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Antimicrobial Agents and Chemotherapy, November 2002, p. 3422-3427, Vol. 46, No. 11
0066-4804/02/$04.00+0 DOI: 10.1128/AAC.46.11.3422-3427.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Complete Nucleotide Sequence of Klebsiella pneumoniae Multiresistance Plasmid pJHCMW1
Renee Sarno,1 Glen McGillivary,2 David J. Sherratt,3 Luis A. Actis,2 and Marcelo E. Tolmasky1,3*
Department of Biological Science, Institute of Molecular Biology and Nutrition, College of Natural Science and Mathematics, California State University Fullerton, Fullerton, California 92834-6850,1
Department of Microbiology, Miami University, Oxford, Ohio 45056,2
Division of Molecular Genetics, Department of Biochemistry, University of Oxford, Oxford OX1 3QU, United Kingdom3
Received 5 March 2002/
Returned for modification 12 June 2002/
Accepted 16 August 2002

ABSTRACT
The multiresistance plasmid pJHCMW1, harbored by a clinical
Klebsiella pneumoniae strain isolated from a neonate with meningitis,
was sequenced. A circular sequence of 11,354 bp was generated,
of which 7,993 bp make up Tn
1331, a transposon including the
antibiotic resistance genes
aac(
6')
-Ib,
aadA1,
blaOXA-9, and
blaTEM-1. The gene
aac(
6')
-Ib is included in a gene cassette,
and both
aadA1 and
blaOXA-9 are included in a single-gene cassette
that may have arisen as a consequence of a recombination event
involving two integrons. The pJHCMW1 plasmid replicates through
a ColE1-like RNA-regulated mechanism, includes a functional
oriT, and two loci with similarity to XerCD site-specific recombination
target sites involved in plasmid stabilization by the resolution
of multimers. One of these two loci,
mwr, is active and has
been the subject of previous studies, and the other,
dxs, is
not functional but binds the recombinase XerD with low affinity.
Two additional open reading frames were identified, one with
low similarity to two hypothetical membrane proteins from
Mycobacterium tuberculosis and
Mycobacterium leprae and the other with low
similarity to
psiB, a gene encoding a function that facilitates
the establishment of the transferring plasmid in the recipient
bacterial cell during the process of conjugation.

INTRODUCTION
Klebsiella pneumoniae, a gram-negative rod, is a known cause
of community-acquired bacterial pneumonia and other infectious
diseases (
7,
18,
38). This bacterium has also been identified
as the causative agent of primary liver abscess, an important
complication in diabetic patients in some geographical regions
(
12).
K. pneumoniae also accounts for a substantial amount of
hospital-acquired urinary tract infections, pneumonia, septicemias,
meningitis, and soft tissue infections (
5,
33,
39). The autoimmune
disease ankylosing spondylitis is thought to be a possible sequela
of
K. pneumoniae infection (
31). Although the molecular mechanisms
of
K. pneumoniae virulence are still not well understood, it
has been proposed that the antiphagocytic capsule of
K. pneumoniae plays a role in lung infections by preventing phagocytosis and
suppressing the host immunological responses (
14,
17). A recent
study suggested that the capsule may induce production of interleukin
10 at the site of infection, which in turn may down-regulate
the expression of other proinflammatory cytokines (
40). Other
putative virulence factors of pathogenic strains of
K. pneumoniae could be iron acquisition systems, adhesions, serum resistance,
and production of lipopolysaccharides (
16).
K. pneumoniae has
been reported to be increasingly resistant to multiple antibiotics
(
28,
39), and the genetic determinants for resistance are often
plasmid mediated (
19,
33,
39). The plasmid pJHCMW1 was harbored
by a
K. pneumoniae clinical strain isolated from a neonate with
meningitis during an outbreak of hospital infection (
39). This
plasmid contains the transposon Tn
1331 which includes four antibiotic
resistance genes:
aac(
6')
-Ib,
aadA1,
blaOXA-9, and
blaTEM-1 (
32,
36). Here we report the sequencing and describe the entire
pJHCMW1 plasmid. Our analysis indicates that this plasmid can
be considered the multiresistance transposon Tn
1331 plus a DNA
stretch carrying the functions for replication and mobilization.

MATERIALS AND METHODS
Bacterial strains and plasmids.
