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Antimicrobial Agents and Chemotherapy, October 2003, p. 3149-3154, Vol. 47, No. 10
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.10.3149-3154.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Antifungal Susceptibility Survey of 2,000 Bloodstream Candida Isolates in the United States
Luis Ostrosky-Zeichner,1* John H. Rex,1 Peter G. Pappas,2 Richard J. Hamill,3 Robert A. Larsen,4 Harold W. Horowitz,5 William G. Powderly,6 Newton Hyslop,7 Carol A. Kauffman,8 John Cleary,9 Julie E. Mangino,10 and Jeannette Lee2
University of TexasHouston Medical School, Houston, Texas,1
University of Alabama at Birmingham, Birmingham, Alabama,2
Baylor University, Houston, Texas,3
University of Southern California, Los Angeles, California,4
New York Medical College, Valhalla, New York,5
Washington University, St. Louis, Missouri,6
Tulane Medical Center, New Orleans, Louisiana,7
University of Michigan and VA Medical Center, Ann Arbor, Michigan,8
University of Mississippi, Jackson, Mississippi,9
Ohio State University, Columbus, Ohio,10
Received 3 June 2003/
Returned for modification 29 June 2003/
Accepted 3 July 2003

ABSTRACT
Candida bloodstream isolates (
n = 2,000) from two multicenter
clinical trials carried out by the National Institute of Allergy
and Infectious Diseases Mycoses Study Group between 1995 and
1999 were tested against amphotericin B (AMB), flucytosine (5FC),
fluconazole (FLU), itraconazole (ITR), voriconazole (VOR), posaconazole
(POS), caspofungin (CFG), micafungin (MFG), and anidulafungin
(AFG) using the NCCLS M27-A2 microdilution method. All drugs
were tested in the NCCLS-specified RPMI 1640 medium except for
AMB, which was tested in antibiotic medium 3. A sample of isolates
was also tested in RPMI 1640 supplemented to 2% glucose and
by using the diluent polyethylene glycol (PEG) in lieu of dimethyl
sulfoxide for those drugs insoluble in water. Glucose supplementation
tended to elevate the MIC, whereas using PEG tended to decrease
the MIC. Trailing growth occurred frequently with azoles. Isolates
were generally susceptible to AMB, 5FC, and FLU. Rates of resistance
to ITR approached 20%. Although no established interpretative
breakpoints are available for the candins (CFG, MFG, and AFG)
and the new azoles (VOR and POS), they all exhibited excellent
antifungal activity, even for those strains resistant to the
other aforementioned agents.

INTRODUCTION
Candidemia is now the fourth-most-common bloodstream infection
in the United States (
11,
12,
23,
24). Antifungal susceptibility
testing has become an important tool in the management of patients
with invasive candidiasis, since both in vitro resistance and
toxicity issues must be considered when selecting an antifungal
agent (
5,
10,
15,
30,
33). The NCCLS has developed the standardized
and reproducible M27-A2 method for testing yeasts (
18). This
method is widely accepted and readily available in reference
centers and specialized clinical laboratories. Although variations
of this method have been proposed and intense investigation
into the effects of different media and drug-solubilizing agents
are ongoing, the basic method has proven to be a useful and
reproducible standard (
3,
4,
29,
36).
In this study, we examined the susceptibilities of 2,000 bloodstream Candida spp. isolates in the United States to currently licensed and newly available antifungal agents. Since small variations in the testing method have been shown to potentially increase the correlation of in vitro results with clinical response, three testing variations were studied: use of antibiotic medium 3 for testing amphotericin B (AMB), supplementation of the medium to 2% glucose (for all drugs), and use of polyethylene glycol (PEG) as a solvent (for drugs that are normally dissolved in dimethyl sulfoxide). (This work was presented in part as abstracts 642 and 643 at the 39th Annual Meeting of the Infectious Diseases Society of America, San Francisco, Calif., 2001.)

