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Antimicrobial Agents and Chemotherapy, January 2002, p. 34-41, Vol. 46, No. 1
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.46.1.34-41.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Departments of Obstetrics and Gynecology,1 Demegen, Inc., Pittsburgh, Pennsylvania,2 Division of Allergy and Infectious Diseases, Department of Medicine, University of Washington, Seattle, Washington,3 Laboratory Medicine4
Received 1 March 2001/ Returned for modification 18 April 2001/ Accepted 20 September 2001
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Chlamydiae are obligate intracellular bacteria that have a unique biphasic developmental cycle. Elementary bodies (EBs) are the infectious but nonmetabolically active chlamydial form adapted for extracellular survival. The EBs attach to and are phagocytosed by a eukaryotic host cell, where they reorganize into noninfectious but metabolically active reticulate bodies inside a membrane-bound vacuole called an inclusion. The reticulate bodies divide by binary fission asynchronously and, after 30 to 48 h, recondense to form EBs. At this stage, the host cell lyses and the EBs are released and can infect new eukaryotic cells or be spread in genital secretions to a sexual partner (30). Due to this unique developmental cycle, an ideal antichlamydial topical microbicide should be active against the extracellular, infectious chlamydial EBs in order to prevent infection.
The currently available spermicidal products containing detergents all have significant limitations as topical microbicides. For example, nonoxynol-9 (the most common active ingredient in currently available commercial spermicidal products) has been shown to irritate the vaginal and rectal epithelia upon repeated use, is active against normal flora, and has been shown to have little or no effect on human immunodeficiency virus, C. trachomatis, or Neisseria gonorrhoeae in recent clinical studies (9, 28, 32). An ideal topical microbicide should not only kill STI-causing pathogens and be potentially spermicidal but also not disrupt the normal flora of the vagina or rectum and not cause cytotoxicity to the vaginal or rectal epithelium.
Cecropin peptides are a group of antibacterial, cationic peptides that were originally identified in the pupae of the cecropia moth and have recently been identified in other insects (e.g., bactericidin, moricin, and sarcotoxin) as well as in pig intestines (cecropin P) and tunicates (4). They form amphipathic alpha-helices and lack hemolytic activities (12, 26). It has been suggested that the mode of action for this class of peptides is the creation of pores or channels across the bacterial membrane (1, 26). Several cecropins have been shown to cause a disruption of the integrity of the lipid bilayer, but other peptides within this class have also been shown to release mitochondrial respiratory control, inhibit protein import, and, at higher concentrations, inhibit respiration in a variety of bacteria (4). Cecropin peptides have demonstrated strong activities against gram-negative and gram-positive bacteria as well as fungi and viruses (10, 22, 33). Cecropins also have minimal cytotoxic activities against mammalian cells, making them ideal candidates for topical application (1, 4). To determine if the peptides D2A21 and D4E1 could function as effective topical microbicides, we examined the in vitro activities of these two cationic antimicrobial peptides and four gel formulations containing 2%, 0.5%, 0.1%, and 0% (placebo) D2A21 against C. trachomatis.
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Bacterial strains. Two urogenital strains of C. trachomatis, serovars D (UW-3/Cx) and F (UW-6/Cx), were grown in McCoy mouse fibroblast cells in antibiotic-free EMEM, purified on Renografin density gradients, and stored at -70°C in SPG (219 mM sucrose, 3.8 mM KH2PO4, 8.6 mM Na2HPO4, 4.9 mM L-glutamic acid). Immediately prior to use, the purified organisms were thawed and diluted in SPG. The reference Escherichia coli strain (ATCC 25922) was stored frozen at -70°C in 50% Trypticase soy broth-50% fetal calf serum. Twenty-four hours prior to use, the organism was plated on a Luria-Bertani (LB) agar plate and incubated overnight at 35°C.
Peptides. The amino acid sequences and structures of the peptides D2A21 and D4E1 are shown (Fig. 1). Lyophilized D2A21 and D4E1 were provided by Demegen, Inc. (Pittsburgh, Pa.), rehydrated in sterile H2O at a 1 mM concentration, and kept frozen in single aliquots at -70°C until use. Acetate and sodium counterions were considered in calculating these concentrations. Gel formulations were provided by Demegen, Inc., and consisted of 3.25% hydroxyethylcellulose NF, 0.9% (wt/vol) sodium chloride, and either 0% (placebo gel), 0.1%, 0.5%, or 2% D2A21 in water at pH 5.3. The peptide was tested for stability in the gel formulations by high-performance liquid chromatography and found to be stable for up to 3 months. Gel formulations were stored at 4°C until use. Serial dilutions of the peptides or gel formulations were made in SPG. After each dilution, the peptide or gel formulation was vortexed for 15 to 30 s and was evenly distributed. All dilutions were made fresh the day of the experiment.
