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Antimicrobial Agents and Chemotherapy, September 2001, p. 2407-2413, Vol. 45, No. 9
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.9.2407-2413.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Diversity of SHV and TEM
-Lactamases in Klebsiella
pneumoniae: Gene Evolution in Northern Taiwan and Two Novel
-Lactamases, SHV-25 and SHV-26
Feng-Yee
Chang,1,*
L. K.
Siu,2
Chang-Phone
Fung,3
Min-Hua
Huang,1 and
Monto
Ho2
Division of Infectious Disease and Tropical
Medicine, Department of Internal Medicine, Tri-Service General
Hospital, National Defense Medical Center,1
Division of Clinical Research, National Health Research
Institute,2 and Section of
Infectious Diseases, Department of Medicine, Taipei Veterans General
Hospital, and National Yang-Ming
University,3 Taipei, Taiwan
Received 1 December 2000/Returned for modification 22 March
2001/Accepted 26 May 2001
 |
ABSTRACT |
A total of 113 blood culture isolates of Klebsiella
pneumoniae from 10 hospitals in northern Taiwan were studied for
SHV and TEM
-lactamase production. blaSHV
was amplified from all isolates by PCR. TEM-type resistance, was found
in 32 of the isolates and was of the TEM-1 type in all isolates. SHV-1,
-2, -5, -11, and -12 and two novel enzymes were identified. These novel
enzymes were designated SHV-25 and SHV-26 and had pIs of 7.5 and 7.6, respectively. Amino acid differences in comparison to the amino acid
sequence of blaSHV-1 were found at positions
T18A (ThrACC
AlaGCC), L35Q (LeuCTA
GluCAA), and M129V
(MetATG
ValGTG) for SHV-25 and at position A187T (AlaGCC
ThrACC)
for SHV-26. The results of substrate profiles and MIC determinations
showed that the novel enzymes did not hydrolyze extended-spectrum
cephalosporins, rendering the isolates susceptible to these agents.
Inhibition profiles revealed that the 50% inhibitory concentration for
SHV-26 was higher than those for SHV-1 and SHV-25, resulting in an
intermediate resistance to amoxicillin-clavulanic acid. Forty-nine
ribotypes were identified, suggesting that major clonal spread had not
occurred in any of the hospitals. According to the amino acid sequence, SHV
-lactamases in Taiwan may basically be derived through stepwise mutation from SHV-1 or SHV-11 and further subdivided by four routes. The stepwise mutations initiated from SHV-1 or SHV-11 to SHV-2, SHV-5,
and SHV-12 comprise the evolutionary change responsible for
extended-spectrum
-lactamase (ESBL) production in Taiwan. The
stepwise mutations that lead to a non-ESBL (SHV-25) and the
-lactamase (SHV-26) with reduced susceptibility to clavulanic acid
are possibly derived from SHV-11 and SHV-1, respectively. The results
suggest a stepwise evolution of SHV
-lactamases in Taiwan.
 |
INTRODUCTION |
Extended-spectrum
-lactamases
(ESBLs) are predominantly derived from plasmid-mediated TEM or SHV
-lactamases through a mutation or mutations that lead to one or more
amino acid changes and that result in the alteration of the binding to
and hydrolysis of specific substrates at the active site
(6; G. A. Jacoby and K. Bush, http://www.lahey.org/studies /webt.htm). These enzymes, especially TEM and SHV, are most commonly found in Klebsiella
pneumoniae and Escherichia coli and have been reported
worldwide (6, 17, 19; Jacoby and Bush,
http://www.lahey.org/studies/webt.htm). ESBLs have also recently been
found in other members of the enteric bacteria (2, 8, 16).
Most of these ESBLs are associated with nosocomial infections and
treatment with antibiotics prior to the infection. Selective pressure
has been suggested to enhance stepwise mutations in the nucleotides of
classic
-lactamases (9).
