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Antimicrobial Agents and Chemotherapy, May 2003, p. 1707-1713, Vol. 47, No. 5
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.5.1707-1713.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Differential Mutation Patterns in Thymidine Kinase and DNA Polymerase Genes of Herpes Simplex Virus Type 1 Clones Passaged in the Presence of Acyclovir or Penciclovir
Tatsuo Suzutani,1,2* Ken Ishioka,1 Erik De Clercq,3 Kei Ishibashi,1 Hisatoshi Kaneko,1 Toshihiko Kira,1 Koh-ichi Hashimoto,1 Masahiro Ogasawara,2 Katsuki Ohtani,2 Nobutaka Wakamiya,2 and Masayuki Saijo4
Department of Microbiology, Fukushima Medical University, Fukushima,1
Department of Microbiology, Asahikawa Medical College, Asahikawa,2
Department of Special Pathogen Laboratory, National Institute of Infectious Diseases, Tokyo, Japan,4
Rega Institute for Medical Research, B-3000 Leuven, Belgium3
Received 9 August 2002/
Returned for modification 17 October 2002/
Accepted 11 February 2003

ABSTRACT
A total of 21 clones of acyclovir (ACV)-resistant (ACV
r) herpes
simplex virus type 1 (HSV-1) and 23 clones of penciclovir (PCV)-resistant
(PCV
r) HSV-1, emerging during serial passages in the presence
of ACV or PCV, were isolated under conditions excluding contamination
of resistant mutants in the starting virus culture, and their
mutations in the thymidine kinase (TK) and DNA polymerase (DNA
Pol) genes were analyzed comparatively. Mutations in the TK
genes from ACV
r mutants consisted of 50% single nucleotide substitutions
and 50% frameshift mutations, while the corresponding figures
for the PCV
r mutants were 4 and 96%, respectively (
P < 0.001).
Eight of the 21 ACV
r clones, but none of the 23 PCV
r clones,
had mutations in DNA Pol. Only nucleotide substitution(s) could
be detected in the DNA Pol gene, as the gene is essential for
virus replication. Therefore, the results for the DNA Pol mutants
are concordant with those for the TK mutants in that a single
nucleotide substitution was commonly observed in the ACV
r, but
not in the PCV
r, mutants. These results clearly point to differential
mutation patterns between ACV
r and PCV
r HSV-1 clones.

INTRODUCTION
As the number of patients treated with acyclovir (ACV) has increased,
increasing numbers of ACV-resistant (ACV
r) herpes simplex virus
(HSV) and varicella-zoster virus strains have been isolated,
mainly from immunocompromised patients (
8). The selectivity
of ACV as an antiherpesvirus drug is based on its specific interaction
with virus-encoded enzymes, thymidine kinase (TK) and DNA polymerase
(DNA Pol). Therefore, the mechanisms responsible for ACV resistance
are mutations in the TK and/or DNA Pol polypeptides (
1). A previous
large-scale clinical study on ACV
r HSV strains isolated from
patients infected with human immunodeficiency virus indicated
that 96% of ACV
r HSV mutants were low producers of, or deficient
in, TK activity (TK
-), with 4% being TK mutants with an altered
substrate specificity. No DNA Pol mutants were isolated (
12).
It is generally believed that ACVr strains arise from naturally occurring mutations during DNA replication and are selected by ACV both in vitro (cell culture experiments) and in vivo (patients) (2). This hypothesis was formed from the following observations: (i) without exposure to ACV, approximately 0.3 to 20 ACVr mutants occur in 104 PFU of clinical HSV-1 isolates (11, 19, 26, 28) and of a laboratory strain grown from one plaque (2); (ii) ACVr isolates under ACV selective pressure represent only a small proportion of the viable virions in the original virus population (19); and (iii) no ACV mutagenic activity has been detected in previous studies (3, 30).
However, there is still a possibility that ACV does influence the development of ACVr strains during ACV treatment. To address the question of whether or not ACV induces mutation, we chose penciclovir (PCV), which is similar to ACV both in structure and in its need for phosphorylation by virus TK for its anti-HSV action, as a control drug and isolated a series of ACVr and PCV-resistant (PCVr) strains emerging during serial passages of HSV-1 in the presence of ACV or PCV. Sequencing of the TK and DNA Pol genes showed differential mutation patterns in the ACVr and PCVr isolates, suggesting that one, if not both, of the drugs had a differential effect on the generation of drug-resistant mutants.

MATERIALS AND METHODS
Cells and viruses.