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FIG. 1. The amino acid sequences and structures of the peptides D2A21 and D4E1. (A) The amphipathic nature of the D2A21 peptide is shown with the hydrophobic amino acids on the top of the molecule. The peptide is assumed to be in an alpha-helical conformation when it is near or in the membrane. The hydrogens are not shown. (B) The D4E1 peptide is depicted in an amphipathic beta-sheet conformation. The nonpolar face is on the top, while the polar charged face is below the plane of the molecule.
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AlamarBlue cytotoxicity assays. To assess McCoy cell toxicity caused by the peptides or gel formulations containing D2A21 in the C. trachomatis assay, the preinoculation MCC assays (standard MCC and modified ultrafiltration MCC methods) were duplicated except that no C. trachomatis organisms were added. For the standard MCC method, cytotoxicity to the McCoy cells by the peptides or the gel formulations was determined as previously described (17, 18). For the modified ultrafiltration MCC method, serial dilutions of the peptides or gel formulations were made in SPG. The dilutions were filtered in Centricon-30 microconcentrators (Amicon, Beverly, Mass.) per the manufacturers instructions for 30 min at 4°C. The retenate was diluted 1:40 in SPG, aliquots were added to 24-h monolayers of McCoy cells, and the cells were treated as previously described (8, 17, 18, 23). Each assay was performed in triplicate, and blank wells with EMEM only and no cells were used to blank each microtiter plate.
Preinoculation MCC assays. In order to assess the topical killing action of these peptides, the C. trachomatis EBs were exposed to the peptides or gel formulations prior to inoculation. Based on the results from the AlamarBlue cytotoxicity assay, either the previously described standard MCC method or the modified ultrafiltration MCC method was used to assess the antichlamydial activity of the peptide or gel formulation (17, 18, 36). The initial concentrations of the peptide solutions after dilution in SPG and addition of the organism were 0.1 mM (0.37 mg/ml) for D2A21 and 0.06 mM (0.17 mg/ml) for D4E1. The concentrations of D2A21 in the gel formulations were 2% (5.9 mM; 21.6 mg/ml), 0.5% (1.5 mM; 5.5 mg/ml), 0.1% (0.3 mM; 1.1 mg/ml), and 0% (0 mM). The 2% gel formulation containing D2A21 was initially diluted 1:4 in SPG prior to addition of the organism. The 0.5 and 0.1% gel formulations containing D2A21 were initially diluted 1:2 in SPG prior to addition of the organism. C. trachomatis EBs in SPG were then added to serial dilutions of the peptides or gel and vortexed, resulting in even distribution of the mixtures. The lowest concentration of peptide or gel formulation that showed 100% killing was defined as the MCC. All assays were performed in triplicate, three fields per well were counted, and the inclusion counts were averaged. The polymyxin B positive control, penicillin G negative control, and placebo gel containing no D2A21 were run in parallel each time the assay was performed. Each time point included two additional controls. The first was an organism control in which the C. trachomatis EBs with no drug were incubated and diluted following either the standard MCC method or the modified ultrafiltration MCC method to monitor normal inclusion formation. The second was a cell control in which SPG only (no drug and no organism) was incubated and diluted following either the standard MCC or the modified ultrafiltration MCC method in order to monitor normal McCoy cell morphology.
Modified ultrafiltration MCC. The modified ultrafiltration MCC method was used to assess the antichlamydial activities of the gel formulations containing D2A21 that could not be assessed using the standard MCC method due to cytotoxicity to the McCoy cells in our C. trachomatis assay. C. trachomatis serovar D or F (107 inclusion-forming units [IFU]) in SPG were added to equal volumes of gel formulation containing D2A21 dilutions in SPG. Dilutions of polymyxin B positive and penicillin G negative control antibiotic solutions and placebo gel dilutions containing no D2A21 were run in parallel in each assay. Aliquots were removed immediately after addition of the organism (time, 5 min) and after 120 min of exposure and were filtered in a Centricon-30 microconcentrator for 30 min at 4°C according to the manufacturers instructions. The retentate was diluted 1:40 in SPG, aliquots were added to 24-h McCoy cell monolayers in 96-well microtiter plates and centrifuged for 1 h, any unbound organisms and residual peptide mixture were removed, and the infected cell monolayers were overlaid with antibiotic-free EMEM containing 1 µg of cycloheximide/ml (EMEM-C). The cultures were incubated for 48 h, and the cells were fixed and stained as described previously (17, 18).