Plasmid pJHCMW1 was originally isolated from
K. pneumoniae JHCK1
(
39). This plasmid was introduced into
Escherichia coli XL1Blue
(
recA1 endA1 gyrA96 thi-1 hsdR17 supE44 relA1 lac [F'
proAB lacIqZ
M15 Tn
10]) (Stratagene), a strain also used as a host
for DNA recombinant methods. Recombinant clones were generated
using pUC18 as a cloning vector.
Bacterial growth medium and general procedures.
Growth of bacteria was in Lennox L broth (1% tryptone, 0.5% yeast extract, 0.5% NaCl). Plasmid DNA was prepared using the Qiagen plasmid mini kit (Qiagen, Inc.). Recombinant clones or pJHCMW1 was sequenced using BigDye (ABI) and DYEnamic ET (Amersham) chemistries on an ABI Prism (model 310 or 3100) instrument and M13 forward and reverse primers or custom-designed primers. Sequences were examined and assembled with Sequencher 4.1.2 software (Gene Codes Corp.). DNA and protein sequence analyses were performed using the Artemis program (http://www.sanger.ac.uk), the CLUSTAL W and BESTFIT programs of the Sequencing Analysis Software Package of the University of Wisconsin Genetics Computer Group (10), the HMMTOP program (http://www.enzim.hu/hmmtop/index.html) (37), and the DAS program (http://www.sbc.su.se/
miklos/DAS/) (6).
DNA binding assays.
The oligonucleotides used had the following sequences:dif, 5'GATCCTTGGTGCGCATAATGTATATTATGTTAAATGGTACCCTGCA and 5'GGGTACCATTTAACATAATATACATTATGCGCACCAAGGATC; dxs, 5'TCGACGGTGTATGGCCATTTAAGGGATAATGTAACCTG and 5'GATCCAGGTTACATTATCCCTTAAATGGCCATACACCG; andmwr, 5'GATCCGGCGGTGCACGCAACAGATGTTATGGTAAATACG and 5'AATTCGTATTTACCATAACATCTGTTGCGTGCACCGCCG.
Approximately 10 pmol of oligonucleotide was end labeled with 50 µCi of [
-32P]ATP and phage T4 polynucleotide kinase (5 U) in kinase buffer (50 mM Tris-HCl [pH 7.5], 10 mM MgCl2, 5 mM dithiothreitol, 0.1 mM spermidine) in a final volume of 20 µl. The labeled oligonucleotide was purified by chromatography through a Nuctrap Probe Purification column (Stratagene) and then ethanol precipitation. The radiolabeled oligonucleotide was dissolved in 15 µl of H2O and then made double stranded by annealing with 50 pmol of the complementary oligonucleotide. The mixture was heated to 75°C for a few minutes in a water bath, and then the thermostat was turned off to allow the sample to slowly cool to room temperature overnight. The annealed double-stranded radiolabeled oligonucleotides were purified by electrophoresis on an 8% polyacrylamide gel in Tris-borate buffer (100 mM Tris [pH 8], 100 mM boric acid, 2 mM EDTA) as described previously (34). The radiolabeled oligonucleotides were mixed with 0.1 mg of poly(dI-dC) per ml and the appropriate protein(s). The binding reaction was allowed to proceed for 10 min at 37°C, and then the reaction mixtures were immediately transferred to ice. The samples were analyzed by electrophoresis in a polyacrylamide gel as described above. The radioactive complexes were detected by exposure to X-ray film.
Nucleotide sequence accession numbers.
The complete circular nucleotide sequence of pJHCMW1 has been deposited in the GenBank sequence library and assigned the accession number AF479774.

RESULTS AND DISCUSSION
This project was originally initiated to focus on the resistance
to amikacin found in clinical strains of
K. pneumoniae isolated
from diseased neonates (
39). A multiresistant clinical
K. pneumoniae strain isolated in a children's hospital from a neonate with
meningitis was studied further (
39). The resistance to amikacin
and other aminoglycosides such as tobramycin and kanamycin (but
not gentamicin) in this isolate was due to the presence of a
plasmid, pJHCMW1, which includes the
aac(
6')
-Ib gene (
39). Studies
on the biological properties of pJHCMW1 led to the isolation
and characterization of a transposon named Tn
1331 (
36), which
includes
aac(
6')
-Ib as well as three more resistance genes,
aadA,
blaOXA-9, and
blaTEM-1. Further studies characterized
the transposon and the genetic organization and expression of
the resistance genes (
32,
35). The
aac(
6')
-Ib,
aadA, and
blaOXA-9 genes are transcribed as a polycistronic mRNA from a promoter
located upstream of
aac(
6')
-Ib. In addition,
blaOXA-9 is expressed
from another promoter located immediately upstream of the structural
gene (
35).
