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Antimicrobial Agents and Chemotherapy, June 2003, p. 1875-1881, Vol. 47, No. 6
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.6.1875-1881.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Antimicrobial Resistance in Haemophilus influenzae and Moraxella catarrhalis Respiratory Tract Isolates: Results of the Canadian Respiratory Organism Susceptibility Study, 1997 to 2002
George G. Zhanel,1,2,3 Lorraine Palatnick,3 Kimberly A. Nichol,1,3 Don E. Low,4 The CROSS Study Group, and Daryl J. Hoban1,3*
Department of Medical Microbiology, Faculty of Medicine, University of Manitoba,1
Departments of Medicine,2
Clinical Microbiology, Health Sciences Centre, Winnipeg, Manitoba,3
Mount Sinai Hospital, Toronto, Ontario, Canada4
Received 30 September 2002/
Returned for modification 11 February 2003/
Accepted 8 March 2003

ABSTRACT
A total of 7,566 unique patient isolates of
Haemophilus influenzae and 2,314 unique patient isolates of
Moraxella catarrhalis were
collected between October 1997 and June 2002 from 25 medical
centers in 9 of the 10 Canadian provinces. Among the 7,566
H. influenzae isolates, 22.5% produced ß-lactamase, while
92.4% of the 2,314
M. catarrhalis isolates produced ß-lactamase.
The incidence of ß-lactamase-producing
H. influenzae isolates decreased significantly over the 5-year study period,
from 24.2% in 1997-1998 to 18.6% in 2001-2002 (
P < 0.01).
The incidence of ß-lactamase-producing
M. catarrhalis isolates did not change over the study period. The overall rates
of resistance to amoxicillin and amoxicillin-clavulanate for
H. influenzae were 19.3 and 0.1%, respectively. The rank order
of cephalosporin activity based on the MICs at which 90% of
isolates were inhibited (MIC
90s) was cefotaxime > cefixime
> cefuroxime > cefprozil > cefaclor. On the basis of
the MICs, azithromycin was more active than clarithromycin (14-OH
clarithromycin was not tested); however, on the basis of the
NCCLS breakpoints, resistance rates were 2.1 and 1.6%, respectively.
Rates of resistance to other agents were as follows: doxycycline,
1.5%; trimethoprim-sulfamethoxazole, 14.2%; and chloramphenicol,
0.2%. All fluoroquinolones tested, including the investigational
fluoroquinolones BMS284756 (garenoxacin) and ABT-492, displayed
potent activities against
H. influenzae, with MIC
90s of ≤0.03
µg/ml. The MIC
90s of the investigational ketolides telithromycin
and ABT-773 were 2 and 4 µg/ml, respectively, and the
MIC
90 of the investigational glycylcycline GAR-936 (tigecycline)
was 4 µg/ml. Among the
M. catarrhalis isolates tested,
the resistance rates derived by using the NCCLS breakpoint criteria
for
H. influenzae were <1% for all antibiotics tested except
trimethoprim-sulfamethoxazole (1.5%). In summary, the incidence
of ß-lactamase-positive
H. influenzae strains in Canada
is decreasing (18.6% in 2001-2002), while the incidence of ß-lactamase-positive
M. catarrhalis strains has remained constant (90.0% in 2001-2002).

INTRODUCTION
Haemophilus influenzae and
Moraxella catarrhalis are recognized
as important causes of community-acquired respiratory infections,
including community-acquired pneumonia, acute exacerbations
of chronic bronchitis, acute sinusitis, and acute otitis media
(
1,
5,
9,
13,
14,
22). Due to the extensive use of the protein-conjugated
type b capsular polysaccharide vaccine in developed countries,
H. influenzae infections are caused by non-type b strains (
7,
8,
10,
23). As community-acquired respiratory tract infections
are treated empirically (with no knowledge of the antibiotic
susceptibilities of a specific isolate from a patient), knowledge
of present and local resistance rates is essential in determining
effective therapy (
1,
14). Ongoing systematic surveillance studies
provide clinicians with knowledge of these resistance rates,
allowing determination of the optimal treatment.
In a study conducted in 1997 and 1998 (23), we described the prevalences of ß-lactamase-producing H. influenzae and M. catarrhalis isolates to be 24.0 and 94.2%, respectively. The present report describes the results of an ongoing annual study, the Canadian Respiratory Organism Susceptibility Study (CROSS) (22, 23). This study included isolates from 25 medical centers from all regions of Canada that participated from 1997 to 2002 inclusive. The purpose of this study was to assess the incidence of ß-lactamase production in H. influenzae and M. catarrhalis isolates over a 5-year study period. In addition, the activities of 25 antimicrobials against these isolates were assessed.