One study observed that the SHV-type gene is ubiquitous in K. pneumoniae (1). The classic SHV-1 gene, which is
normally encoded by plasmids of E. coli or other members of
the family Enterobacteriaceae, is usually encoded by the
chromosome in K. pneumoniae. It has been postulated that
SHV-1 may have originated by separation from the chromosome of K. pneumoniae and extrachromosomal spread to other bacteria
(1). This observation may be helpful in sketching the
evolution of specific
-lactamases in certain localities. In the
present report, we describe the molecular epidemiology of genes
associated with TEM-type and SHV-type
-lactamases and two novel
-lactamases, SHV-25 and SHV-26, from K. pneumoniae isolates from 10 hospitals in northern Taiwan.
 |
MATERIALS AND METHODS |
Bacterial strains.
A total of 361 blood culture K. pneumoniae isolates from 10 hospitals located in northern Taiwan
were collected in 1998 and 1999. Forty-three of 291 cefazolin-susceptible K. pneumoniae isolates were selected
randomly due to a large number of cefazolin-susceptible isolates among
the 10 hospitals. The remaining 70 isolates (for a total of 113 isolates) which were ceftazidime or cefotaxime intermediate or
resistant were all included in the study.
Antimicrobial susceptibility testing.
The antimicrobial
susceptibilities of the isolates were redetermined concomitantly by the
disk diffusion and the agar dilution methods as described in National
Committee for Clinical Laboratory Standards guidelines (12,
13). For susceptibility testing by the broth microdilution
method, the following antimicrobial agents were obtained as standard
reference powders of known potency for laboratory use: ampicillin and
cephalothin from Sigma Chemical Co. (St. Louis, Mo.), clavulanic acid
from SmithKline Beecham (Brockhans Park, United Kingdom), cefmetazole
from Upjohn Co. (Kalamazoo, Mich.), imipenem from Merck Sharp & Dohme
(West Point, Pa.), cefotaxime and gentamicin from Hoechst Marion
Roussel (Frankfurt, Germany), ceftazidime from Glaxo Group Research
Limited (Greenford, United Kingdom), aztreonam from Bristol-Myers
Squibb Laboratories (Princeton, N.Y.), and ciprofloxacin from Bayer Co.
(Leverkusen, Germany). All drugs were incorporated into Mueller-Hinton
agar (Becton Dickinson Microbiology Systems, Sparks, Md.) in serial twofold concentrations from 0.03 to 128 µg/ml. Two control strains, E. coli ATCC 35218 and ATCC 25922, were included in each set
of tests. The plates were incubated in ambient air at 35°C for 16 to
18 h. The MIC of each antimicrobial agent was defined as the lowest concentration which inhibited visible growth of the organism.
The Etest (AB Biodisk, Solna, Sweden) was performed according to the
manufacturer's instruction.
PCR amplification for detection of blaTEM
and blaSHV.
The oligonucleotide primers
used for PCR assays were as follows: 5'-ATAAAATTCTTGAAGACGAAA
(primer A), 5'-GACAGTTACCAATGCTTAATCA (primer B),
5'-GGGTTATTCTTATTTGTCGC (primer C), and
5'-TTAGCGTTGCCAGTGCTC (primer D). Oligonucleotides were
synthesized by GIBCO BRL (Grand Island, N.Y.). Primers A and B are
known to be specific for blaTEM (7). Primers C and D are known to be specific for
blaSHV (14).
Reactions were performed in a DNA Thermal Cycler (MJ Research Inc.,
Watertown, Mass.) in 50-µl reaction mixtures containing 2.5 U of
Taq polymerase (Promega, Madison, Wis.), 1× buffer
(consisting of 10 mM Tris-HCl [pH 8.3], 1.5 mM MgCl2, and
50 mM KCI), 0.01 µg of gelatin, each deoxynucleoside triphosphate at
a concentration of 200 µM, and each oligonucleotide primer at a
concentration of 2 µM. Thirty-five cycles with the following
temperature profiles were performed for each reaction: 94°C, for 1 min, 58°C for 1 min, and 72°C for 1 min.
For direct DNA sequencing, PCR products were purified with Microspin
S-300 HR PCR purification columns (Pharmacia, Uppsala, Sweden).
Sequencing reactions were performed with consecutive primers specific
for the blaTEM and blaSHV
genes (9, 14) by the method of Sanger et al.