A human osteosarcoma TK-deficient cell line, 143B/TK
-neo
R, was
kindly supplied by Riken Cell Bank, Tsukuba, Japan. Human embryo
lung (HEL) fibroblasts, Vero, and 143B/TK
-neo
R cells were cultivated
in Eagle's minimum essential medium (MEM) supplemented with
10% calf serum. The VR-3 strain of HSV-1 described previously
(
6) was obtained from the American Type Culture Collection,
Rockville, Md. This virus strain was plaque purified three times,
grown in HEL cells for less than three passages, and stored
in small portions at -80°C.
Isolation of drug-resistant viruses.
ACVr and PCVr HSV-1 strains were isolated by serial passage of the reference VR-3 strain in the presence of increasing concentrations of ACV or PCV, as follows. Twenty PFU of the VR-3 strain were inoculated onto HEL cell monolayers in 24-well culture plates. The infected cultures were incubated until the virus cytopathic effect reached a maximal level in a medium containing 0.1 µg of ACV/ml or 0.05 µg of PCV/ml, and the concentration of the drug was increased to 0.1, 0.2, 0.5, 1.0, 2.0, and 5.0 µg/ml with each subsequent passage of the virus in HEL cells at a multiplicity of infection (MOI) of 0.01 to 0.1 PFU per cell. After a final passage in 5 µg of ACV or PCV/ml, each virus population emerging from the independent cultures was serially diluted, inoculated onto HEL cell monolayers in 24-well culture plates, and cultivated in MEM supplemented with 2% calf serum and 0.5% (wt/vol) methyl cellulose (Nakalai Tesque, Kyoto, Japan) for 2 days. One plaque was picked from each independent virus population, and then two rounds of plaque purification were performed. As a result, 21 clones of ACVr mutants and 23 clones of PCVr mutants were obtained. Each clone was grown in HEL cells and stored in small aliquots at -80°C.
To determine the variations in drug susceptibilities of the VR-3 clones after serial passages, 16 VR-3 clones were isolated by using the same protocol as that used for the isolation of drug-resistant virus, except that a drug-free medium was used. Briefly, after seven passages in HEL cells at a MOI of 0.01 to 0.1 PFU per cell, 16 VR-3 clones were isolated and then purified by two rounds of plaque purification.
Plaque reduction assay.
The susceptibilities of virus clones to antiherpesvirus compounds were assayed with a 50% plaque reduction assay in Vero cells, as described previously (31).
TK assay.
Confluent 143B/TK-neoR cell monolayers in 24-well tissue culture plates were either mock infected or infected with HSV-1 clones at a MOI of 1 PFU per cell. After incubation for 8 h, the cells were harvested by trypsinization, washed once with MEM, and suspended in 0.2 ml of 200 mM Tris-HCl, pH 7.4. The cells were disrupted by sonication, and the supernatant was collected after centrifugation at 10,000 x g for 10 min at 4°C. TK activity was determined by a previously described method by using [methyl-3H]thymidine as the substrate (14).
DNA sequencing.
The nucleotide sequences of the TK and DNA Pol genes of the HSV-1 isolates were determined by a PCR-directed sequencing method. Briefly, the double-stranded DNA templates for sequencing reactions were prepared by PCR by using oligonucleotide sets S1 and S6 for the TK gene, as described previously (29), and Pol-1 and Pol-R1 for the DNA Pol gene. The sequence of Pol-1 was 5'-ATCCGCCAGACAAACAAGGCCCTT (positions 62655 to 62678 of the HSV-1 DNA sequence) (17), and that of Pol-R1 was 5'-GGCTCATAGACCGGATGCTCAC (positions 66694 to 66673). PCR for the TK gene was performed with 100 µl of reaction mixture by using an Expand Hi-Fi PCR system (Roche Molecular Biochemicals, Mannheim, Germany). Initial denaturation was at 94°C for 2 min followed by 10 cycles of denaturation (20 s at 94°C), annealing (1 min at 54°C), and extension (1 min and 30 s at 72°C) and then 20 cycles of denaturation, annealing, and extension (1 min and 30 s plus 5 s/cycle extension at 72°C), with an additional 20 min at 72°C after the last cycle. PCR for the DNA Pol gene was carried out with 100 µl of reaction mixture containing 0.5 M GC-rich solution (GC-rich PCR system; Roche Molecular Biochemicals). Initial denaturation was at 94°C for 2 min followed by 10 cycles of denaturation (30 s at 95°C), annealing (1 min at 55°C), and extension (5 min at 68°C) and then 20 cycles of denaturation, annealing, and extension (5 min plus 5 s/cycle extension at 68°C), with an additional 20 min at 68°C after the last cycle. The 1,332-bp and 4,039-bp PCR products from the TK and DNA Pol genes, respectively, were purified with a QIAquick PCR purification kit (Qiagen, Hilden, Germany) and used as templates for DNA sequencing. Sequencing was performed by using a cycle sequencing method with a commercial kit (BigDye; Applied Biosystems, Foster City, Calif.) for both strands of the genes and 7 or 19 oligonucleotide primers for the TK or DNA Pol gene, respectively (17). Identified mutations were confirmed by using different PCR products as templates.