The complete sequence of pJHCMW1 was determined to be 11,354 bp, and analysis of the sequence revealed that 7,993 bp constitute the multiresistance transposon Tn1331. The remaining portion of pJHCMW1 contains sequence coding for the replication, mobilization, and possibly maintenance functions in addition to two hypothetical open reading frames (ORFs) that encode products that do not have significant matches in the databases. Figure 1 shows the locations and sizes of these genes and genetic structures. The transposon Tn1331 can be considered Tn3 with the addition of a DNA region, which has the structure of the variable portion of the integrons (32, 35) (Fig. 1). The inverted repeats at the Tn1331 ends as well as the tnpR gene are identical to those of Tn3. The Tn1331 tnpA nucleotide sequence is missing 9 nucleotides with respect to the Tn3 tnpA gene. Nucleotides 853 to 870 (coordinates as in GenBank accession number v00613) in the Tn3 tnpA gene are a 9-nucleotide tandem repeat that encodes the amino acid sequence GFHGFH. In contrast, the Tn1331 version of tnpA has only one of the 9-nucleotide repeats encoding the amino acid sequence GFH (coordinates 4214 to 4222). The Tn1331 fragment that has the genetic structure of the variable part of the integrons includes two gene cassettes harboring the antibiotic resistance genes aac(6')-Ib, aadA1, and blaOXA-9 (35) and is flanked by 520-bp direct repeats (Fig. 1). Models for the genesis of Tn1331 as an evolutionary product of Tn3 have been described previously, and they involve a duplication of a portion of Tn3 that generated the 520-bp direct repeats (32). To determine whether the gene cassettes or the rest of the DNA in pJHCMW1 have different origins, we determined the percent G+C along the whole sequence as well as for each ORF. The results indicate that the mean G+C content of this plasmid is 48.96%, with all the ORFs located within Tn1331 displaying values similar to that of the full-length pJHCMW1. In contrast, the hypothetical ORF1 and ORF2, which were mapped outside Tn1331, displayed G+C contents of 43.63 and 42.48%, respectively. These differences in G+C content suggest that the origin of these two ORFs could be different from those contained within the Tn1331 transposable element.
Antibiotic resistance genes are often found as part of gene
cassettes, which include a coding region followed by the 59-be
element, a site-specific recombination target for integron integrases
(
30). While
aac(
6')
-Ib is included in a gene cassette with the
regular gene-59-be structure, the
aadA1 and
blaOXA-9 genes are
unusual because both are included in the same gene cassette
(
35). Computer analysis demonstrated that the sequence of this
gene cassette has very high similarity with the sequence of
an integron-borne gene cassette that was recently found in
Acinetobacter baumannii that carries only
aadA1 (
27). As is the case for pJHCMW1,
the
aadA1 gene cassette found in this
A. baumannii integron
is preceded by another one containing a gene,
aac(
6')
-IId, which
codes for a protein that has 98% identity with AAC(6')-Ib [the
A. baumannii gene has Ser instead of Leu, which is characteristic
of AAC(6')-II enzymes (
26)]. A diagram summarizing data comparing
the nucleotide sequences and the structures of the gene cassettes
is shown in Fig.
2. The
aac(
6')
-Ib/
aac(
6')
-IId, 59-be, and
aadA1 sequences are highly similar in pJHCMW1 and the
A. baumannii integron. However, while as in every regular gene cassette,
the
A. baumannii aadA1 is followed by a 59-be element, in pJHCMW1
following
aadA1 there is a DNA region inserted that includes
what may be considered a remnant of an
attI site (
attI* [Fig.
2]) and the
blaOXA-9 gene followed by its 59-be (Fig.
2). This
arrangement suggests that an integron containing the
aadA1 gene
cassette underwent an illegitimate recombination event with
another integron in which the gene cassette adjacent to the
5' conserved portion contained
blaOXA-9 (Fig.