Preinoculation MCC assay in the presence of 10% human blood. The effect of human blood was examined using the same preinoculation MCC assays described above, with the exception that 10% human blood at pH 7.0 was added to the peptide, gel formulations containing D2A21, the placebo gel containing no D2A21, and the organism and cell controls as previously described (17, 18).
Preinoculation MCC assays with pH alterations. The effect of different pH values on the MCCs using the same preinoculation MCC assays described above was examined, except that the peptide, gel formulations containing D2A21, and the placebo gel containing no D2A21 dilutions, as well as the organism and cell control solutions, were adjusted to pH 4, 5, 6, 7, or 8 with 1 M Na2HPO4, 1 M KH2PO4, or 1 M KCl prior to adding the organisms as previously described (17, 18). The percent killing at each of the pH values was derived by comparison with an organism control at that same pH.
Postinoculation MIC assay. MIC assays to determine if D2A21 could penetrate eukaryotic cells and inhibit chlamydial inclusion formation in previously infected cells were determined as described (29). In brief, McCoy cell monolayers in 96-well microtiter plates were inoculated with 105 IFU of C. trachomatis serovar D and centrifuged for 1 h, unbound organisms were aspirated, and the infected cell monolayers were overlaid with 10-fold serial dilutions of D2A21 in EMEM-C starting at 0.1 mM or 0.37 mg/ml. The cultures were incubated for 48 h, and the cells were fixed and stained (29). A tetracycline positive control and penicillin G negative control were run in parallel each time the assay was performed. An organism control (no drug added to overlay medium) and a cell control (uninfected McCoy cells with no D2A21 in overlay medium) were included each time the assay was performed. All assays were performed in triplicate, three fields per well were counted, and the inclusion counts were averaged.
E. coli MCC assay.
For comparison purposes, the D2A21 MCCs were determined with a reference E. coli laboratory strain by using methods described previously (10). In brief, E. coli ATCC 25922 was grown at 37°C in LB broth. Aliquots in log phase (optical density at 600 nm [OD600]
0.4 to 0.6) were resuspended in serial dilutions of either the peptide D2A21 (initial concentration, 0.1 mM [0.37 mg/ml]) or tetracycline (initial concentration, 4.1 mM [2 mg/ml]) in fresh LB broth at approximately 106 CFU/ml and exposed for 2 and 18 h with aeration at room temperature. After these times, samples were pelleted, diluted serially, and plated on LB agar plates to obtain counts of viable cells. These experiments were performed in triplicate on separate days, and the results were averaged. The MCC was taken as the lowest concentration of drug that resulted in 100% reduction of colony formation after exposure to and removal of the test agent.
Electron microscopy of C. trachomatis exposed to the D2A21 peptide. D2A21 (5 µM; 18.3 µg/ml) was incubated with C. trachomatis EBs for 90 min. The treated organisms were prepared as described previously (17) for embedding and thin sectioning for examination in a Phillips model CM-10 transmission electron microscope. Organisms incubated in SPG were treated as described above and examined for typical morphology.
Statistical analysis. All assays were performed in triplicate, and the results were averaged. All data are shown as the mean ± standard deviation.
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TABLE 1. Cytotoxic effects of gel formulations containing 0 to 2% D2A21 in AlamarBlue cytotoxicity assay
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FIG. 2. Comparison of the antichlamydial activities of serial dilutions of antimicrobial peptides D2A21 and D4E1. The MCC preinoculation assay was used, and the percent killing of C. trachomatis serovar D after 5 and 120 min of exposure to each peptide dilution or the controls was plotted. The initial concentrations of polymyxin B and penicillin G were 1.4 mM (2 mg/ml) and 5.4 mM (2 mg/ml), respectively. Values were calculated in comparison to that of the organism-only control according to the following formula: (mean IFU of organism control - mean IFU of test)/mean IFU of organism control x 100. The standard deviations from triplicate tests are indicated by error bars. Results for the polymyxin B positive and penicillin G negative controls are also shown.
