions were removed with two calcium alginate
swabs. Mice were pretreated by delivering intravaginally 15 µl of
each gel formulation with a micropipette. At different times after pretreatment, 5 µl of 1.2 × 105 PFU of HSV-2 strain
333 was inoculated into the vagina while the micropipette was moved in
and out five times to simulate coitus. The mice were returned to their
cages and examined daily for a period of 14 days. The criteria used for
the evaluation of herpetic genital infection were the degree of redness
and swelling in the perineal region (ranked 1 for minimal, 2 for
moderate, and 3 for marked), viral titers in the vaginal mucosa, and
survival rates.
Viral titers in tissue samples.
The mice were pretreated
intravaginally with 15 µl of each gel formulation applied 5 min prior
to infection with HSV-2 strain 333 as described above. preliminary
experiments showed that viral titers in the vaginal mucosa were maximal
on day 3 postinfection (data not shown). The mice were killed on day 3 postinfection, and the vaginas were excised and maintained in Hank's
balanced salt solution in an ice bath. The vaginas were weighed,
diluted in 1 ml of EMEM-2% FBS, and submitted to three cyles of
sonication for 10 s each with 5-s intervals. Debris was removed by
low-speed centrifugation (1,100 × g for 15 min at
4°C). The supernatants were collected and stored in duplicate at
80°C until assayed for the presence of virus. Samples were diluted,
as appropriate, and inoculated onto confluent monolayers of Vero cells
seeded in 24-well plates as described previously for HSV-2
inactivation. Virus-induced cytopathic effect was evaluated from the
determination of the numbers of PFU, and results were expressed as the
number of PFU per gram of tissue.
In vivo tolerance and toxicity.
Female New Zealand rabbits
(weight 2.5 to 3.5 kg; Charles River Laboratories Inc.) were used for
this study. Five milliliters of the formulations was administered
intravaginally to rabbits once daily for 14 days by using a catheter
(Dover Catheter; Sherwood Medical, St. Louis, Mo.) connected to a
syringe. Twenty four hours after the last application, the animals were
killed. The vagina (cervical end, middle, and vulvar end), cervix (left
and right), uterine horns (left and right), uterus (left and right),
ovaries (left and right), and urinary bladder were excised for
macroscopic and histologic examinations. The degree of irritation was
determined as described previously (9). The four basic
criteria used for macroscopic evaluations were vascularization, edema,
ulceration, and necrosis. Similarly, the criteria used for histologic
examinations were vascularization, edema, the presence of inflammatory
cell infiltrates, and epithelial exfoliation. Optic microscopic
observations were evaluated randomly by two different scientists (S.R.
and P.G.). The scoring system was as follows: 0, none; 1, minimal; 2, slight; 3, moderate; and 4, marked. The scores for rabbits in each
group were totaled and averaged. The total scoring system was as
follows: 1 to 4, minimal; 5 to 8, mild; 9 to 12, moderate; and 13 to
16, marked. A total score of between 0 and 8 is considered acceptable,
a total score of 9 or 10 is marginal, and a total score of over 11 is
unacceptable (9).
Tissue preparation for optical microscopy.
Tissues were
fixed with 10% formaldehyde in PBS, dehydrated, and embedded in
paraffin (Paraplast X-TRA; Fisher Scientific, Montréal,
Québec, Canada) by routine procedures. Paraffin sections were
stained with hematoxylin-eosin and mounted with Permount (Fisher
Scientific). The observations were made with a Nikon microscope (Labophot-2; Nikon, Québec, Québec, Canada), and pictures
were taken with a Nikon camera (MicroFlex HFX-DX; Nikon).
Statistical analysis.
