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Antimicrobial Agents and Chemotherapy, February 2003, p. 719-726, Vol. 47, No. 2
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.2.719-726.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
The John D. Dingell Department of Veteran's Affairs Medical Center,1 Department of Internal Medicine, Division of Infectious Diseases, Wayne State University School of Medicine, Detroit, Michigan 48201,2 Department of Clinical Microbiology, Sonderborg Sygehus, Sonderborg, Denmark3
Received 10 June 2002/ Returned for modification 8 September 2002/ Accepted 15 November 2002
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Gram-positive bacteria also possess efflux pumps that are capable of conferring clinically relevant resistance to antimicrobial agents such as macrolides, tetracyclines, fluoroquinolones, and selected dyes and disinfectants (39). Most of the pumps that transport drugs in gram-positive bacteria are members of the major facilitator superfamily (MFS), which are membrane-based polypeptides with 12 or 14 transmembrane helices. MFS proteins employ the proton motive force (PMF) as the energy source for drug translocation. These pumps can transport a single class of drug (TetK of Staphylococcus aureus) or multiple drugs (QacA and NorA of S. aureus, Bmr of Bacillus subtilis) (32). The NorA protein is capable of translocating hydrophilic fluoroquinolones and monocationic dyes and disinfectants. One study has shown that it may be responsible for at least 10% of antiseptic resistance in methicillin-resistant strains of S. aureus (30).
Bacterial genome sequencing projects have revealed that as genome size increases, so does the number of putative drug efflux transporters. S. aureus has a genome size of 2.8 Mb and possesses approximately 253 open reading frames encoding putative transport pumps (22). Of these, perhaps 17 may be MDR efflux pumps. In addition to NorA, our laboratory has identified two unique and non-NorA-related MDR efflux phenotypes in S. aureus that support the existence of multiple genes encoding such pumps in the genome of this organism (14, 15). These pumps could complicate therapy of S. aureus infections.
Inhibition of MDR efflux pumps can restore the activities of antimicrobial agents that are substrates for these proteins. Inhibitors of the MexAB-OprM efflux system have been identified and examined in vitro and in animal models (24; D. Griffith, O. Lomovskaya, V. Lee, and M. Dudley, Abstr. 39th Intersci. Conf. Antimicrob. Agents Chemother., abstr. F1268, p. 327, 1999). Novel inhibitors of the NorA pump have also been identified but have only been evaluated in vitro (1, 11, 25). Verapamil and reserpine are capable of inhibiting the NorA pump, but the concentrations required are too high to be clinically relevant. The identification and development of safe and effective inhibitors of bacterial efflux pumps are needed.
Phenothiazine and thioxanthene compounds, which are dopamine receptor antagonists and calmodulin inhibitors and are used clinically as neuroleptic and antiemetic agents, have been shown to have modest but broad antimicrobial activities (18-20). MICs are generally above clinically relevant concentrations, but tissue levels can be severalfold higher than those found in the serum, and inhibitory concentrations may be achieved at the site of infection (3).
The thioxanthenes demonstrate geometric stereoisomerism; in the clinical setting the cis form possesses neuroleptic activity, but both the cis and trans forms have roughly equal antibacterial potency (17, 18, 33). The combination of subinhibitory concentrations of these compounds or phenothiazines with multiple standard antimicrobial agents commonly results in a synergistic effect against many species of bacteria (19, 20, 40). Phenothiazines and thioxanthenes also have been shown to inhibit the function of eukaryotic MDR efflux pumps such as p-glycoprotein and may be useful as resistance-modulating agents for the treatment of some drug-resistant tumors (8, 9).
The mechanism(s) by which phenothiazines and thioxanthenes exert their antimicrobial effect and/or potentiate the activity of such a vast array of other antimicrobial agents against bacteria is not completely understood. It has been suggested that some of the potentiation of activity may be the result of inhibition of efflux pumps. Chlorpromazine has been shown to affect potassium flux across the membrane in both S. aureus and the yeast Saccharomyces cerevisiae and to alter the transmembrane potential in Leishmania donovani (6, 21, 42). Either of these actions may affect the function of transport proteins that depend upon the PMF to energize substrate translocation.
In this study, the activities of several phenothiazine and thioxanthene compounds against S. aureus were investigated. Of particular interest was their potential inhibitory effects on efflux-related resistance phenotypes, particularly that conferred by NorA. We found that all tested compounds had modest intrinsic antistaphylococcal activity, augmented the potency of common efflux pump substrates against S. aureus strains possessing different MDR efflux-related resistance mechanisms, and blocked NorA function and non-NorA-related efflux phenotypes in a concentration-dependent manner.