(15). An automatic sequencer (model 377; ABI Prism;
Perkin-Elmer, Norwalk, Conn.) was used.
Cloning of SHV-25 and SHV-26.
Entire SHV-25 and SHV-26
resistance genes were amplified by PCR with one set of primers. The
primers used for PCR were as follows: (i) SHV-F
(5'-GGGGAATTCTTATTTGTCGC) and (ii) SHV-R
(5'-CAGAATTCGCTTAGCGTTGCCAGT) The PCR products were ligated
with a phagemid vector (pPCR-Script CamSK+). This cloning vector
includes a chloramphenicol resistance gene, a lac promoter
for gene expression, T3 and T7 RNA polymerase promoters for in vitro
production of RNA, and an f1 intergenic region for single-stranded DNA
rescue. Ligated vectors were then transformed to calcium-treated
competent E. coli DH5
cells by the ligation kit polishing
protocol (Stratagene, La Jolla, Calif.). Tranformants were selected on
a Mueller-Hinton agar plate containing 50 µg of ampicillin, 50 µg
of chloramphenicol, and
isopropyl-
-D-thiogalactopyranoside-5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside.
Isoelectric focusing.
Cells were harvested from 20-h brain
heart infusion broth cultures by centrifugation, and the pellet was
resuspended in 1 ml of phosphate buffer (10 mM; pH 7). The enzymes were
released by two cycles of freezing (at
70°C) and thawing at room
temperature and sonication for 5 min in a sonicator in ice-cold water.
Isoelectric focusing was performed in an ampholine gel (pH 3.0 to 10.0;
Pharmacia). Preparations from standard strains known to harbor TEM-1,
SHV-1, and SHV-5 were used as standards. After isoelectric focusing,
-lactamases were detected by spreading nitrocefin (50 µg/ml) on
the gel surface (11).
-Lactamase substrate and inhibition profiles.
Crude
-lactamase extracts from the cloned SHV-1, SHV-25, and SHV-26
enzymes were used for substrate and inhibition assays (4).
The assays were performed spectrophotometrically by measuring the
change in absorbance at the appropriate wavelength for each substrate.
The wavelengths were 240 nm for benzylpenicillin; 260 nm for
cephaloridine, cephalothin, cefotaxime, and ceftazidime; and 500 nm for
nitrocefin.
-Lactamase activity was determined in 1 ml of all
substrates (except benzylpenicillin) at 0.01, 0.02, 0.04, 0.08, and 0.1 mM in 10 mM phosphate buffer (pH 7.0); benzylpenicillin was assayed at
0.1 mM, followed by concentrations of 0.2, 0.3, 0.4, 0.5, 0.6, 0.8, and
1 mM. One unit of activity was defined as the amount of enzyme that
hydrolyzed 1 mol of benzylpenicillin per min per mg of total protein at
room temperature. The rates of hydrolysis for each substrate were
calculated relative to that of benzylpenicillin.
Vmax and Km were
determined from a linear plot of the hydrolysis rate for each substrate
versus substrate concentration.
The concentration of clavulanate required to inhibit enzymatic activity
by 50% (IC50) was determined as follows. After 10 min of
preincubation at room temperature of equal amounts of enzyme from each
isolate with various amounts of clavulanate, enzyme hydrolytic
activities were measured by using nitrocefin as the substrate.
Ribotyping.
Ribotyping was performed with the automated
Riboprinter Microbial Characterization System (Qualicon, Wilmington,
Del.) according to the manufacturer's instructions. Colonies were
picked and loaded into the Riboprinter Microbial Characterization Unit
(MCU). In the MCU, total DNA was digested with the EcoRI
enzyme, separated by electrophoresis, and then transferred directly to
nylon membranes. Ribopatterns were expressed by hybridization with a
chemiluminescence-labeled DNA probe containing an rRNA operon
(rrnB) from E. coli. The patterns were
automatically imaged and stored in the MCUs computer. The positions of
standard markers were used to correct for both lane-to-lane and
membrane-to-membrane variations in band positions. The ribopattern for
each isolate was compared to other patterns in the Riboprinter database. The system assigns isolates to a particular ribogroup on the
basis of differences in band numbers, band position, and signal
intensity at a given band position (3).
