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Antimicrobial Agents and Chemotherapy, February 2003, p. 577-581, Vol. 47, No. 2
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.2.577-581.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Mutations in Aspergillus fumigatus Resulting in Reduced Susceptibility to Posaconazole Appear To Be Restricted to a Single Amino Acid in the Cytochrome P450 14
-Demethylase
Paul A. Mann, Raulo M. Parmegiani, Shui-Qing Wei, Cara A. Mendrick, Xin Li, David Loebenberg, Beth DiDomenico, Roberta S. Hare, Scott S. Walker, and Paul M. McNicholas*
Schering-Plough Research Institute, Kenilworth, New Jersey 07033
Received 25 September 2002/
Returned for modification 31 October 2002/
Accepted 19 November 2002

ABSTRACT
To better understand the molecular basis of posaconazole (POS)
resistance in
Aspergillus fumigatus, resistant laboratory isolates
were selected. Spontaneous mutants arose at a frequency of 1
in 10
8 and fell into two susceptibility groups, moderately resistant
and highly resistant. Azole resistance in
A. fumigatus was previously
associated with decreased drug accumulation. We therefore analyzed
the mutants for changes in levels of transcripts of genes encoding
efflux pumps (
mdr1 and
mdr2) and/or alterations in accumulation
of [
14C]POS. No changes in either pump expression or drug accumulation
were detected. Similarly, there was no change in expression
of
cyp51A or
cyp51B, which encode the presumed target site for
POS, cytochrome P450 14

-demethylase. DNA sequencing revealed
that each resistant isolate carried a single point mutation
in residue 54 of
cyp51A. Mutations at the same locus were identified
in three clinical
A. fumigatus isolates exhibiting reduced POS
susceptibility but not in susceptible clinical strains. To verify
that these mutations were responsible for the resistance phenotype,
we introduced them into the chromosome of a POS-susceptible
A. fumigatus strain under the control of the glyceraldehyde
phosphate dehydrogenase promoter. The transformants exhibited
reductions in susceptibility to POS comparable to those exhibited
by the original mutants, confirming that point mutations in
the
cyp51A gene in
A. fumigatus can confer reduced susceptibility
to POS.

INTRODUCTION
The last decade has seen a dramatic increase in serious fungal
infections. Those primarily at risk are immunocompromised individuals.
Up to 80% of human immunodeficiency virus-infected patients
are thought to develop a fungal infection at some point in the
course of their illness (
21).
Aspergillus fumigatus, originally
viewed as a weak pathogen, is now a major cause of death at
cancer centers, with the mortality rate for leukemia patients
approaching 90% even with antifungal therapy (
12). Neither the
current standards, amphotericin B (AMB) and itraconazole (ITZ),
nor new therapies, caspofungin (CAS) and voriconazole (VOR),
have satisfactorily met the therapeutic needs of patients with
aspergillosis. Clinical failures with AMB are common, but correlating
such failures with resistance is often difficult (
19). Mechanism-based
toxicity has limited the usefulness of AMB (
12); newer less-toxic
formulations are now available but are expensive. Isolates resistant
to ITZ have been obtained from both in vivo (
5,
7,
8) and in
vitro sources (
14,
15). VOR-resistant isolates have been generated
in the laboratory (
16; E. K. Manavathu, I. Baskaran, G. J. Alangaden,
and P. H. Chandrasekar, Abstr. 41st Intersci. Conf. Antimicrob.
Agents Chemother., abstr. J-817, 2001), but there have been
no reports of in vivo resistance. Finally, there are insufficient
data available on CAS to assess development of resistance.
Posaconazole (POS; SCH56592), a novel triazole currently in phase 3 clinical trials, is active against a broad spectrum of fungal pathogens including Aspergillus and Candida spp. (4, 10, 15). In vitro and in vivo testing has demonstrated that the drug is more effective than either ITZ or AMB against Aspergillus spp. (15, 25, 29) and that it is more effective than fluconazole (FLZ) against Candida spp. (4).
In this study we characterized isolates of A. fumigatus, both clinical and in vitro laboratory-selected mutants, which exhibit a reduced susceptibility to POS. We demonstrate that resistance is caused by mutations in the cyp51A gene, which encodes the target protein for POS.
(Part of this work was presented at the 42nd Interscience Conference on Antimicrobial Agents and Chemotherapy, San Diego, Calif., September 2002.)