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FIG. 1. Structures of phenothiazine and thioxanthene derivatives.
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TABLE 1. Study strains
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Checkerboard combination studies were performed as described previously using strains SA-1199B, SA-K1748, and SA-K2068 (7). Combinations tested included norfloxacin, ethidium bromide (EtBr), or tetraphenylphosphonium bromide (TPP) plus either prochlorperazine or trans(E)-flupentixol. Fractional inhibitory concentrations (FICs) were calculated as follows: (MIC of drug A or B in combination)/(MIC of drug A or B alone). The FIC index was calculated by adding the FIC values. FIC indices were interpreted as follows:
0.5, synergy; 1.0, additivity; 2.0, indifferent; and
4.0, antagonism.
Ethidium, acriflavine, and pyronin Y efflux. The loss of ethidium cation from S. aureus strains loaded with EtBr was determined fluorometrically as previously described (14). Experiments were performed in duplicate, and the results were expressed as the mean total efflux over a 5-min time course. Acriflavine and pyronin Y efflux was determined in exactly the same fashion by using excitation and emission wavelengths appropriate for each compound. The effect of increasing concentrations of reserpine, each of the phenothiazines, and each geometric stereoisomer of flupentixol on the EtBr efflux of SA-1199B was determined. We also determined the effect of increasing concentrations of prochlorperazine and reserpine on the EtBr efflux of SA-K1748 and SA-K2068, as well as on the acriflavine and pyronin Y efflux of SA-1199B.
pH determination.
A modification of the method of Zhang et al. was employed to measure the transmembrane pH gradient (41). CAMHB (pH adjusted to 7.0 [CAMHB7]) was used throughout the procedure. SA-1199B was grown in CAMHB7 to an optical density at 660 nm of 0.8. Cells were recovered by centrifugation, washed, and then concentrated 20-fold in ice-cold CAMHB7. Aliquots (1 ml) were placed on ice until used. Cells were warmed to 37°C in a shaking water bath for 10 min, and at zero time 1 µCi of [14C]salicylic acid, used as a pH probe, was added (12 mCi/mmol; Sigma). Aliquots (50 µl) were removed at frequent intervals over a 20-min time period and filtered through 0.45-µm-pore-size nitrocellulose membranes, and the membranes were washed once with 2 ml of phosphate-buffered saline (pH 7.0). Additional aliquots were removed at various times for the determination of protein content (Bio-Rad protein assay kit; Bio-Rad Laboratories, Hercules, Calif.). Radioactivity retained on filters was measured in a scintillation counter, and nonspecific binding of salicylic acid to the filters was subtracted. The experiment was repeated in duplicate, and results were expressed as mean micrograms of salicylic acid accumulated per milligram of cell protein. The effects of prochlorperazine (30 µM), reserpine (20 µg/ml [33 µM]), and carbonyl cyanide m-chlorophenyl hydrazone (CCCP; 100 µM), each added 10 min prior to the addition of salicylic acid, on salicylic acid accumulation were also determined. A cell volume of 4.2 µl/mg of cell protein was used (determined as previously described [26]), and change in pH (
pH) was calculated according to the method of Rottenberg (35).

determination.
Accumulation of the membrane permeant cation TPP was used to measure 
, the transmembrane electrical potential, by employing a modification of the procedure of Silverman et al. (36). To determine if TPP efflux by SA-1199B had a confounding effect on these experiments (TPP is known to be a good substrate for the NorA MDR efflux pump [13]), SA-K1712 (in which norA is insertionally inactivated; see Table 1) was also analyzed. Organisms were grown overnight in CAMHB and then diluted 1:1,000 into fresh prewarmed CAMHB and grown with shaking for an additional 2 h at 37°C. Cultures then were shifted to room temperature and grown with shaking for another 2 h, followed by removal of several 350-µl portions to Eppendorf tubes embedded in ice. These samples were warmed for 5 min to room temperature in a shaking water bath prior to use. The protein content of one aliquot was determined as described previously. One aliquot was treated with 8% butanol (vol/vol) for 10 min prior to labeling to obtain a background value. Cells were labeled with 1 µM [3H]TPP (27 Ci/mmol; Amersham Biosciences Corp., Piscataway, N.J.) for 10 min in the presence or absence of prochlorperazine (30 µM), trans(E)-flupentixol (50 µM; SA-K1712 only), reserpine (33 µM), or CCCP (100 µM). Samples then were filtered through GF/C filters (Whatman, Maidstone, United Kingdom), which were washed once with 2 ml of 0.15 M NaCl. Radioactivity retained on filters was measured in a scintillation counter, and background counts were subtracted. Internal cell volume was estimated as described previously, and the Nernst equation, 
= -(RT/F) · ln([TPP+]in/[TPP+]out), was used to calculate 
. The experiment was repeated three times, and results were expressed as the mean ± standard deviation 
(in millivolts).