The areas under the curve (AUCs) of
the mean lesion scores between days 4 and 9 were calculated for all
animals including those that were asymptomatic. The AUC values for the
different treatment groups and the mean scores for the histopathologic
observations of the vaginal mucosa were compared by a one-way analysis
of variance test, followed as appropriate by the t test with
Fisher's corrections for multiple simultaneous comparisons. The
significance of the differences (i) in the proportion of mice
presenting with genital lesions and (ii) mortality rates between
control infected mice and pretreated mice was evaluated by a chi-square
test. All statistical analyses were performed with a computer package
(Statview+SE Software; Abacus Concepts, Berkeley, Calif.). A
P value of less than 0.05 was considered statistically significant.
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RESULTS |
Infectivity of HSV-2 pretreated with SLS or LS.
Figure
1 shows that pretreatment of HSV-2 strain
333 with SLS (Fig. 1A) or LS (Fig. 1B) for 1 h at 37°C
decreased, in a dose-dependent manner, its infectivity for Vero cells.
The concentrations of SLS which inhibit viral infectivity by 50% (50%
inhibitory dose) and 90% (90% inhibitory dose) were 32.67 ± 2.18 and 46.53 ± 0.44 µM, respectively, whereas the
corresponding values for LS were 141.76 ± 4.10 and 225.30 ± 12.79 µM. No signs of cytoxicity were observed in the range of
concentrations of SLS or LS used (data not shown).

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FIG. 1.
Infectivity of HSV-2 strain 333 to Vero cells following
pretreatment of the virus with different concentrations of SLS (A) or
LS (B) for 1 h at 37°C. Results are expressed as a percentage of
the value for the control and are the mean ± standard deviation
for three independent experiments.
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Efficacies of gel formulations to prevent intravaginal HSV-2
infection.
Figure 2 shows the time
evolution of the mean lesion score associated with redness (Fig. 2A and
D) and swelling (Fig. 2B and E) in the perineal region and the time
evolution of survival rates (Fig. 2C and F) for untreated infected mice
and mice pretreated 5 min prior to infection with citrate buffer, gel
alone (17% [wt/wt]), SLS or LS (1 or 2.5% [wt/wt]) in buffer, and
SLS or LS incorporated into the gel formulation. No signs of genital
herpetic lesions were visible until day 4 postinfection. Marked signs
of redness and swelling appeared in the perineal region of untreated
infected mice between days 4 and 7 and were maintained up to day 14 after infection. Most animals died from encephalitis between days 6 and
10 postinfection. Only 20% of the animals pretreated with the buffer
or the gel alone (17% [wt/wt]) survived the infection. Of prime
interest, all mice pretreated with 1% SLS or 1% LS in buffer or with
the gel containing 2.5% SLS or 2.5% LS survived the infection and did
not develop any visible sign of herpetic lesions (see Table
1 for P values). Significant
protection was also observed when mice were pretreated with gel
formulations containing 1.0, 1.5, and 2.0% SLS or LS (data not shown).
In contrast to pretreatment with the gel alone (17% [wt/wt]),
pretreatment of the mice with a more concentrated gel formulation (30%
[wt/wt]) completely prevented the development of herpetic lesions and
death of the animals (data not shown).

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FIG. 2.
Time evolutions of the mean lesion score associated with
redness (A and D) and swelling (B and E) in the perineal region and of
survival rates (C and F) of mice pretreated at 5 min prior to HSV-2
infection with citrate buffer ( ), gel alone (17% [wt/wt]) (×),
1% SLS or 1% LS in buffer ( ), or gel formulations containing 1%
SLS or 1% LS ( ) or 2.5% SLS or 2.5% LS ( ). Untreated infected
mice were used as controls ( ). (A, B, and C) Data for SLS; (D, E,
and F) data for LS. The results are the means for 10 mice per group.
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TABLE 1.
AUC of the time evolution of the mean lesion score
associated with redness and swelling for mice treated 5 min prior to
infection with different formulations
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Viral titers in vaginal mucosa.