Nucleotide sequence accession numbers.
The nucleotide sequences of the TK and DNA Pol genes from the VR-3 strain have been submitted to the DDBJ database and have been assigned the accession numbers AB009254 and AB072389, respectively.

RESULTS
Establishment of experimental design.
In general, most mutations occur during DNA synthesis as mistakes
by DNA Pol. Therefore, replication of the virus must be standardized
through HSV-1 passages in the presence of ACV and PCV for the
analysis of mutations in virus genes. The 50% inhibitory concentrations
(IC
50s) of ACV and PCV for the VR-3 strain in HEL cells were
0.6 and 0.4 µg/ml, respectively, and the HSV-1 yields
were almost equal, 10 to 30% of the control culture, in 0.1
µg of ACV/ml and 0.05 µg of PCV/ml. Therefore, we
started HSV-1 passaging from 0.1 µg of ACV/ml and 0.05
µg of PCV/ml, and the concentrations of the drugs were
increased about twofold with each subsequent passage to 5 µg/ml
for both ACV and PCV.
To make a standard for judging clones derived from the VR-3 strain, the susceptibilities to antiherpesvirus compounds of 16 wild-type clones, which had been isolated from the VR-3 population by using the same protocol as that used for the ACVr and PCVr clones except that passaging was carried out in a drug-free medium, were determined in Vero cells (Fig. 1). The difference in the IC50s for the wild-type clones was greatest in the case of cidofovir (CDV) and smallest in the case of foscarnet (FOS). The criterion for judging resistance to each drug was set at the average IC50 of the drug for the VR-3 strain + 2 standard deviations (SD). IC50s indicating resistance were as follows: ACV, >1.87 µg/ml; PCV, >5.75 µg/ml; ganciclovir (GCV), >0.58 µg/ml; vidarabine (ara-A), >47.6 µg/ml; FOS, >77.6 µg/ml; and CDV, >2.05 µg/ml.
Genotypic and phenotypic characterization of the ACVr HSV-1 clones.
We isolated 21 ACV
r VR-3 clones from 24 independent cultures
passaged in the presence of increasing concentrations of ACV.
The presence of mutation(s) in the TK and DNA Pol genes of these
ACV
r clones was then determined (Table
1; Fig.
2). Seven clones,
categorized as group A, had a single nucleotide deletion or
insertion in the 7-G or 6-C homopolymer nucleotide stretch known
to be a mutation hot spot (
15,
27), and six clones (group B)
had a single nucleotide substitution resulting in an amino acid
change in the TK gene. These clones carried the wild-type DNA
Pol gene and were resistant to all tested deoxyguanosine analogs,
ACV, PCV, and GCV, except for clone 20, which showed sensitivity
to GCV (Fig.
3). In three clones (group C), mutations were observed
solely in the DNA Pol gene. These clones were resistant to ACV
but sensitive or marginally resistant to PCV and GCV. Five mutants,
classified as group D, possessed mutations in both TK and DNA
Pol genes; thus, it was difficult to identify which mutation
was responsible for their drug resistance. The susceptibilities
of the ACV
r mutants to drugs that do not require viral TK activity
for their antiherpes activity, such as ara-A, FOS, and CDV,
were also determined (Fig.
4). All clones encoding wild-type
DNA Pol showed sensitivity to these compounds (data not shown),
while all DNA Pol mutants were CDV sensitive but resistant to
FOS, though variations in the degrees of resistance were observed.
Three of the mutations in the DNA Pol gene, L702H, A719V, and
G841C, were observed in the region conserved between the herpesvirus
DNA Pol genes (Fig.
2B). The mutation A719V was observed in
three clones, and I922N was observed in two clones. We started
virus passages from 20 PFU of stock virus in each culture, and
the same mutations were identified in two or three of the 21
ACV
r mutants, indicating that if the mutants existed in the
stock virus population, two or three clones in 420 PFU (20 PFU
x 21 cultures) of stock virus should carry the mutation. To
clarify this possibility, 4
x 10
4 PFU of stock virus were tested
to see whether they could form plaques in 80 µg of FOS/ml,
which was the criterion for a FOS-resistant virus in this study.