MATERIALS AND METHODS
Isolates.
The Mycoses Study Group (MSG) of the National Institutes of
Health carried out two clinical trials for patients with candidemia
between 1995 and 1999 in the United States. MSG 33 was a study
of fluconazole (FLU) plus AMB versus FLU alone for the treatment
of candidemia (
32), and MSG 34 was an epidemiological study
(R. J. Hamill, P. G. Pappas, J. H. Rex, J. Y. Lee, H. Horowitz,
C. A. Kauffman, N. Hyslop, R. A. Larsen, D. K. Stein, E. A.
Graviss, C. J. Thomas, and the Mycosis Study Group, Abstr. 38th
Annu. Meet. Infect. Dis. Soc. Am., abstr. 36, 2000). The 39
participating centers shipped 2,947
Candida isolates from 1,911
patients to the Laboratory of Mycology Research at the University
of TexasHouston Medical School. Isolates were stored
in sterile water at room temperature, with a backup in glycerol
frozen at -70°C. Since some of the received isolates represented
serial collection of isolates from a single patient, subsequent
work focused on the 2,000 isolates that represented the first
isolate of each species from each patient. Identification was
carried out using the API 20C AUX method (bioMerieux Vitek,
Inc., Hazelwood, Mo.), with supplemental standard morphological
and biochemical testing for problem isolates using cultures
in cornmeal agar, germ tube testing, and the Murex identification
system (Murex Diagnostics, Norcross, Ga.). Identification of
an isolate as
C. dubliniensis was made based on (i) demonstration
of absence of growth at 42°C, (ii) formation of abundant
chlamydospores on cornmeal-Tween 80 agar, (iii) absence of assimilation
of xylose or

-methyl-
D-glucoside, (iv) DNA banding patterns
characteristic of a type isolate following digestion of genomic
DNA, and (v) amplification of a
C. dubliniensis-specific 288-bp
fragment (
39).
Quality control isolates were used in every testing batch and included ATCC 750 (C. tropicalis), 5W31 (C. lusitaniae), ATCC 20019 (C. parapsilosis), ATCC 6258 (C. krusei), ATCC 90028 (C. albicans), and CL524 (C. lusitaniae). MICs for these isolates were compared with published control limits (20, 35) and used to guide quality control testing and validation per NCCLS guidelines (18).
Drugs.
AMB, 5-flucocytosine (5FC), FLU, itraconazole (ITR), voriconazole (VOR), posaconazole (POS), caspofungin (CFG), micafungin (MFG), and anidulafungin (AFG) were obtained from their manufacturers as research powders and frozen (-70°C) or refrigerated (3°C) as required. Drug stocks (100x) were made following the NCCLS M27-A2 recommendations (18). AMB, ITR, VOR, POS, and AFG were diluted in dimethyl sulfoxide. 5FC, FLU, CFG, and MFG were diluted in deionized water. Additional testing was also carried out for a limited number of randomly selected strains (
15%) for ITR, VOR, and POS in PEG 400 (Sigma, St. Louis, Mo.). All drug stocks were frozen at -70°C until plate preparation. Testing ranges were 0.03 to 16 µg/ml for all drugs, except for 5FC and FLU, which were tested at 0.13 to 64 µg/ml.
Antifungal susceptibility testing.
Antifungal susceptibility testing was carried out following the NCCLS M27-A2 microdilution method (18). Briefly, isolates were tested against all antifungal agents except AMB in RPMI 1640 (Sigma) buffered with 0.075 M 3-(N-morpholino)propanesulfonic acid, pH adjusted to 7.0. Supplemental testing was carried out on randomly selected (
15%) isolates in 3-(N-morpholino)propanesulfonic acid-buffered RPMI 1640 supplemented with glucose to 20 g/liter. AMB was tested in antibiotic medium 3 (Becton Dickinson, Cockeysville, Md.) buffered with NAH2PO4 H20 plus NAHPO4, pH adjusted to 7.0. Serial dilutions (2x) of the antifungals in the appropriate medium were performed, and 100 µl of the dilutions was dispensed on microdilution plates (Corning, Corning, N.Y.). Plates were frozen at -70°C until used. Validation of plate stability and potency was performed, running quality control organisms with each batch of tests. After growth on Sabouraud dextrose agar overnight, the fungal inocula were prepared as per M27-A2 to yield a 2x inoculum (1 x 103 to 5 x 103 CFU/ml), of which 100 µl was dispensed in each well of the microdilution plate for testing, resulting in the appropriate concentration of medium, drug, and microorganisms in each well. The plates were incubated at 35°C. MICs were assessed visually and by a spectrophotometer reading at 570 nm after agitation at 24 and 48 h. MICs are defined as follows: MIC-0 corresponds to the lowest drug concentration producing an optically clear well or 95% reduction in optical density compared with medium only and MIC-2, the lowest drug concentration producing prominent growth reduction or a 50% reduction in optical density. This report focuses on spectrophotometer readings, which were occasionally overridden by visual readings in cases of erroneous or technically deficient spectrophotometric readings. Unless otherwise noted, the MIC is the MIC-0 for AMB and MIC-2 for all other drugs. The choice of MIC-0 and antibiotic medium 3 for AMB is based on the fact that these testing conditions appear to discriminate more-resistant isolates (36).
Statistical analysis.
Descriptive statistics were performed using Microsoft Excel and Access functions. r2 for regression analysis between azole congeners was calculated using the log10 of the MICs with Epi Info 2002 software (Centers for Disease Control and Prevention, Atlanta, Ga.).