Nucleotide sequence accession numbers.
The sequences of the
blaSHV-25 and blaSHV-26
genes have been deposited in GenBank and have been given GenBank
accession numbers AF208796 and AF227204, respectively.
 |
RESULTS |
Antimicrobial susceptibility testing results.
All 113 K. pneumoniae isolates were uniformly resistant to ampicillin. Most
of the isolates were resistant to cephalothin (62.0%), followed by
ceftazidime (51.3%), cefotaxime (50.4%), aztreonam (48.7%),
gentamicin (42.3%), and ciprofloxacin (20.4%). The rate of resistance
to amoxicillin-clavulanic acid was low (5.3%). All isolates were
sensitive to imipenem (Table 1).
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TABLE 1.
Antimicrobial susceptibility testing results for 113 blood culture isolates of K. pneumoniae in northern Taiwan
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|
PCR for detection of blaTEM and
blaSHV resistance genes and sequencing
results.
blaSHV amplification was achieved
for all K. pneumoniae isolates. Thirty-two isolates were
found to have coexisting TEM-type genes. Sequencing results revealed
that all 32 TEM-type resistance genes were of the TEM-1 type. Among the
SHV-type resistance genes, SHV-1, -2, -5, -11, and -12 and two novel
SHV-type resistance genes were identified. Thirty-seven isolates
carried the gene for SHV-1, 33 carried the gene for SHV-11, 2 carried
the gene for SHV-2, 8 carried the gene for SHV-5, 31 carried the gene
for SHV-12, and 1 each carried the genes for SHV-25 and SHV-26 (Table 1). The amino acid sequences of the two novel SHV-type
-lactamases differed from that of the classic SHV-1
-lactamase, and the
-lactamases were provisionally designated SHV-25 and SHV-26. For
SHV-25, the amino acids were changed at positions T18A
(ThrACC
AlaGCC), L35Q (LeuCTA
GluCAA), and M129V
(MetATG
ValGTG). For SHV-26, a single amino acid change at position
A187T (AlaGCC
ThrACC) was found. Of the amino acid changes in SHV-25
and SHV-26, only the amino acid change at position 35 has been
described previously, where this change was previously reported in
SHV-11 and SHV-12 (6). On the basis of these results, a
correlation tree for SHV-type resistance genes in Taiwan was drawn and
the possible stepwise nucleotide mutations which caused the emergence
of the ESBL producers was postulated (Fig.
1).

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FIG. 1.
Correlation tree for SHV-type resistance genes in
Taiwan. The asterisks next to the numbers indicate novel mutations.
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|
Automated ribotyping.
Forty-nine ribotypes were
identified among the 113 isolates. The number of different ribotypes in
each hospital ranged from 3 to 20. Since the isolates were randomly
selected if isolates were sensitive to cephalothin, only a few isolates
were selected from the hospital with the smaller number of ribotypes. A
relatively large number of cefotaxime- or ceftazidime-resistant
isolates was found in the hospital with the largest number of
ribotypes. Ribotyping provided no evidence suggestive of clonal spread
in any of the hospitals. Twenty-four of the 113 isolates were of ribotype 20, and these were distributed evenly among different hospitals. SHV-25 and SHV-26 carriers were in ribogroups 1 and 18, respectively. Only one strain of each of these ribotypes was found
(Fig. 2).

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FIG. 2.
Ribotypes for 113 K. pneumoniae isolates.
Similarity was calculated by the unweighted pair group method with
arithmetic averages.
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|
MICs for original isolates and cloned SHV-25 and SHV-26 carriers by
Etest.
The original and cloned SHV-25 carriers were found to be
ampicillin resistant. They were susceptible to amoxicillin-clavulanate, cephalothin, cefoxitin, cefotaxime, ceftazidime, aztreonam,
ciprofloxacin, gentamicin, and imipenem. The original SHV-26 carrier
isolate was resistant to ampicillin, cephalothin, cefoxitin,
cefotaxime, ceftazidime, and aztreonam; had intermediate resistance to
amoxicillin-clavulanate; and was susceptible to ciprofloxicin and
imipenem. The cloned SHV-26 carrier retained its resistance to
ampicillin and cephalothin and its intermediate resistance to
amoxicillin-clavulanate. The cloned SHV-26 carrier was susceptible to
cefoxitin, cefotaxime, ceftazidime, aztreonam, ciprofloxicin, and
imipenem (Table 2).