The results suggested that the mutations were introduced into
the DNA Pol gene during passages in the presence of ACV, as
no clones in 4
x 10
4 PFU of stock virus population were detected
as FOS resistant (data not shown). The mutation in the ACV
r clone 15 consisted of six nucleotide changes from C to T at
every other nucleotide from positions 2739 to 2749, resulting
in three amino acid substitutions, SRA to LCV, at positions
914 to 916. To clarify whether these six nucleotide substitutions
had been accumulated over six passages in ACV or had been induced
as a single event, we tried to isolate the ACV
r mutants from
the virus stocks of earlier passages. ACV
r mutants were observed
and isolated from among 10
4 virions after the third passage,
when virus was cultured in 0.5 µg of ACV/ml, but not before
the second passage, when virus was cultured in 0.2 µg
of ACV/ml. The mutant isolated after the third passage carried
a mutant DNA Pol gene identical to that of ACV
r clone 15, isolated
after the sixth passage, when 5 µg of ACV/ml was used.
This finding indicated that the six nucleotide substitutions
were introduced over the course of at least three passages.
Genotypic and phenotypic characterization of HSV-1 PCVr clones.
Twenty-three PCV
r HSV-1 clones were isolated from the VR-3 strain
by using the same method as that employed for the isolation
of the ACV
r mutants, except that the initial concentration of
PCV was 0.05 µg/ml. Twenty-two clones had a single nucleotide
deletion or insertion in the G or C homopolymer nucleotide stretch,
and just one clone had a single nucleotide substitution (Table
2; Fig.
2). No mutations in the DNA Pol genes of the 23 PCV
r clones were observed. All PCV
r mutants were highly resistant
to the deoxyguanosine analogs, ACV, PCV, and GCV (Fig.
3B),
but sensitive to ara-A, FOS, and CDV (data not shown).

DISCUSSION
A low level of replication error is typically associated with
DNA synthesis and, in the case of herpesviruses, occasionally
introduces a single base mutation into the TK and/or DNA Pol
genes, thus resulting in drug resistance in the viruses. This
naturally occurring mutation is thought to be a major cause
of drug-resistant viruses, and its frequency is estimated at
a few virions per 10
4 PFU, though some variations in frequencies
have been observed between HSV-1 and HSV-2 and their associated
strains (
11,
19,
26,
28). On the other hand, the majority of
ACV
r HSVs have been reported to occur in immunocompromised patients
undergoing a prolonged course of ACV chemotherapy (mean duration,
43.5 days) in clinical studies (
18). It is likely that a long
period is necessary for the selection of ACV
r during ACV therapy,
but that ACV
r mutant induction can occur during prolonged ACV
therapy is undeniable. Therefore, we analyzed the influence
of ACV and PCV on the induction of virus mutation while taking
the following points into consideration. (i) To prevent contamination
of spontaneous ACV
r and PCV
r mutants in the starting material,
the passages of the HSV-1 VR-3 strain were started with 20 PFU
of stock virus in this experiment. Less than 5 PFU of ACV
r mutants
existed in 10
4 PFU of our virus stock (data not shown); therefore,
contamination of ACV
r mutants was less than 1%. (ii) To estimate
the influence of ACV on virus mutation, we compared it with
that of PCV, which is analogous to ACV both in structure and
in its need for virus TK for antiviral activity.
The differences in the mutations observed between ACVr and PCVr isolates were well beyond our expectations. Mutations in the TK genes from ACVr mutants consisted of 50% single nucleotide substitutions and 50% frameshift mutations, while the corresponding figures for TK gene mutations in the PCVr mutants were 4 and 96%, respectively (Fisher's exact test; P < 0.001). All the ACVr and PCVr clones in which resistance was caused by a mutation in the TK gene were cross resistant to PCV and ACV, respectively (Fig. 3). Thus, the differences in mutations were attributed to differences in the mutagenic effects of ACV and PCV on replicating DNA rather than to differences in the selection of spontaneous mutants by ACV or PCV during the virus passages. In the case of the DNA Pol gene, only nucleotide substitutions, not frameshift mutations, are compatible with survival as the gene is essential for virus replication. DNA Pol mutations were observed in 8 of 21 ACVr clones but not in the 23 PCVr clones. This result was in accord with TK gene mutation results, where ACVr mutants, unlike PCVr mutants, showed a high frequency of single nucleotide substitutions. The major reason for the absence of DNA Pol mutations in PCVr clones was that DNA Pol mutations never confer more than a three- to fourfold increase in resistance to PCV, as previously described and as shown in this study (Fig. 3A) (20).