MATERIALS AND METHODS
Strains and plasmids.
A. fumigatus strain ND158 (ATCC 201795) was obtained from the
Schering-Plough Research Institute (SPRI) culture collection.
A
pyrG derivative of ND158, ND158-R2, was selected by plating
conidia of ND158 on yeast extract-peptone-dextrose (YPD) plates
containing 50 µg each of uridine, uracil, and 5-fluroorotic
acid/ml. PCR analysis confirmed that ND158-R2 carried a small
deletion in the
pyrG locus.
Antifungal agents.
POS and VOR were prepared at SPRI (Kenilworth, N.J.). ITZ, FLZ, and AMB powders were obtained from Janssen Pharmaceutica Inc. (Beerse, Belgium), Pfizer Inc. (New York, N.Y.), and Sigma Chemical Co. (St. Louis, Mo.), respectively. All drugs were dissolved in dimethyl sulfoxide.
Azole susceptibility.
The MICs for A. fumigatus strains were determined by the procedures described in National Committee for Clinical Laboratory Standards document M38-P, Reference Method for Broth Dilution Susceptibility Testing of Conidium-Forming Filamentous Fungi (22).
Selection of A. fumigatus mutants.
Conidia from A. fumigatus ND158 were washed from malt extract (ME) agar slants (grown at 29°C) with 5.5 ml of saline (0.9%). The absorbances (at 530 nm) of the conidial preparations were determined. Using a standard curve relating conidial counts to absorbance, we determined that each slant yielded approximately 3 x 108 to 8 x 108 conidia. Eleven separately grown conidial preparations were separately plated on defined synthetic dropout agar plates (Bio 101, Carlsbad, Calif.) supplemented with complete supplement mixture (Bio 101) and POS at 1 µg/ml. Mutants that arose after 5 days of growth at 29°C were replated on fresh plates containing the drug. After 7 days conidia were transferred to ME slants (with and without POS at 0.2 µg/ml), and after an additional 5 days of growth conidia were isolated for MIC determinations.
Measurement of uptake of [14C]POS by A. fumigatus.
Conidia from ME slants were grown for 18 h in 150 ml of YPD at 29°C. Mycelia were collected by filtration, resuspended at 1 g/30 ml in prewarmed 0.9% saline, and dispersed by vortexing with glass beads. Thirty milliliters of this suspension was added to 100 ml of prewarmed YPD containing [14C]POS at 0.02 µg/ml. At various times triplicate 5-ml aliquots were withdrawn, collected on glass fiber filters, and washed with 20 ml of saline containing 2.5 µg of unlabeled POS/ml. The filters were dried and then extracted with 0.75 ml of perchloric acid (30 min at 55°C), and the cell-associated drug was detected by liquid scintillation counting.
Quantitation of transcript levels.
Conidia from ME slants were grown for 18 h in 150 ml of YPD at 29°C. Total RNA was extracted with the RNAeasy minikit (Qiagen Inc., Valencia, Calif.). Real-time PCR analysis was performed as described previously (2). Relative gene expression levels (
CT) were calculated by using the 18S rRNA control.
PCR amplification and sequencing.
The cyp51 genes were amplified by PCR in overlapping 600-bp segments from total genomic DNA. Double-stranded DNA sequencing of the PCR products was performed by MWG-Biotech Inc. (High Point, N.C.).
Cloning of cyp51A alleles under the control of the glyceraldehyde phosphate dehydrogenase (gpdA) promoter.
The cyp51A open reading frame was amplified by PCR (oligonucleotides: 5'-GGTACCGATGCTATGGCTTACGGCCTACAT-3' and 5'-TCTAGATCACTTGGATGTGTTTTTCGA-3') from strains ND158, MS6 and R7-1 to append flanking KpnI/XbaI restriction sites and cloned into the corresponding sites in pAL3 (30), generating pPAM51 to -53, respectively. The gpdA promoter (nucleotides -679 to +38) (26) from Aspergillus nidulans was amplified by PCR (5'-GGTACCTGCGGAGAGACGGACGGT-3' and 5'-GGTACCTAAAGGTTCTTGGATGGG-3') to append flanking KpnI sites and cloned in front of the cyp51A alleles described above, generating pPAM54 (wild-type cyp51A), pPAM55 (encodes an arginine substitution at residue 54) and pPAM56 (encodes a tryptophan substitution at residue 54). All sequences were verified by double-stranded-DNA sequencing. Plasmids were introduced into strain ND158-R2 by the method of Tilburn et al. (27). Correct integration of the plasmid in the transformants was verified by isolating chromosomal DNA and screening for a PCR product of the appropriate size with an oligonucleotide pair that annealed to the gpdA promoter and the cyp51A gene.