Figure
3 shows the viral titers measured in the
vaginal mucosae of untreated infected mice and mice pretreated 5 min
prior to infection with citrate buffer, gel alone (17% [wt/wt]),
2.5% SLS or 2.5% LS in the buffer, or 2.5% SLS or 2.5% LS
incorporated into the gel formulation. The average viral titer found in
the vaginal mucosa of untreated infected mice was 103.5
PFU/g of tissue. Pretreatment of mice with the buffer or the gel alone
(both 17 and 30% [wt/wt]) did not affect the viral titers in the
vaginal mucosae. Of prime interest, no infectious virus was detected by
culture, under our assay conditions, in the vaginal mucosae of mice
pretreated with 2.5% SLS in the buffer, 2.5% SLS incorporated into
the gel formulation, or 2.5% LS in buffer. Infectious virus was
detected in the vaginal mucosa of only one animal pretreated with the
gel containing 2.5% LS.

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FIG. 3.
Viral titers in the genital mucosae of mice pretreated
intravaginally with citrate buffer, gel alone (17% [wt/wt]), 2.5%
SLS or 2.5% LS in the buffer, or gel containing 2.5% SLS or 2.5% LS
and infected 5 min later with HSV-2 strain 333. Untreated infected mice
were used as controls. Viral titers are expressed as the log number of
PFU per gram of tissue. The results are the means for 10 mice per
group. The broken line shows the limit of detection of the assay. The
numbers in parentheses represent the numbers of mice without infectious
virus in the vaginal mucosa.
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Time-dependent efficacies of gel formulations to prevent HSV-2
intravaginal infection.
Figure 4
shows the time evolution of the mean lesion score associated with
redness (Fig. 4A) and swelling (Fig. 4B) in the perineal region and the
time evolution of survival rates (Fig. 4C) of untreated infected mice
and mice pretreated with the gel containing 2.5% SLS at different
times prior to HSV-2 intravaginal challenge. On day 4 postinfection,
untreated infected mice developed genital herpetic lesions, and almost
all animals died from encephalitis between days 7 and 10. Pretreatment
of mice 5 or 30 min prior to infection completely protected animals
against the development of herpetic lesions and lethality associated
with infection. Pretreatment of mice 1 h prior to infection could
still reduce the mortality rates for the animals (20 versus 90% for
untreated infected mice). However, a lower level of protection was
observed when mice were pretreated 2, 4, and 6 h prior to
infection (see Table 2 for P
values). The time-dependent efficacy of the gel formulation containing
2.5% LS was comparable to that of the gel formulation containing 2.5%
SLS (data not shown). In fact, pretreatment of mice within 1 h
before viral challenge completely prevented the development of herpetic
lesions and lethality associated with infection.

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FIG. 4.
Time evolutions of the mean lesion score associated with
redness (A) and swelling (B) and of survival rates (C) of mice infected
intravaginally with HSV-2 strain 333 5 min ( ), 30 min ( ), 1 h ( ), 2 h ( ), 4 h ( ), and 6 h (×) after
pretreatment with a gel formulation containing 2.5% SLS. Untreated
infected mice were used as controls ( ). The results are the means
for 10 mice per group.
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TABLE 2.
AUC of the time evolution of the mean lesion score
associated with redness and swelling for mice treated at different
times prior to infection with a gel formulation containing 2.5% SLS
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Tolerance and toxicity of SLS and LS.
Figure
5 shows pictures of the genital mucosae
of rabbits following intravaginal application of gel formulations (30%
[wt/wt]) containing or not containing 2.5% SLS once daily for 14 days. The macroscopic appearances of the vaginal and cervival mucosae of rabbits which received the gel alone (Fig. 5B) were comparable to
those of the mucosae of control animals treated with citrate buffer
(Fig. 5A). A mild irritation was observed after treatment with SLS in
buffer (Fig. 5C) or SLS incorporated into the gel formulation (Fig.