RESULTS
NCCLS-M27-A2-based data by drug.
Table
1 shows the MICs at which 50% (MIC
50) and 90% (MIC
90)
of the isolates tested were inhibited for each drug at 24 h
(AMB) or 48 h (all other drugs) for the most commonly seen
Candida spp. Table
2 shows MICs for the less frequent
Candida spp. encountered
in the survey. Table
3 shows the frequency of drug-resistant
isolates identified in the survey for drugs that have established
NCCLS interpretative breakpoints. While limited in numbers,
the less commonly encountered
Candida spp. showed uniform susceptibility
to all of the drugs and are not specifically discussed in the
paragraphs below.
AMB.
Based on the medium and endpoints chosen, resistance to AMB
appears to be rare. Using tentative breakpoints suggested in
previous work (
6,
34), 2 to 3% of
C. parapsilosis and
C. krusei isolates appeared to be resistant to this drug (Table
3). Higher
MICs were not seen for
C. lusitaniae, a species that is often,
but not always, found to be resistant to AMB (
16).
5FC.
More than 95% of isolates of all species except C. krusei and C. tropicalis were susceptible to 5FC. Resistance to 5FC was noted for 12% of C. krusei isolates and 6% of C. tropicalis isolates.
FLU.
Susceptibility to FLU was similar to that seen in other major surveillance surveys. C. krusei and C. glabrata showed the highest MICs. Overall resistance to FLU occurred in less than 10% of the tested strains. A separate analysis (data not shown) of FLU resistance by year failed to show an increase in resistance to FLU over the study years. Likewise, no regional variations in resistance were seen among the participating centers.
ITR.
As with FLU, the susceptibility patterns of ITR were concordant with prior work. C. glabrata and C. krusei showed high MICs. Complete resistance was seen in 18% of isolates and thus was overall more common than for FLU.
POS.
No interpretive breakpoints have been established for this compound. Most isolates had low MICs (0.03 to 0.13 µg/ml), with higher MICs noted for C. glabrata and C. krusei. The MIC90 for C. tropicalis was increased due to the trailing phenomenon (see below).
VOR.
No interpretive breakpoints have been established. MICs were mostly in the range of 0.03 to 0.25 µg/ml. Higher MICs were noted for C. krusei and C. glabrata. The MIC90 for C. tropicalis was elevated due to trailing (see below).
AFG.
There are no established interpretive breakpoints for AFG. Most isolates exhibited MICs of 0.03 to 0.06 µg/ml, but C. parapsilosis strains showed MICs of 1 to 4 µg/ml.
CFG.
There are no established interpretive breakpoints for caspofungin. Most isolates showed MICs of 0.5 to 2 µg/ml, with C. parapsilosis isolates tending to concentrate on the higher end. Paradoxical fungal growth at the highest drug concentrations, the so-called "Eagle" phenomenon, of unknown (but unlikely) in vivo significance (8, 40, 41) and slight trailing were occasionally observed when testing isolates with this drug.
MFG.
As with the other candins, interpretive breakpoints are unknown, but most isolates exhibited MICs in the range of 0.03 to 0.06 µg/ml, except for C. parapsilosis, which had MICs of 0.5 to 4 µg/ml. C. krusei and C. lusitaniae also tended to have slightly higher MICs.
Cross-resistance.
Cross-resistance among the azoles, particularly for pairs of congeners (FLU-VOR and ITR-POS), has been a concern (22, 43, 44). Table 4 shows summaries for the two combinations. As seen in Table 4, VOR MICs generally correlated with FLU MICs, although some dispersion was seen (r2 = 0.48). This correlation was much better for ITR and POS (r2 = 0.65) (Table 4). The ultimate significance of these relationships remains to be determined.
Variations by testing media and drug solubilizing agent.
Table
5 shows MIC variations by testing medium and drug solubilizing
agent when compared to standard RPMI and recommended solvents
for 344 isolates. In general, adding more glucose to the medium
tended to increase MICs of AFG and CFG and decrease the MICs
of FLU and VOR while it increased those of ITR. Using PEG as
a solvent decreased MICs of azoles by one to two dilutions for