RESULTS
Isolation of strains displaying reduced susceptibility to POS.
Five of 11 independently grown conidial suspensions from
A. fumigatus ND158, plated on solid media containing POS at 1 µg/ml
(approximately 30 times the MIC), yielded colonies. The overall
frequency of resistance was approximately 1 per 10
8 conidia
plated. A single colony from each independent plating experiment
was analyzed further. The five mutants fell into two groups
based on POS MICs: four exhibited moderate levels of resistance,
and one exhibited high-level resistance (Table
1). The mutants
also exhibited decreased susceptibility to ITZ, but there were
no changes in susceptibility to either VOR or AMB.
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TABLE 1. Correlation between amino acid substitutions in codon 54 of cyp51A and decreases in azole susceptibility in clinical isolates and spontaneous mutants of A. fumigatus
|
Expression levels of cyp51 and efflux pump genes.
Azole resistance in fungi has previously been associated with
increased expression of genes encoding efflux pumps and/or
cyp51,
which encodes the target protein for POS.
A. fumigatus has two
cyp51 genes,
cyp51A and
cyp51B (
9,
18). To date only two genes
in
A. fumigatus encoding multiple-drug resistance-like transporters,
mdr1 and
mdr2, have been described (
28). Levels of transcripts
of
cyp51A,
cyp51B,
mdr1, and
mdr2 in 18-h-old mycelia from all
five mutants were quantified by real-time PCR. As a control,
the expression levels of
tef3, which encodes peptide elongation
factor 3, were also measured. The expression levels of the test
genes in all five mutants fluctuated less than twofold compared
to those in the azole-sensitive parental strain, ND158 (Fig.
1).
Uptake of [14C]POS by mutants.
To determine if an as yet uncharacterized efflux pump was responsible
for the reduction in POS susceptibility, we monitored the accumulation
of the radiolabeled drug in 18-h-old mycelia in the parental
strain, ND158, and in strains MS6 and R7-1. In ND158 [
14C]POS
rapidly accumulated over the first 5 min, after which accumulation
plateaued (data not shown). MS6 and R7-1 exhibited kinetics
similar to those of ND158 (data not shown).
Nucleotide sequences of the cyp51 genes.
Azole resistance in both yeasts and molds has been associated with amino acid substitutions in the cytochrome P450 14
-demethylase (13). The cyp51A and cyp51B genes from the wild-type parent and the five mutants were sequenced. The sequences from the parental strain, ND158, matched the sequences deposited in the GenBank (9, 18). There were no missense mutations in the cyp51B gene in any of the mutants. In contrast, we identified single nucleotide substitutions in codon 54 of cyp51A in the mutant strains (Table 1). In the four isolates exhibiting moderate levels of POS resistance glycine 54 was mutated to either glutamate or arginine. In the mutant with a high level of POS resistance glycine 54 was mutated to tryptophan.
Sequencing the cyp51 genes from selected clinical isolates.
The cyp51 genes from several clinical isolates were also sequenced (Table 1). ND215 and ND216 are POS-susceptible isolates from different patients. ND267 and ND223 are susceptible and moderately resistant sequential isolates, respectively, from a single patient. ND202 and ND229 are sequential isolates from the same patient and exhibited high-level POS resistance. There were no missense mutations in cyp51B in any of these isolates. Also, there were no missense mutations in cyp51A in any of the susceptible isolates. However, we detected single nucleotide substitutions in codon 54 of the cyp51A genes from isolates for which the POS MICs were elevated. The substitutions of either arginine or tryptophan for glycine were again associated with moderate and high levels of resistance, respectively (Table 1).
Expression of cyp51A alleles in an azole-sensitive A. fumigatus strain.
To determine if the cyp51A mutations were directly responsible for the azole resistance, the cyp51A genes from ND158, MS6, and R7-1 were cloned in front of the constitutive gpdA promoter on pAL3 and the resultant plasmids were used to transform strain ND158-R2 to uracil prototrophy. The transformants were subsequently screened for changes in POS susceptibility. Approximately 30% of the transformants derived from plasmids carrying the mutant cyp51A alleles exhibited increases in POS resistance comparable to those exhibited by the strains from which the cyp51A alleles were originally cloned (Table 2). For the transformants for which the POS MIC did not change, it is possible that either the plasmid underwent rearrangement during integration or that it integrated into a region of the chromosome that did not permit efficient expression of the cloned genes (3). For none of the 45 transformants obtained by using the plasmid carrying the wild-type cyp51A did the POS MICs exhibit any changes. However, we confirmed by PCR analysis (see Materials and Methods) that in approximately 50% of the strains the cyp51A gene was linked to the gpdA promoter. To rule out the possibility that the elevated MICs seen in the transformants derived from the mutant cyp51A alleles were simply due to overexpression of these particular alleles, perhaps resulting from multiple plasmid insertions, cyp51A transcript levels in representative transformants (PAM100 to -102; Table 2) were measured. All three transformants expressed cyp51A at comparable levels. Compared to those in the parental strain, ND158-R2, the cyp51A transcript levels in the transformants were elevated approximately three- to ninefold (Fig. 2). In contrast, expression levels of cyp51B and tef3 fluctuated less than threefold.
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TABLE 2. Effect of expressing cyp51A alleles carrying substitutions in codon 54 on POS susceptibility in A. fumigatus ND158-R2
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DISCUSSION
Azole resistance in fungi, particularly in
Candida albicans,
is well documented (most recently reviewed in reference
13).
Resistance most often results from either energy-dependent drug
efflux or alterations in either the expression level or sequence
of the target enzyme, 14