5D), but no ulcerations or necrosis of tissues was observed. After
treatment with 2.5% LS in buffer or 2.5% LS incorporated into the gel
formulation, the appearance of the vaginal and cervical mucosae was
similar to that observed following intravaginal application of 2.5%
SLS (data not shown).

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FIG. 5.
Vaginal and cervical mucosae of New Zealand rabbits
following intravaginal application of buffer (A), gel alone (30%
[wt/wt]) (B), 2.5% SLS in buffer (C), or 2.5% SLS incorporated into
the gel (D) once daily for 14 days. Photographs are representative of
three animals per treatment. C, cervix; V, vagina.
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Figure 6 shows the histologic appearance
of the corresponding vaginal mucosae described above. No major
histologic changes were observed after treatment with citrate buffer
(Fig. 6A) or gel alone (Fig. 6B). However, a slight loss of integrity
of epithelial cells and accumulation of leukocytes and erythrocytes in
the vaginal submucosae were observed in animals treated with 2.5% SLS
in buffer (Fig. 6C) or 2.5% SLS incorporated into the gel formulation
(Fig. 6D). Table 3 shows the mean and
total composite scores for the cervical end, the middle, and the vulvar
end of the vaginal mucosae. As expected, intravaginal application of
citrate buffer and gel alone resulted in minimal toxicity (total
scores, 1.93 and 0.84, respectively) for the vaginal mucosae. On the
other hand, the intravaginal application of 2.5% SLS in buffer or
incorporated into the gel formulation resulted in mild and minimal
toxicities for the vaginal mucosae, respectively. Rabbits treated with
2.5% SLS in buffer showed increased levels of inflammatory cell
infiltrates compared with those for rabbits treated with citrate
buffer. However, the level of inflammatory cell infiltrate was
significantly reduced when SLS was incorporated into the gel
formulation. Similar observations were made for the cervixes of the
animals (data not shown). Intravaginal application of 2.5% LS in
buffer or 2.5% LS incorporated into the gel formulation also resulted
in minimal toxicity for the vaginal and cervical mucosae of rabbits
(data not shown). Finally, the application of citrate buffer, gel
alone, 2.5% SLS or 2.5% LS in buffer, or 2.5% SLS or 2.5% LS
incorporated into the gel was nontoxic to the uterine horns, uterus,
ovaries, and urinary bladder (data not shown).

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FIG. 6.
Vaginal mucosae of New Zealand rabbits following
intravaginal application of citrate buffer (A), gel alone (30%
[wt/wt]) (B), 2.5% SLS in buffer (C), or 2.5% SLS incorporated into
the gel (D) once daily for 14 days Photographs are representative of
three regions of the vagina (cervical end, middle, and vulvar end) and
three animals per treatment. E, epithelium; SM, submucosa; ,
epithelial exfoliation; , inflammatory cell infiltrate.
Magnification, ×100.
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TABLE 3.
Mean and total composite scores after histopathologic
observations of the vaginal mucosae of rabbits following intravaginal
application of gel and/or SLS once daily for 14 days
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DISCUSSION |
Given the limited use of condoms by men and the difficulty for
women to negotiate condom use with their partners, the development of
safe and effective topical microbicides is an urgent need to reduce the
sexual transmission of HIV-1, HSV, and other pathogens causing STDs. In
the present study, we have evaluated the efficacies of two anionic
surfactants, SLS and LS, incorporated into a thermoreversible gel
formulation as potential microbicides against HSV-2. The results showed
that both gel formulations were highly effective in preventing HSV-2
intravaginal infection in mice and were well tolerated by the vaginal
mucosae of rabbits. Ward and Ashley (41) were the first to
report that SLS inactivates the infectivities of rotavirus and
poliovirus at quite low concentrations and under very mild conditions.