Isoelectric focusing of original isolates and cloned SHV-25 and
SHV-26 carrier.
Isoelectric focusing found in the SHV-25 carrier
only one
-lactamase with a pI of 7.5. Three different
-lactamases
with pIs of 5.4, 7.6, and >8.2 were identified in the original SHV-26 carrier. The
-lactamase with a pI of 7.6 was weakly produced, as
shown by the slow appearance of a hydrolytic band at a pI of 7.6 compared to the bands for the other two enzymes. For the cloned SHV-26
carrier, a band with a pI of 7.6 was identified (Fig.
3).

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FIG. 3.
Isoelectric focusing of SHV-25 and SHV-26 carriers and
the E. coli strains into which SHV-25 and SHV-26 were
cloned. Lane 1, TEM-1 and SHV-1 standard; lane 2, SHV-26 carrier; lane
3, SHV-25 carrier; lane 4, cloned SHV-26 carrier; lane 5, cloned SHV-25
carrier. The numbers indicate pI values.
|
|
Substrates and inhibition profiles for SHV-25 and SHV-26.
SHV-1, SHV-25, and SHV-26 had very similar substrate profiles, and none
of them hydrolyzed cefotaxime or ceftazidime (Table 3). All of them had relatively slower
hydrolysis rates (Vmaxs) for cephaloridine and
cephalothin compared to those for penicillin G. SHV-25 had a lower
relatively Km than those of SHV-1 and SHV-26. The IC50s for SHV-1 and SHV-25 were three times lower than
that for SHV-26 (Table 3).
 |
DISCUSSION |
In the present study, we have tried to analyze a type of
resistance gene that is located in the chromosome of K. pneumoniae. Since the SHV type of resistance has been postulated
to be present in all K. pneumoniae strains (1),
studies with this type of resistance gene may allow more precise
delineation of the correlation or, possibly, the evolution of different
SHV-related mutations among all isolates.
MIC determinations showed that all of the isolates were resistant to
ampicillin. On the other hand, 72.6% of the isolates were susceptible
to amoxicillin-clavulanate, indicating that resistance was inhibited by
a
-lactamase inhibitor. Twenty-five (22.1%) isolates were partially
inhibited by amoxicillin-clavulanate, and only 6 (5.3%) isolates were
not. Among 70 cephalothin-resistant isolates, >48% were resistant to
aztreonam, cefotaxime, or ceftazidime. However, most of these isolates
were shown to be sensitive to cefoxitin, indicating that the production
of
-lactamases among these isolates had no effect on susceptibility
to the cephamycin class of antibiotics. Although imipenem resistance
due to the presence of a combination of an outer membrane protein and
AmpC has previously been reported in Spain (10), imipenem
is still a drug to which isolates were susceptible in this study.
Our study shows agreement with the conclusion that SHV-type resistance
genes are ubiquitous in K. pneumoniae (1).
blaSHV was amplified from all isolates, and
seven different types of SHV
-lactamases were identified, including
two novel
-lactamases, SHV-25 and SHV-26.
blaTEM was amplified from 32 isolates, and all
of these isolates carried the TEM-1 resistance gene. According to their
amino acid sequences, SHV
-lactamases in Taiwan may basically come
from SHV-1 or SHV-11 and are further subdivided by four possible
routes. Through stepwise mutation, SHV-1 may form SHV-2 (mutation at
amino acid 238) and then SHV-5 (mutations at amino acids 238 and 240).