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FIG. 3. Activities of the gel formulations containing 2% D2A21 against C. trachomatis serovar D in the modified ultrafiltration MCC assay (A), 0.5% D2A21 in the standard MCC assay (B), or 0.1% D2A21 in the standard MCC assay (C). The percent killing of the D2A21-containing gel formulation after 5 and 120 min in the MCC preinoculation assay is plotted, and standard deviations from triplicate tests are indicated by error bars. Values were calculated in comparison to that of an organism-only control according to the following formula: (mean IFU of organism control - mean IFU of test)/mean IFU of organism control x 100. Results for the polymyxin B positive and penicillin G negative controls as well as the placebo control are also shown.
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TABLE 2. In vitro MCCs of gel formulations containing the peptide D2A21 against C. trachomatis
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TABLE 3. In vitro MCCs of peptides D2A21 and D4E1 against C. trachomatis
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FIG. 4. Percent killing of C. trachomatis serovar D preexposed to the indicated concentrations of the peptide D2A21 for 5 and 120 min in the presence and absence of 10% whole human blood. Error bars indicate standard deviations of triplicate tests. Values for the organism and for polymyxin B and penicillin G controls were also determined in the MCC assay without the addition of 10% whole human blood.
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FIG. 5. Percent killing of C. trachomatis serovar D preexposed to dilutions of the 2% D2A21 gel formulation after 5 and 120 min in the presence and absence of 10% whole human blood. Error bars indicate standard deviations of triplicate tests. Values for the organism and for polymyxin B and penicillin G controls were also determined in the modified ultrafiltration MCC assay without the addition of 10% whole human blood.
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FIG. 6. D2A21 activity at pH 4, 5, 6, 7, and 8 at 120 min. The percent killing of C. trachomatis serovar D by the peptide D2A21 is shown at each pH value, with standard deviations (from triplicate tests) indicated by error bars for each concentration. Values were calculated in comparison to that of the organism control at the same pH value. The standard MCC assay protocol was followed.
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FIG. 7. Antichlamydial activities of gel formulations containing 2% D2A21 (A), 0.5% D2A21 (B), or 0.1% D2A21 (C) at pH 4, 5, 6, 7, and 8 at 120 min. The percent killing of C. trachomatis serovar D by each of the gel formulations containing D2A21 is shown at each pH value, with standard deviations (from triplicate tests) indicated by error bars for each concentration. Values were calculated in comparison to that of the organism control at the same pH value. Results for the polymyxin B positive and penicillin G negative controls are also shown. The modified ultrafiltration MCC method was used with the 2% gel, and the standard MCC protocol was followed for the 0.5 and 0.1% gels.
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E. coli MCC assay. For comparison purposes, the in vitro peptide MCC was determined against an E. coli reference strain. The peptide D2A21 achieved an MCC of 12.5 µM (46 µg/ml) against the reference E. coli strain 25922 (Table 4) after 2 h of exposure. Shorter times were not tested.
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TABLE 4. Microbicidal activity of D2A21 against E. coli after 120 min of exposure
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FIG. 8. Transmission electron micrographs of C. trachomatis serovar D exposed to peptide D2A21 for 90 min. (A) Organisms treated with D2A21 compared to the untreated control appear as if the inner membrane had lost its structural integrity (gray arrow) or they are in the process of leaking their cytoplasmic contents (black arrow). (B) Untreated organisms incubated in SPG only and processed for microscopy. It is important to note the intact outer membrane structures and electron-dense cytoplasmic mass. The figures shown are representative of the entire field. Electron micrographs were scanned on an Agfa Arcus II flatbed scanner in Adobe Photoshop, version 5.0. Bar = 0.5 µm.
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We have shown that the peptides D2A21 and D4E1 and the gel formulations containing 2 and 0.5% D2A21 effectively kill C. trachomatis EBs at concentrations and under conditions that could be achieved in the vaginal vault and anogenital tract. However, it is important to separate the effects of the compounds on the host cells from their activities on C. trachomatis, since chlamydiae require healthy host cells in which to replicate. Our results indicate that the D2A21 and D4E1 peptides and the gels containing D2A21 are active because they kill C. trachomatis and not because they are toxic to the tissue culture cells. To measure the cytotoxic effect of the peptides and gel formulations on uninfected McCoy cell monolayers, the AlamarBlue cytotoxicity assay was used. This assay is more sensitive than visual determination and is equivalent to other cytotoxicity assays such as neutral red uptake, MTT (3-[4-5-dimethylthiazol-2-yl]-2-5-diphenyl bromide tetrazolium bromide), or chromium-51 release (8, 23).