Previous studies from our laboratory have demonstrated that SLS also
inhibits the infectivities of different HSV strains as well as HIV-1
(31). HSV infectivity was completely inhibited following
pretreatment with 50 µM SLS. Viral attachment was not prevented by
SLS pretreatment, and virus entered the cells to produce capsid shells
devoided of a DNA core in the nuclei. The amount of the glycoprotein D
gene in these cells remained unchanged compared to the amounts in
control cells, suggesting that SLS could interfere with the maturation
of nucleocapsids by reducing their rates of maturation or by
interfering with the encapsidation of DNA. In contrast, our recent
studies showed that SLS decreased the infectivity of HIV-1 by
inhibiting the attachment of the virus to the target cells. (J. Bestman-Smith, J. Piret, A. Désormeaux, R. F. Omar, M. J. Tremblay, and M. G. Bergeron, submitted for publication).
Howett et al. (17) also showed that SLS is a potent inactivator of HSV-2 and HIV-1 infectivities and extended this observation to nonenveloped viruses such as rabbit, bovine, and human
papillomaviruses. They suggested that SLS denatures the capsid proteins
of nonenveloped viruses, whereas both envelope disruption and
denaturation of structural proteins occurred simultaneously for
enveloped viruses. In addition, Krebs et al. (25) also
showed, using strains with different tropisms, that SLS inactivated the cell-associated infectivity of HIV-1.
Our present data show that SLS and LS are potent inhibitors of HSV-2
infectivity of HIV-1. Compared with SLS, the concentration of LS
required to completely inactivate the infectivity of HSV-2 strain 333 was fivefold higher. SLS and LS are both anionic surfactants which
solubilize and denature proteins. These chaotropic agents affect the
higher-order (secondary and higher) structures of proteins mainly by
disrupting the hydrogen bonds and through other interactions that
maintain these higher-order structures (15). LS is a less effective solubilizing denaturant than SLS (7). In this
respect, Ward and Ashley (40) have reported that
pretreatment of rotavirus with 0.1% LS at 21°C for 1 h did not
affect viral infectivity, whereas it completely inhibited viral
infectivity following pretreatment at 45°C for 20 min. Naturally
occurring anionic surface-active agents present in bile acids such as
cholic acid derivatives were also shown to be effective against HIV-1
in vitro, but with a poor selectivity index (2, 33). In
addition, taurolithocholic acid 3-sulfate, alone or in combination with
glycocholic acid, was recently demonstrated to be highly effective
against HSV-1, HSV-2, HIV-1, Neisseria gonorrhoeae, and
Chlamydia trachomatis in vitro, with little or no
cytotoxicity (16).
The active ingredients, SLS and LS, were incorporated into a polymer
composed of polyoxypropylene and polyoxyethylene which forms a
thermoreversible gel. Its transition temperature from the liquid state
to the gel state can be modulated by varying the concentration of the
polymer. Gel formulations were prepared in acidic buffer to maintain a
normal vaginal flora and environment in women. In addition, acidic pHs
irreversibly altered the conformations of virus components and
inactivated herpesviruses, as demonstrated in vitro (18).
The addition of surfactant and salts into the polymer affects its
transition temperature (14). Therefore, the concentration
of polymer was adjusted for each gel formulation to get a transition
temperature close to 28°C. This transition temperature was selected
to allow, when it is fluid at room temperature, an easier application
of the gel formulation and, consequently, a better distribution in the
irregularities of the vaginal and cervical mucosae. Thereafter, once
gelified at body temperature, the gel will persist for a longer period
of time in the vaginal cavity.
Our data showed that pretreatment of mice with citrate buffer or with
the gel alone at a concentration of 17% (wt/wt) in citrate buffer had
no effect on the development of herpetic lesions, viral titers in the
vaginal mucosa, or the death of the animals from encephalitis. In
vitro, treatment of HSV-2 strain 333 adsorbed to Vero cells with
citrate buffer (pH 4.0) inactivated the virus to 40% of control values
(unpublished data). This suggests that the neutral environment of the
mouse vagina may alter the inactivating potency of the buffer, probably
because it decreases its buffering capacity. In addition, if given at a
sufficiently high concentration (30% [wt/wt]), the gel alone
prevented the appearance of visible signs of infection and death of the
animals but not the presence of infectious virus in the vaginal mucosa.