SHV-12 (mutations at amino acids 35, 238, and 240) may possibly come
from either SHV-5 or SHV-11 (Fig. 1). These stepwise mutations appear
to comprise the evolutionary history for SHV-type ESBL producers in
Taiwan. On the other hand, a non-ESBL (SHV-25) and a
-lactamase that
results in reduced susceptibility to clavulanic acid (SHV-26) are
possibly derived from SHV-11 and SHV-1. Ribotyping revealed that there
were a total 49 different ribotypes, suggesting a high degree of
genetic polymorphism in our collection. Relationships between isolates
could be established in only a few instances. The bacteria with two
novel
-lactamases were distributed into two particular ribotypes. No
other isolates were found in these ribotypes (Fig. 2). Clinically, the
patients with a K. pneumoniae SHV-25 carrier (a patient had
underlying cirrhosis of the liver with ascites) and a K. pneumoniae SHV-26 carrier (a patient who was bedridden due to an
old cerebral infarction and diabetes mellitus) were under treatment
with gentamicin and/or cefazolin. The patient infected with the SHV-26
carrier died shortly after the treatment was begun (data not shown).
The discovery of SHV-26, a
-lactamase with reduced susceptibility to
clavulanic acid that renders bacteria intermediately resistant to an
inhibitor consisting of a
-lactam, may augur the development of
-lactamase inhibitor resistance apart from ESBL inhibitor resistance.
Genetically, comparison of the sequence of
blaSHV-25 with that of
blaSHV-1 revealed three different mutations in
SHV-25, at positions 18, 35, and 129 (Jacoby and Bush,
http://www.lahey.org./studies/webt/htm). The mutation at
position 35 has been described in SHV-11 and has no influence on
substrate and inhibitor profiles, the pI value, or the MIC
(6). A previous study has shown that the side chain of
-lactam antibiotics is connected to Asn-132 via a hydrogen bond and
therefore stabilizes the catalytically important conserved Ser-Asp-Asn
(SDN) loop from positions 130 to 132 (5). Thus, the
modification at position 129, which is closer to SDN, may result in a
lowering of the Km and a change of the pI to
7.5. The influence of the modification at position 18 of the signal peptide in leading the
-lactamase to the periplasm, where it resides, remains unclear. However, our kinetics data showed that relatively low Km values have been detected for
cephalothin and cephaloridine. Theoretically, the MIC will be raised
when a low Km is achieved (6). The
MICs obtained in the present study indicate that the cephalothin MIC
for isolates with SHV-25 is similar to those for isolates with SHV-1. A
previous study showed that a nucleotide substitution, I8F, in the
signal sequence in SHV-7 led to slightly increased cephalosporin MICs,
suggesting the more efficient transfer of the enzyme precursor into the
periplasmic space. Whether the presence of a modification at position
18 in SHV-25, which is within the signal sequence, leads the
-lactamase to a location other than periplasm is unknown. Further
confirmation by site-directed mutagenesis should be conducted. For
SHV-26, the threefold increase in the clavulanic acid IC50
compared to those for SHV-1 and SHV-25 resulted in a higher
amoxicillin-clavulanate MIC for SHV-26. Mutation at position 187 may
involve the interaction with clavulanic acid.
In conclusion, we have described two novel
-lactamases, one of which
is a non-ESBL and one of which is an enzyme from an isolate with
reduced susceptibility to clavulanic acid. The prevalence of these
enzymes is rare in northern Taiwan. Although the results do not provide
information on the mutation rate, the results obtained in the present
study suggest the routes of evolution of SHV
-lactamase genes among
isolates in northern Taiwan. Antibiotic selective pressure may explain
the development of ESBL-type resistance as well as inhibitor-resistant
-lactam resistance.
 |
ACKNOWLEDGMENTS |
This work was sponsored by grants from the National Science
Council (grants NSC89-2314-B-016-032 and NSC89-2314-B-016-014) and,
partly, by the National Health Research Institute of Taiwan.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Division of
Infectious Disease and Tropical Medicine, Department of Internal
Medicine, Tri-Service General Hospital, National Defense Medical
Center, No. 325, Cheng-Kung Rd., Sec. 2, Neihu, Taipei, 114, Taiwan.
Phone: 886-2-87927257. Fax: 886-2-87927258. E-mail:
fychang{at}ndmctsgh.edu.tw.
 |
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Antimicrobial Agents and Chemotherapy, September 2001, p. 2407-2413, Vol. 45, No. 9
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.9.2407-2413.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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