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TABLE 2. Susceptibilities of study strains
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The SA-K1712 derivative SA-K1748 possesses a non-NorA-mediated inducible MDR phenotype (14). The resistance profile of this strain includes organic cations such as EtBr and TPP, but it does not include fluoroquinolones. The raised norfloxacin MIC in this strain is the result of a GrlA substitution (S80F) and not drug efflux. SA-K2068 is an SA 8325-4 derivative selected by exposure of the organism to gradually increasing concentrations of both EtBr and moxifloxacin. It demonstrates a non-NorA-mediated MDR phenotype that includes efflux-related resistance to selected fluoroquinolones, including the C8-methoxy fluoroquinolones moxifloxacin and gatifloxacin, as well as EtBr and TPP (15). As for the NorA-overexpressing strain (SA-1199B), neither SA-K1748 nor SA-K2068 showed any significant change in susceptibility to gentamicin, linezolid, nafcillin or, in the case of SA-K2068, tetracycline.
The effects of subinhibitory concentrations of each inhibitor on MICs of selected pump substrates for strains expressing efflux-related MDR phenotypes are shown in Table 3. In general, all inhibitors reduced MICs by fourfold or more with the exception of SA-K1748, where norfloxacin susceptibility was minimally affected. As stated previously, norfloxacin resistance in this strain is not related to efflux but rather to a GrlA substitution (14). Differential effects were noted for some of the inhibitors; for example, with respect to the phenothiazines, fluphenazine, thioridazine, and prochlorperazine appeared most efficient in reducing the MICs of EtBr and TPP for SA-K1748 and SA-K2068.
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TABLE 3. Effects of inhibitors on susceptibilities of strains with MDR phenotypesa
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Checkerboard combination study results are shown in Table 4. The combination of norfloxacin, EtBr, or TPP with either prochlorperazine or trans(E)-flupentixol was either additive or synergistic against S. aureus strains with efflux-related MDR phenotypes.
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TABLE 4. Combination studies
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FIG. 2. Effects of inhibitors on substrate efflux of SA-1199B (data are means of duplicate experiments). The horizontal line indicates the concentration necessary to inhibit efflux by 50%. (A) Inhibition of ethidium efflux. , reserpine; , chlorpromazine; , fluphenazine; , thioridazine; , prochlorperazine; , cis(Z)-flupentixol; , trans(E)-flupentixol. (B) Inhibition of acriflavine and pyronin Y efflux. and , inhibition of acriflavine by prochlorperazine and reserpine, respectively; and , inhibition of pyronin Y by prochlorperazine and reserpine, respectively.
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50% inhibition of EtBr efflux were significantly lower than their respective MICs. The ratio of the IC50 for each compound to its MIC for SA-1199B ranged from a low of 0.04 (for thioridazine) to a high of 0.15 (for fluphenazine). Thus, for all phenothiazines and both flupentixol stereoisomers concentrations of significantly less than one-fourth the MIC reduced NorA-mediated EtBr efflux by at least half. Similar results were observed for the inhibition of EtBr efflux by prochlorperazine versus SA-K1748 and SA-K2068; the IC50-to-MIC ratio for this compound was 0.06 for both strains. However, the effect of prochlorperazine on acriflavine and pyronin Y efflux of SA-1199B was much less, with IC50-to-MIC ratios of 0.76 and 0.61, respectively.
Effects of inhibitors on
pH and 
.
At pH 7.0, the
pH of SA-1199B in CAMHB was +0.6 to +0.8 over the entire 20-min time course of the experiment (data not shown). The addition of reserpine or prochlorperazine had no effect, but the
pH was completely abolished by CCCP. The 
of SA-1199B in CAMHB was -148 ± 2 mV, and in the presence of prochlorperazine, reserpine, and CCCP 
was -105 ± 6, -158 ± 1, and 0 mV, respectively. For SA-K1712 the results were -146 ± 3 mV for CAMHB and -164 ± 1 mV for reserpine. At the concentrations employed, prochlorperazine, trans(E)-flupentixol, and CCCP reduced 
of SA-K1712 to zero.