-demethylase. In contrast, azole resistance
in
Aspergillus has received less attention.
A. fumigatus isolates
resistant to either ITZ or VOR have been selected in the laboratory.
The resistance frequencies for both drugs were the same as that
for POS measured in this study (
14,
16). For a number of the
laboratory-generated VOR-resistant isolates, mutations were
identified in two positions in
cyp51A (Manavathu et al., 41st
ICAAC). Interestingly, one of the sites is analogous to the
site of a mutation causing FLZ resistance in
C. albicans. Similarly,
two ITZ-resistant
A. fumigatus isolates from a patient receiving
ITZ therapy exhibited reduced susceptibility to ITZ in a cell-free
assay measuring 14

-demethylase activity (
8). Plasmid-mediated
overexpression of
cyp51A resulted in ITZ resistance in
A. fumigatus (
24), but there are no reports of either in vitro or in vivo
resistance being ascribed to overexpression of the
cyp51 genes.
Finally, in vivo (
8) and spontaneous in vitro (
14) isolates
exhibited reduced accumulation of ITZ. However, no particular
pump has been identified as being responsible for efflux.
In this study we demonstrated that mutations in cyp51A, specifically in codon 54, are associated with POS resistance in A. fumigatus. Depending on the amino acid substitution the strains were either moderately or highly resistant. To confirm that the mutant alleles were responsible for the resistance phenotype, they were cloned into an integrative vector and introduced into a sensitive strain. The resultant transformants exhibited decreases in POS susceptibility comparable to those exhibited by the strains from which the cyp51A alleles were originally cloned. We further verified that the resistance phenotype was specifically dependent on expression of cloned mutant alleles by deleting the promoter upstream of the cyp51A alleles and repeating the transformations (data not shown). In the absence of a promoter driving cyp51A expression none of the transformants exhibited any changes in POS susceptibility.
As might be expected from the structural similarity between POS and ITZ (Fig. 3), the POS-resistant mutants exhibited cross-resistance to ITZ. However, there was no cross-resistance to VOR. In two recent studies the reciprocal observation was made: A. fumigatus isolates, for which the VOR MICs ranged from 4 to 16 µg/ml, remained susceptible to POS (15; Manavathu et al., 41st ICAAC). These findings differ from those for C. albicans, where FLZ-resistant strains consistently exhibited cross-resistance to ITZ and VOR (6, 20, 23). Whether these apparent differences between C. albicans and A. fumigatus are due to the operation of different mechanisms of resistance or differences in the way the azoles bind the 14
-demethylase (see below) remains to be determined.
The finding that the substitutions that result in azole resistance
are located close to the N terminus of the 14

-demethylase was
unusual. To date, the closest mutation resulting in azole resistance
was at codon 105 in
C. albicans (
17). The first 43 amino acids
of the 14

-demethylase from
C. albicans are predicted to form
a membrane-spanning domain that anchors the protein to the cytoplasmic
face of the endoplasmic reticulum (
1). Deleting this anchor
as far as (but not including) glycine 65, which is analogous
to glycine 54 in
A. fumigatus, generated a soluble protein which
retained the ability to bind FLZ (
11). The N terminus of the
A. fumigatus protein has a similar hydrophobicity profile and
has significant homology with the
C. albicans protein, suggesting
that it may perform a similar role. However, in contrast to
what was found for the
C. albicans protein, this study demonstrated
that mutations in the region immediately after the hydrophobic
domain resulted in POS resistance. It is therefore possible
that FLZ and POS interact with different regions of the 14

-demethylase
protein, a finding that may explain why most FLZ-resistant
C. albicans strains with defined mutations in
ERG11 (the
C. albicans orthologue of
cyp51A) show no changes in susceptibility to POS
(D. Sanglard, F. Ischer, and J. Bille, Abstr. 37th Intersci.
Conf. Antimicrob. Agents Chemother., abstr. C-11, 1997).

ACKNOWLEDGMENTS
We thank Dayna Daubaras (SPRI) and Gregory May (University of
Texas) for helpful comments and suggestions and Todd Black (SPRI)
for critically reading the manuscript.

FOOTNOTES
* Corresponding author. Mailing address: Schering-Plough Research Institute, 2015 Galloping Hill Rd., 4700, Kenilworth, NJ 07033. Phone: (908) 740-7644. Fax: (908) 740-3918. E-mail:
paul.mcnicholas{at}spcorp.com.


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Antimicrobial Agents and Chemotherapy, February 2003, p. 577-581, Vol. 47, No. 2
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.2.577-581.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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