Except in the R220H TK mutant, we could not detect TK activity. However, some ACVr TK- mutants showed susceptibility or a lower resistance to PCV (clones 12 and 20), indicating that these mutant TKs might express low-level TK activity and phosphorylate PCV to PCV monophosphate. PCV has an affinity for HSV-1 TK that is 100 times higher than that of ACV (the K[infi]i values for PCV and ACV are 1.5 and 173 µM, respectively [5, 16, 34]), resulting in a pool of PCV-triphosphate that is approximately 200-fold larger than that of ACV-triphosphate in HSV-infected cells (34, 35). Thus, mutations in the TK gene which lead to a complete loss of PCV phosphorylation activity were required for PCVr.
Several groups have published the nucleotide sequences of mutant TK and DNA Pol genes obtained from ACVr strains from both cell culture experiments and patients. We chose two studies reporting sequencing of a relatively large number of mutant TK genes of ACVr HSV-1 and compared their results with ours (Fig. 5). Saijo et al. analyzed 24 mutant clones isolated in vitro from a high titer of stock virus; thus, most clones had emerged by spontaneous mutation and had been selected by ACV (24). The paper published by Gaudreau et al. described the genotypic characterization of 22 ACVr HSV-1 isolates from immunocompromised patients, which would be a mixture of ACV-induced and ACV-selected TK mutants (10). The frequencies of single nucleotide substitutions and frameshift mutations observed in these three studies were almost identical, meaning that PCV influenced the mutation pattern to induce frameshift in the TK gene more than ACV did.
Recently, Sarisky et al. reported the characteristics of ACV
r and PCV
r HSV strains (
25). They isolated 14 ACV
r clones and
12 PCV
r clones of the HSV-1 SC-16 strain and 8 ACV
r clones and
9 PCV
r clones of the HSV-2 SB5 strain in vitro by serial passage
of the virus in the presence of increasing concentrations of
ACV and PCV, respectively, and then characterized them. Surprisingly,
their conclusions were the opposite of ours; that is, ACV
r isolates
commonly showed frameshift mutations while PCV
r isolates contained
mostly nucleotide substitutions in their TK genes. This discrepancy
may result from differences in the conditions under which the
mutations arose in the TK genes. In the present study, drug-resistant
mutants emerged in the presence of the drug during passages
with a limited number of virions as the starting material, while
in the previous study, the drug-resistant isolates originated
from spontaneous mutants preexisting in 7
x 10
4 PFU of the virus
population. Over half of the isolates in the previous study
possessed multiple mutations, with a maximum of six mutations
in the TK gene from one clone, indicating that the mutants had
been developing and accumulating in the virus population during
several passages prior to analysis and were selected and isolated
from that population as drug resistant.
We could not clarify the molecular mechanism for the differences in the effects of ACV and PCV on mutation, but differences in the modes of inhibition of DNA synthesis between these compounds might be the key point. ACV monophosphate is incorporated into the 3' end of replicating DNA by viral DNA Pol as a chain terminator and inhibits further DNA chain elongation in both infected cells and in vitro enzymatic studies (4, 9). An in vitro study with purified DNA Pol showed that PCV also acts as chain terminator, but no study has described how PCV inhibits DNA synthesis in herpesvirus-infected cells (7). There is a possibility that PCV is incorporated into replicating DNA internally in infected cells, because (i) PCV possesses a hydroxy group in its side chain, like GCV, which can form phosphodiester linkages in DNA, and (ii) GCV can be efficiently incorporated into DNA in mammalian cells expressing HSV-1 TK, though the drug inhibits DNA elongation due to chain termination in vitro (13, 21-23, 33). Many-sided studies are required to understand the mechanisms for the effects of PCV on both the inhibition of DNA synthesis and the induction of frameshifts (32).

ACKNOWLEDGMENTS
We thank Yukihiro Nishiyama (Nagoya University School of Medicine,
Japan) and Seiji Yasumura (Fukushima Medical University, Japan)
for their helpful comments.

FOOTNOTES
* Corresponding author. Mailing address: Department of Microbiology, Fukushima Medical University, Hikarigaoka 1, Fukushima 960-1295, Japan. Phone: 81-24-548-2111. Fax: 81-24-548-5072. E-mail:
suzutani{at}fmu.ac.jp.


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Antimicrobial Agents and Chemotherapy, May 2003, p. 1707-1713, Vol. 47, No. 5
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.5.1707-1713.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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