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The search for candidate efflux pump inhibitors can be costly and time consuming. It makes reasonable sense to examine selected drugs already in clinical use as potential inhibitors. The pharmacokinetics and the toxicities of these compounds generally are known, obviating the need to determine these parameters. The choice of candidates may be difficult, but perhaps can be simplified by examining drugs for which some data already exist regarding additive or synergistic antibacterial effects when combined with compounds known to be efflux pump substrates, such as fluoroquinolones, tetracyclines, macrolides, or quaternary amine-containing antiseptic agents (39). Such data were available for the phenothiazines and thioxanthenes and prompted the present study (17-20, 40).
We found that phenothiazines and two geometric stereoisomers of the related thioxanthene class possessed some intrinsic antistaphylococcal activities, albeit at concentrations above those which are clinically achievable. This activity was unaffected by the presence of a variety of efflux-related phenotypes, indicating that these compounds are not substrates for the involved pumps themselves. We found some evidence of stereoselectivity, which was strain related, in that trans(E)-flupentixol was twofold more potent than the cis isomer against SA 8325-4 and its derivatives. There were no differences in the potencies of the flupentixol compounds versus SA-1199 or SA-1199B, and each was equipotent in inhibition of EtBr efflux in SA-1199B. The dissociation between the antibacterial and the anti-EtBr efflux effect (trans isomer equipotent or superior) and the neuroleptic effect (only present in the cis isomer) has been observed previously and is an important consideration in the possible design of more-potent inhibitors of the thioxanthene class (17).
More interesting than intrinsic antistaphylococcal activity was the fact that when combined at one-fourth their MICs with common efflux pump substrates all inhibitors augmented the antimicrobial activity of those substrates. The greatest effects in this regard were observed for EtBr and TPP, and the most potent inhibitors were fluphenazine, thioridazine, and prochlorperazine, especially against strains SA-K1748 and SA-K2068. Checkerboard testing verified the above observations in that an additive or synergistic effect was observed against all strains tested expressing efflux-related MDR phenotypes by combining prochlorperazine or trans(E)-flupentixol with pump substrates.
Thioridazine and prochlorperazine were the most potent of the tested compounds with respect to inhibition of NorA-mediated EtBr efflux, having IC50-to-MIC ratios of 0.04 and 0.06, respectively, indicating significant NorA inhibition at concentrations well below their respective MICs. Prochlorperazine was also an efficient inhibitor of EtBr efflux against SA-K1748 and SA-K2068, where its IC50-to-MIC ratio was also 0.06. However, a differential effect was observed when the effects of prochlorperazine on NorA-mediated efflux of acriflavine and pyronin Y were examined. IC50 values which were more than 10-fold higher than those determined for EtBr efflux were observed. This observation, when combined with the differential effect of some inhibitors on MICs of selected pump substrates (see above), suggests the possibility that these compounds may physically interact with the pumps themselves. There is evidence to support such a contention with respect to reserpine for the B. subtilis MDR efflux pump Bmr (2). Such an interaction may affect pump affinity for one substrate more than another, perhaps by altering a substrate recognition site, such that export proceeds with variable efficiency for different substrates. Clearly, more work needs to be done to determine if such a physical interaction actually occurs.
Unfortunately, the IC50 values of inhibitors for EtBr, acriflavine, and pyronin Y efflux are above those employed in clinical practice. Even so, prochlorperazine is of particular interest because of its reduced central nervous system toxicity compared to other phenothiazines and its current widespread clinical use as an antiemetic agent. Additionally, this drug has been shown to increase the retention of doxorubicin in tumor cells recovered from patients receiving both drugs concurrently (37, 38). However, peak prochlorperazine concentrations found in those patients were approximately half the determined IC50 for EtBr efflux mediated by NorA and the SA-K1748 and SA-K2068 efflux systems, and about 5% of the determined IC50 for NorA-mediated acriflavine and pyronin Y efflux. It is possible that for bacteria maximal pump inhibition is not required to achieve a beneficial effect in vivo. Animal studies examining this issue would seem to be in order. It is also possible that chemical modification of the prochlorperazine molecule could result in a compound with even less central nervous system toxicity than it currently has as well as improved inhibitory activity towards bacterial efflux pumps.