30% of isolates, whether glucose content was increased or not.
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TABLE 5. MIC variations by differences in test medium and solvent when compared to RPMI and standard solvent for 344 Candida spp. isolatesa
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The trailing phenomenon.
The trailing phenomenon is most often encountered with azoles
and is characterized by incomplete inhibition of growth (
14,
31,
42). Severe trailing can be identified by complete or partial
growth inhibition at 24 h and a partial growth inhibition at
48 h, with an elevated MIC. The significance of this phenomenon
and its impact on resistance have been studied and do not appear
to correlate with clinical success or failure. Rather, trailing
seems to be an artifact of the method (
2,
14,
42). This particularly
applies to
C. tropicalis, which has a high frequency of trailing
yet appears to be a consistently azole-susceptible species.
In contrast,
C. glabrata and
C. krusei also show trailing, but
they are truly known to be less susceptible or resistant to
azoles, thus adding to the evidence that this phenomenon has
no in vivo or clinical correlation. The true nature, ramifications,
and mechanisms of this phenomenon are still under intense scrutiny.
For this study, we arbitrarily defined trailing growth as an
eightfold increase in MIC between 24- and 48-h results for any
isolate. Table
6 shows the frequency of trailing for different
drugs and
Candida spp. Trailing was a particular issue for
C. krusei with 5FC, for all species except
C. parapsilosis in the
presence of azoles, and for
C. parapsilosis when examining candins.

DISCUSSION
We present antifungal susceptibility data for a large survey
of
Candida spp. isolates causing bloodstream infections in the
United States between 1995 and 1999. Our results confirm data
from other surveys (
21,
25,
27) and comprehensively present
data on currently available and/or new antifungal agents.
While species-specific variations and occasional resistance were encountered, we can generally state that Candida spp. were susceptible to the traditional standards of treatment for primary infection: AMB and FLU. We found relatively low levels of FLU resistance and no geographic or temporal variations, as opposed to the findings previously described by Pfaller et al. (26). Resistance to ITR was found in nearly 20% of strains, which is a proportion compatible with previously published reports, and had species-specific trends. As shown in several earlier papers, resistance to older azoles is most commonly demonstrated for C. krusei and C. glabrata (2, 3, 22-24, 37). The new azoles (POS and VOR) have encouraging and potent antifungal activity against all Candida spp. including C. glabrata and C. krusei. Early in vivo and clinical experiences against infections caused by these organisms are encouraging as well (1, 9, 19, 27, 38).
The candins, a new class of antifungal agent, seem to have excellent in vitro activity against these organisms. It might be important to note here that the interpretation of MICs for these drugs is still a matter of some debate. Of note are the relatively high MICs that were seen for C. parapsilosis. While these MICs are comparatively higher than those for the other species, there are no in vitro or in vivo data to suggest that this represents resistance, and the achievable blood concentrations of candins at the currently recommended doses generally equal or slightly exceed these MICs (13). In fact, a recent study of treatment of candidiasis with CFG versus AMB failed to show significant variation in response rates by species (17). The present survey also presents susceptibility data for less common Candida spp. While the numbers are limited, generally good activity for most of the drugs was shown.
This survey also provides information on the performance and reliability of the NCCLS M27-A2 method and its variations. Adding glucose to the medium tended to increase candin and ITR MICs and decrease FLU MICs. Adding PEG as a solvent tended to decrease MICs of ITR, POS, and VOR, perhaps due to better solubility and delivery of the drug. Nevertheless, the vast majority of MICs consistently remained within two dilutions of the MIC obtained by the standard NCCLS M27-A2 method.
The frequencies of the trailing phenomenon are consistent with what has been previously reported (2). Our definition was strict and very sensitive. It is also important to consider that trailing isolates were not excluded from the resistance analysis; thus, the true frequency of resistance may be slightly overestimated. The nature of the trailing phenomenon is unknown, as is its contribution to the perception of resistance in vitro and the ultimate possibility of in vivo resistance translation (14, 31, 33, 36, 42).
Cross-resistance between the old and newer azoles deserves further exploration. This phenomenon as been previously considered (28), and this study showed a proportional increase of FLU-VOR and ITR-POS MICs, with r2 values of 0.48 and 0.65, respectively. While the MICs of the newer azole agents are lower than achievable concentrations, the clinical significance of these observations remains to be determined. Early experience shows good in vivo and clinical activity of these two new compounds against azole-resistant strains, classically azole-resistant species like C. krusei, and species with dose-dependent susceptibility like C. glabrata (7; L. Ostrosky-Zeichner, A. M. L. Oude Lashof, B. J. Kullber, and J. H. Rex, Abstr. 40th Ann. Meet. Infect. Dis. Soc. Am., Abstr. 352, 2002).
While correlation with clinical outcomes is still needed to validate the method for new drugs and establish interpretive breakpoints, this study provides evidence of the reproducibility and reliability of the NCCLS M27-A2 method and MIC trends and patterns for these drugs.