This suggests that, under these conditions, the gel could partly hinder
the attachment of the virus to cell surface receptors and therefore
reduce the amount of virus which infects epithelial cells. The gel may
thus act alone as a physical barrier, as we have previously
demonstrated in an in vitro system. (J. Piret, N. Gagné, S. Perron, A. Désormeaux, M. J. Tremblay, P. Gourde, R. F. Omar, and M. G. Bergeron, in press).
Pretreatment of mice with 1% SLS in buffer alone has been shown to
completely prevent lethal HSV-2 intravaginal infection (31). Incorporation of SLS into the gel formulation also
protected mice against HSV-2, suggesting that SLS completely destroyed
the virus prior to its entry into epithelial cells. This full
protection lasted for at least 1 h. Similar observations were made
with LS for all except one LS-treated mouse, in which virulent
particles were still observed after treatment. These data suggest that
whether it is used at a high or a low concentration, the gel does not hinder the activity of SLS or LS. The gel, which acts as a physical barrier, combined with either surfactant, which plays the role of a
chemical barrier, could thus offer a double protection against STDs.
SLS has been shown to be minimally toxic to primary human vaginal
keratinocytes (24) and cultured human skin fibroblasts (30). In the present study, we have evaluated the in vivo
toxicities of the gel formulations after intravaginal application once
daily for 14 days to rabbits. The rabbit is considered to be the most appropriate model with which to establish the tolerance of vaginal formulations because of the high sensitivity of its vaginal mucosa (9, 22). We have previously reported that the gel alone
prepared in acetate buffer is well tolerated by the vaginal mucosae of rabbits when it is applied once daily for 14 days (13).
The gel formulation prepared in citrate buffer, as used in the present study, was tolerated as well. When given alone or within the gel, both
SLS and LS induced only a limited toxicity. Our previous studies showed
that the toxicity of nonoxynol-9, which was extreme for the genital
mucosa, was greatly reduced upon incorporation into the gel
(13). Similarly, the present study has demonstrated that
the incorporation of SLS into the gel significantly reduced the level
of inflammatory cell infiltrates in the mucosae of the animals,
indicating that the polymer has a protective effect on the toxicities
of these surfactants. This characteristic is highly important, as it is
well known that the presence of proinflammatory cells in the epithelium
may increase the risk of acquiring infection.
In conclusion, pretreatment of mice with gel formulations containing
2.5% SLS or 2.5% LS prior to HSV-2 intravaginal infection prevents
the colonization of the vaginal mucosa with infectious virus. These
formulations, which combine physical and chemical barriers, induced
only a mild irritancy to the vaginal mucosae of rabbits. Taken
together, these results demonstrated that thermoreversible gel
formulations containing SLS or LS could represent potent and safe
topical microbicides for the prevention of infections with HIV-1, HSV,
and other pathogens causing STDs.
 |
ACKNOWLEDGMENTS |
This study was supported by grants from the American Foundation
for AIDS Research (AMFAR) and from the Canadian Foundation for AIDS
Research (CANFAR) and Infectio Recherche Inc.
We thank Nathalie Gagné for constructive comments and helpful discussions.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Centre de
Recherche en Infectiologie, RC 709, Centre Hospitalier Universitaire de
Québec, Pavillon CHUL, 2705 Boul. Laurier, Ste-Foy, Québec,
Canada G1V 4G2. Phone: (418) 654-2705. Fax: (418) 654-2715. E-mail:
Michel.G.Bergeron{at}crchul.ulaval.ca.
 |
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Antimicrobial Agents and Chemotherapy, June 2001, p. 1671-1681, Vol. 45, No. 6
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.6.1671-1681.2001
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