3) (
35). A crossover
may have occurred between the
attI 5' of
blaOXA-9 and the 59-be
3' of
aadA1, resulting in the loss of the 59-be and the generation
of
attI* (Fig.
3) (
35). The diagram in Fig.
3 also shows that
after the insertion of
blaOXA-9, the 59-be sequence has not
been modified. Acquisition and modification of resistance genes
through illegitimate recombination have also been reported in
other systems. Analysis of
Pasteurella and
Mannheimia isolates
carrying the
sulII and
strA genes showed that more than half
of the isolates had an insertion of the
catAIII which occurred
by illegitimate recombination (
15). Fusions of gene cassettes
that may have occurred by other mechanisms have also been described
elsewhere (
11,
21,
22).
The
blaOXA-9 gene cassette has also been found in another integron
structure, In
40, isolated from
Enterobacter aerogenes (GenBank
accession number
AF034958) (
24). The nucleotide sequence of
this
blaOXA-9 gene cassette is identical to the
blaOXA-9-59-be
portion of the pJHCMW1 gene cassette including
aadA1 and
blaOXA-9 (data not shown). The homology between pJHCMW1 and In
40 at the
region including
blaOXA-9 starts at pJHCMW1 coordinate 8777
and ends at 9848, the beginning of one of the 520-bp direct
repeats (data not shown).
Inspection of the N-terminal portion of the aac(6')-Ib genes from K. pneumoniae and A. baumannii shows that the gene from pJHCMW1 has the potential to encode a longer protein compared to that from A. baumannii due to the fusion to the initial portion of blaTEM-1 (32) (Fig. 4). We do not know whether the actual start codon of the pJHCMW1 AAC(6')-Ib is at the ATG codon at coordinate 7302, 7389, or 7410. If the actual start codon were at coordinate 7389, both versions of the enzyme would have identical N termini. However, this may not be a critical question, because Casin et al. (3) recently analyzed variants of AAC(6')-Ib from members of the family Enterobacteriaceae and found that there is a high flexibility in the structural requirements at the N terminus of this enzyme. The pJHCMW1-encoded AAC(6')-Ib protein and other proteins in the family of the AAC(6')-I enzymes have recently been partially characterized by mutagenesis (25, 26, 29).
Maintenance and dissemination functions are included in a region
between coordinates 1223 (the first nucleotide of the -35 sequence
of the RNAII promoter) and 3342 (the last nucleotide of the
mwr recombination site) (Fig.
1). The replication of pJHCMW1
occurs by an RNA-regulated mechanism similar to that described
for the ColE1 plasmid (
9).
oriV is located at coordinate 1767
(Fig.
1). A sequence with high similarity to the ColE1
oriT is present with the nick site at coordinate 2003. This
oriT has been proven functional in experiments where the ColE1
mob and RK2
tra genes were supplemented in
trans (
9). The Xer site-specific
recombination site
mwr is located at coordinates 3198 to 3342.
This site shares homology with other Xer site-specific recombination
sites that act as targets of the Xer site-specific recombination
system to convert plasmid and chromosome dimers to monomers
(
1). The
mwr core recombination site has 71% identity with the
corresponding
psi and
dif sites and 75% identity with
cer, although
cer has 8 nucleotides in its central region (Fig.
5a). However,
an important difference between
mwr and other Xer site-specific
recombination target sites is that the efficiency of recombination
at
mwr in
E. coli is strongly dependent on the osmolarity of
the growth medium (
23). The binding of the
mwr core recombination
site to the recombinases XerC and/or XerD is shown in Fig.
5b,
which shows the cooperative binding of XerC and XerD. At coordinates
2411 to 2442, there is another site that shares a lower degree
of similarity with Xer recombination sites; this site was named
dxs (for deficient Xer recombination site). Figure
5a shows
a comparison of the nucleotide sequences of
mwr,
cer,
psi, and
dif with that of
dxs. The percentages of identity of the
dxs XerD-binding site and the corresponding region of the other
sites are 64 (
dif) and 54.5 (
mwr,
cer, and
psi). Recombination
analysis showed that
dxs is not functional under the conditions
assayed (data not shown). However, in vitro DNA-protein binding
experiments demonstrated that
dxs exhibits a low but detectable
binding affinity to XerD. Figure
5b shows a comparison of binding
of
dif,
mwr, and
dxs to XerC, XerD, and both recombinases. As
expected,
dif exhibited weak binding to XerC but showed strong
binding to XerD and cooperative binding to XerC and XerD (Fig.