The AlamarBlue cytotoxicity assay showed that of all the peptides and gel formulations tested in these studies, only the 2% D2A21 gel had significant cytotoxicity in the chlamydial MCC assay. By incorporating an ultrafiltration step, we eliminated the McCoy cell cytotoxicity in our in vitro assay and showed that the MCC of 2% D2A21 gel was 0.2 mM (0.7 mg/ml). A gel formulation of 1% D2A21 is currently being evaluated for cytotoxicity and chlamydicidal activity in order to find the peptide gel formulation that results in the least cytotoxicity and maximum antimicrobial activity. The lack of inhibition of C. trachomatis in a postinoculation MIC assay suggests that D2A21 does not penetrate eukaryotic cells, but this needs to be confirmed by more specific methods. Cytotoxicity studies in animals and eventually in humans will be needed to confirm that the final D2A21 gel formulation possesses no cytotoxicity.
There are a variety of environmental conditions in the vagina and rectum that a topical microbicide might encounter. These include the presence of blood and a wide range of pH values. Blood may be present in the rectum as a result of mucosal infection or traumatic receptive anal intercourse and in the vaginal vault during menstruation (3, 6, 14, 34, 37). It has been shown that some peptides, including some defensins, are inactivated in the presence of serum (35). The normal pH in the vagina is pH 4, but after the deposition of semen, it may reach pH 8. The normal rectal pH range in adult males is between pH 6 and 7 but has been shown to be as high as pH 8 (14, 21, 25, 31). Ideally, a topical microbicide must thus retain its activity over a broad range of pH values. Our results suggest that the peptide D2A21, although not significantly affected by the presence of blood, shows decreased or no activity at pH values above and below pH 7. We have also shown that this reduction of microbicidal activity at various pH values can be eliminated or significantly reduced when the peptide is formulated in a gel. The 2% gel formulation effectively eliminated this reduced activity. The 0.5% gel formulations containing D2A21 also reduced this effect but still failed to achieve complete killing after 120 min of exposure at pH 8. Therefore, the 2% gel formulation containing D2A21 may be more effective when used as a topical microbicide for the prevention of C. trachomatis infection. However, the 2% gel formulation should be examined for toxicity on vaginal, cervical, and rectal tissues both in an animal model and in humans. As mentioned above, a 1% D2A21 gel formulation is also being evaluated for chlamydicidal activity and toxicity.
The peptides alone had very good activities, with the MCC of D2A21 being 5 µM (18.3 µg/ml) and that of D4E1 being 7.5 µM (21.7 µg/ml), making them ideal candidates for an effective microbicide. The activity of the D2A21 peptide in gel formulations was higher (MCC of the 2% gel, 0.2 mM [0.7 mg/ml]); MCC of the 0.5% gel, 0.2 mM [0.7 mg/ml]). These results demonstrate that it is very important to test both peptides alone and in gel formulations since these gel excipients had an inhibitory effect on the peptides activities. D2A21 is currently being reformulated in a gel that will allow full expression of its inherent activity.
The mode of action of these peptides is not completely understood. Past studies on other cationic peptides have shown that some cationic peptides bind lipopolysaccharide and permeabilize the outer membrane of gram-negative bacteria, allowing entry via self-promoted uptake (4, 10, 12). Other studies show that similar cationic peptides form porins or channels in planar lipid bilayer membrane models, possibly allowing a route for the passage of ions or the peptide through the bacterial membrane (4, 12). Our electron microscopic examination shows that exposure of C. trachomatis EBs to the peptide D2A21 results in membrane lysis or disruption, but further studies to evaluate the mechanisms involved are in progress.
In conclusion, these in vitro results indicate that the antimicrobial peptides D2A21 and D4E1 are effective microbicides at concentrations achievable in vivo. Both the D2A21 and D4E1 peptides have in vitro activities against human immunodeficiency virus, N. gonorrhoeae, Gardnerella vaginalis, Trichomonas vaginalis, and Candida albicans and are spermicidal (J. M. Jaynes, personal communication, 1996) at concentrations at or below the MCC for C. trachomatis. The formulated D2A21 product is microbicidal at achievable concentrations, and its activity is maintained at various pHs and in the presence of human blood. The 2% gel demonstrated significant cytotoxicity to McCoy cells in our in vitro C. trachomatis assays, but specific evaluations of the efficacy and cytotoxicity of formulated 1 and 2% D2A21 products in humans are in progress. Further assessment of the topical activities of these peptides against other STI pathogens, as well as against normal flora, are also in progress.
We thank Peter Cummings for the transmission electron microscopy work.
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