The equivalence of the 
in the absence of NorA (SA-K1712, -146 ± 3 mV) and in the presence of its overexpression (SA-1199B, -148 ± 2 mV) indicate that the function of this MDR pump does not interfere with the methodology employed for the determination of 
, despite TPP being a good NorA substrate. Our 
data suggest that, in addition to a possible direct interaction with pumps, depolarization of the cytoplasmic membrane by phenothiazines and thioxanthenes may also play a role in efflux pump inhibition. This activity can result in a decrease in the PMF, upon which most bacterial drug efflux pumps are dependent for their function. The degree of depolarization appears strain dependent, as demonstrated by the differences observed between SA-1199B and SA-K1712. The PMF is related to both 
and
pH in the following manner: PMF (in millivolts) = 
- 59
pH (at room temperature) (35). If
pH remains constant, and our determination in the presence of prochlorperazine and reserpine suggests that it does, the PMF of SA-1199B in the absence of prochlorperazine was -183 mV, and in its presence it was -140 mV. This modest (23%) PMF change could reduce the efficiency of NorA and other PMF-dependent pumps. The PMF calculation cannot be done for SA-K1712 with the available data, as
pH was not determined for that organism, but the total collapse of its 
in the presence of both prochlorperazine and trans(E)-flupentixol would result in a greater decrease in the PMF than that observed for SA-1199B.
If membrane depolarization were the main means of pump inhibition, it would be expected that the same, or at least similar, concentrations of prochlorperazine would inhibit the PMF-driven efflux of all substrates to a similar degree. This was not observed for SA-1199B, in which the IC50 of prochlorperazine for acriflavine and pyronin Y efflux was at least 10 times that observed for EtBr efflux. In addition, the fact that inhibitors had minimal effects on gentamicin MICs, which is dependent on 
for its transport, suggests that the depolarization effects, which are strain dependent, may be of secondary importance to another means of pump inhibition, such as a direct interaction of inhibitor and pump (5).
Our data indicate that reserpine does not affect pump function by decreasing the PMF. In fact, the 
of SA-1199B and SA-K1712 was increased in its presence while
pH remained constant, changes that would result in an increase in the PMF. The explanation for this observation is not clear but may be related, at least in part, to a broad inhibition of many pumps for which TPP is a substrate resulting in somewhat higher intracellular concentrations of the cation in the presence of the inhibitor and thus an increase in 
. The facts that prochlorperazine was equipotent to reserpine in the inhibition of EtBr efflux (for all efflux-related MDR strains) and more potent in the inhibition of acriflavine and pyronin Y efflux (for SA-1199B), combined with the observed opposite effects of these compounds on 
, are more evidence in favor of a direct interaction with the pumps being the main mechanism of action of these inhibitors.
Indirect effects on multiple cytoplasmic membrane-based processes could result from perturbations in 
. The phenothiazines and thioxanthene derivatives we investigated did have small effects on the MICs of antibiotics that are not pump substrates, which may be due to the changes in 
we observed. In fact, the 
effect may be the explanation, at least in part, for an earlier observation of a remarkable lowering of the methicillin MIC in a strain of methicillin-resistant S. aureus in the presence of subinhibitory concentrations of selected phenothiazines (19). It also has been shown that in the presence of chlorpromazine S. aureus cells undergo ultrastructural changes including abnormal cell walls, asymmetrical cell divisions, and the appearance of large mesosome-like structures intracellularly (16, 20). It is conceivable that processes associated with these structural changes could affect susceptibility to antibiotics that act either intracellularly or at bacterial surfaces. The test strains employed in this study were all susceptible to the nonpump substrates that we investigated. Had we employed additional strains for which starting MICs to these compounds were higher, a greater effect may have been observed. Further work along these lines is warranted.
It is clear that the mechanism by which phenothiazines and thioxanthenes inhibit the function of MDR efflux pumps is multifactorial, including perturbation of membrane energetics and possibly a direct interaction with the transporters themselves. It has been shown that a single amino acid change in human p-glycoprotein affects the inhibitory activity of both cis(Z)- and trans(E)-flupentixol, suggesting that these stereoisomers directly interact with that pump (4). Further work would be necessary to establish direct evidence that this occurs with bacterial efflux pumps. It also would be of great interest to determine whether or not these compounds can inhibit the activity of other bacterial drug transporters, such as the MexAB-OprM system of P. aeruginosa, or even ATP-dependent pumps, such as the macrolide efflux pump MsrA of Staphylococcus epidermidis and S. aureus. If so, structure-activity relationships for phenothiazines and thioxanthene derivatives, especially trans isomers of the latter compounds, would be a logical step toward finding a potent, and ultimately minimally toxic, broad-spectrum bacterial MDR efflux pump inhibitor. The evaluation of other drugs currently in clinical practice, such as selective serotonin reuptake inhibitors, which have been shown to possess some antimicrobial activity, as potential efflux pump inhibitors also seems reasonable (27, 29).
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pH in cells, organelles, and vesicles. Methods Enzymol. 55:547-569.[Medline]
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