5b). As previously known,
mwr binding to XerC alone was not
detected, but binding to XerD was strong and strong cooperative
binding to XerC and XerD was observed (Fig.
5b). Conversely,
dxs did not show binding to XerC and showed only very weak binding
with XerD. Addition of both, XerC and XerD, did not enhance
binding (Fig.
5b). These results suggest that this may be a
remnant of a Xer recombination site. To the best of our knowledge,
there are no reports of any biological function by a site with
the characteristics of
dxs.
Flanking the replication and
oriT regions, there are two ORFs
predicted to encode proteins of 15,705 Da and pI 10.2 (ORF1,
encompassing coordinates 973 to 551), and 13,267 Da and pI 5.1
(ORF2, encompassing coordinates 2626 to 2991) (Fig.
1). The
predicted ORF1 protein contains two transmembrane helices (aa
28 to 52 and 87 to 106) as determined using the HMMTOP program
(
http://www.enzim.hu/hmmtop/index.html) (
37) and one (aa 28
to 52) as determined using the DAS program (
http://www.sbc.su.se/
miklos/DAS/)
(
6). No transmembrane regions were found in the amino acid sequence
of the predicted ORF2 protein. The predicted ORF1 protein shows
a low degree of similarity with a hypothetical protein from
Mycobacterium tuberculosis (GenBank accession number
Z92771,
hypothetical protein Rv3278c) (
4) (60% similarity and 26% identity
in the amino acid sequence from amino acids [aa] 56 to 107)
and a
Mycobacterium leprae putative membrane protein (GenBank
accession number
AL583919, hypothetical protein ML0733) (50%
similarity and 20% identity in the sequence from aa 56 to 133)
(
4). The predicted ORF2 protein has a low similarity to the
psiB gene from pMK101 (61% similarity and 34% identity in the
sequence from aa 8 to 61) (GenBank accession number
U72482)
(
8). This is one of two conserved genes found in several conjugative
plasmids thought to encode functions that facilitate the establishment
of the transferring plasmid in the recipient bacterial cell
during conjugation (
2,
13). The plasmid ColIb-P9
psiB gene and
the
ardA and
ssb genes have been shown to be expressed through
zygotic induction (
13) and to use single-stranded DNA transcription
(
2). All three genes seem to be transcribed from the same promoter,
which shares similarity with that of F
rpo, a single-stranded
DNA promoter (
20) located in the leading region of plasmid F.
Plasmid pJHCMW1 carries a functional
oriT (
9), but no other
conjugation-related gene had been identified before. Although
the similarity between the ORF2 protein and PsiB is very low,
experiments will be performed to determine whether the predicted
ORF2 protein plays a role in establishment of pJHCMW1 in the
recipient cell upon conjugation and to identify the promoter
that drives transcription of this hypothetical protein.
K. pneumoniae has been reported to be increasingly resistant to multiple antibiotics, and the genetic determinants for resistance are often plasmid mediated. The plasmid pJHCMW1 is responsible for resistance to several aminoglycosides and ß-lactams in the clinical K. pneumoniae JHCK1 isolate (39). This plasmid seems to have evolved to carry the multiresistance transposon Tn1331 and the minimal functions required for replication, stability, and mobilization.

ACKNOWLEDGMENTS
This work was supported in part by Public Health grants AI47115-01
(M.E.T.) and LS Basin MIRT T37 TW00048-05 from the National
Institutes of Health, a grant from Wellcome Trust (D.S.), and
a grant from Miami University (L.A.A.). R.S. was supported by
MSD grant R25 GM56820-03 from the National Institutes of Health.
We thank Garry Blakely and Sean Colloms for helpful discussions and suggestions.

FOOTNOTES
* Corresponding author. Mailing address: Department of Biological Science, Institute of Molecular Biology and Nutrition, College of Natural Science and Mathematics, California State University Fullerton, Fullerton, CA 92834-6850. Phone: (714) 278-5263. Fax: (714) 278-3426. E-mail:
mtolmasky{at}fullerton.edu.


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Antimicrobial Agents and Chemotherapy, November 2002, p. 3422-3427, Vol. 46, No. 11
0066-4804/02/$04.00+0 DOI: 10.1128/AAC.46.11.3422-3427.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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