ACKNOWLEDGMENTS
L.O.-Z., J.H.R., P.G.P., R.J.H., R.A.L., H.W.H., W.G.P., N.H.,
C.A.K., J.C., J.E.M., and J.L. are members of the National Institute
of Allergy and Infectious Diseases Mycoses Study Group Candidiasis
Subproject. Other study group sites and participants are as
follows: David M. Bamberger, University of Missouri, Kansas
City; Robert W. Bradsher, Jr., University of Arkansas, Little
Rock; Corstiaan Brass, Buffalo Medical Group, Buffalo, N.Y.;
Antonino Catanzaro, University of California San Diego, San
Diego; Stanley Chapman, University of Mississippi, Jackson;
David Cohen, Medical Center Delaware, Newark; Lawrence Cone,
Eisenhower Medical Center, Rancho Mirage, Calif.; Larry Danzinger,
University of Illinois at Chicago, Chicago; John Edwards, University
of California Los Angeles Harbor, Torrance; David Ennis, Baptist
Montclair Medical Center, Birmingham, Ala.; Mitchell Goldman,
Indiana University, Indianapolis; Jesse L. Goodman, University
of Minnesota, Minneapolis; Ron Greenfield, University of Oklahoma,
Oklahoma City; Kelly Henning, Thomas Jefferson Hospital, Philadelphia,
Pa.; Eileen Hilton, Long Island Jewish Medical Center, Newhyde
Park, N.Y.; James Horton, Carolinas Medical Center, Charlotte,
N.C.; Edward Johnson, St. Michael's Medical Center, Newark,
N.J.; Virgina Kan, VA Medical Center, Washington, D.C.; A. W.
Karchmer, Deaconess Hospital, Boston, Mass.; Daniel Kett, VA
Medical Center Miami, Miami, Fla.; Mathew Levison, Alleghany
University Hospital, Philadelphia, Pa.; John Lutz, North Palm
Internal Medicine, Fresno, Calif.; David S. McKinsey, Antibiotic
Research Association Inc., Kansas City, Mo.; Gregory Melcher,
Lackland Air Force Base, San Antonio, Tex.; Steven A. Norris,
Community Hospital, Indianapolis, Ind.; Michael Perry, The Stamford
Hospital, Stamford, Calif.; Annette Reboli, Cooper Hospital,
Camden, N.J.; Robert Rubin, Massachusetts General Hospital,
Boston; Michael Scheld, University of Virginia, Charlottesville;
Mindy Schuster, University of Pennsylvania, Philadelphia; George
Sebastian, Cancer and Blood Institute, Rancho Mirage, Calif.;
Bryan Simmons, Methodist Hospital of Memphis, Memphis, Tenn.;
Jack Sobel, Wayne State University, Detroit, Mich.; David K.
Stein, Jacobi Medical Center, Bronx, N.Y.; John Stern, Pennsylvania
Hospital, Philadelphia; David Stevens, Santa Clara Medical Center,
San Jose, Calif.; Alan Sugar, Boston University Hospital, Boston,
Mass.; Ron Washburn, Bowman-Gray School of Medicine, Winston-Salem,
N.C.; and Mark Zervos, William Beaumont Hospital, Royal Oak,
Mich.

FOOTNOTES
* Corresponding author. Mailing address: Division of Infectious Diseases, University of TexasHouston Medical School, 6431 Fannin JFB 1.728, Houston, TX 77030. Phone: (713) 500-6733. Fax: (713) 500-5495. E-mail:
luis.ostrosky-zeichner{at}uth.tmc.edu.


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Antimicrobial Agents and Chemotherapy, October 2003, p. 3149-3154, Vol. 47, No. 10
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.10.3149-3154.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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