MATERIALS AND METHODS
Between October 1997 and June 2002, a total of 7,566 unique
patient isolates of
H. influenzae and 2,314 unique patient isolates
of
M. catarrhalis were collected from 25 medical centers in
major population centers in 9 of the 10 Canadian provinces.
Each study site was asked to collect and submit 100
H. influenzae isolates and 30
M. catarrhalis isolates per year (one isolate
per patient). All isolates were deemed to be significant by
individual laboratory protocols and were collected from respiratory
tract specimens only (
22,
23). Organisms from each center were
identified as
H. influenzae by the criteria used at the local
site and, where necessary, were further identified by the coordinating
laboratory (Health Sciences Centre, Winnipeg, Manioba, Canada)
by standard methodologies such as colonial morphology, Gram
staining characteristics, and X- and V-factor requirements.
Similarly, colonial morphology, Gram staining characteristics,
as well as oxidase and DNase production were used by the coordinating
laboratory to confirm the identity of each
M. catarrhalis isolate.
All isolates were sent to the coordinating laboratory on Amies
semisolid transport medium containing charcoal (Difco Laboratories,
Detroit, Mich.). Each isolate was then stocked in skim milk
and stored at -70°C in preparation for antibiotic susceptibility
testing. Production of ß-lactamase was assessed by
use of a cefinase disk test (Becton Dickinson Microbiology Systems,
Cockeysville, Md.). Twenty-five antimicrobial agents (amoxicillin,
amoxicillin-clavulanate, cefotaxime, cefuroxime, cefaclor, cefprozil,
cefixime, imipenem, azithromycin, clarithromycin, telithromycin,
doxycycline, trimethoprim-sulfamethoxazole [TMP-SMX], ciprofloxacin,
levofloxacin, gatifloxacin, moxifloxacin, gemifloxacin, chloramphenicol,
linezolid, ertapenem, ABT-773, ABT-492, BMS284756 [garenoxacin],
and GAR-936 [tigecycline]) were obtained as laboratory-grade
powders from the respective manufacturers. Stock solutions were
prepared and dilutions were made by the National Committee for
Clinical Laboratory Standards (NCCLS) method (
15,
16). Following
two subcultures from frozen stocks, antimicrobial susceptibilities
were determined by the NCCLS-approved broth microdilution method
(
15,
16). The plates were incubated in ambient air at 35°C
for 24 h prior to reading of the results. MICs were interpreted
by using NCCLS breakpoints (
16), and colony counts were determined
periodically to confirm the inocula. Quality control was ensured
by using appropriate quality control organisms from the American
Type Culture Collection.

RESULTS
The demographics of the patients whose isolates were used in
CROSS are described in Table
1. The numbers of
H. influenzae and
M. catarrhalis isolates recovered from respiratory sources
varied from 1,107 to 2,166 and 341 to 643 isolates per year,
respectively, over the 5-year study period. In each year of
the study, ≥90% of the isolates were isolated from sputum
specimens, bronchoalveolar lavage specimens, or endotracheal
secretions. Approximately 55 to 61% and 39 to 45% of the isolates
were obtained from inpatients and outpatients, respectively,
and approximately 40 and 60% of the isolates submitted were
from females and males, respectively. The breakdowns of the
isolates submitted by age group were approximately 22 to 24%
from individuals ≤16 years of age, 33 to 39% from individuals
17 to 64 years of age, and 38 to 43% from individuals ≥65
years of age. Table
1 indicates that the demographics of the
patients from whom isolates were recovered did not change over
the 5-year study period.
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TABLE 1. Isolation of H. influenzae and M. catarrhalis from 1997 to 2002 by specimen source, service, gender, and age
|
Table
2 describes the incidence of ß-lactamase-producing
H. influenzae and
M. catarrhalis isolates over the 5-year study
period. Among the collection of 7,566
H. influenzae isolates,
22.5% were ß-lactamase positive, while 92.4% of the
2,314
M. catarrhalis isolates were ß-lactamase positive.
The incidence of ß-lactamase-producing
H. influenzae isolates decreased significantly over the 5-year study period,
from 24.2% in 1997-1998 to 18.6% in 2001-2002 (
P < 0.01).
In contrast, the incidence of ß-lactamase-producing
M. catarrhalis isolates did not change over the same period
(94.0% in 1997-1998 to 90.0% in 2001-2002;
P = 0.75). Table
2 also compares the incidence of ß-lactamase-producing
H. influenzae and
M. catarrhalis isolates by province or region
of Canada. The major observation arising from these data was
that considerable variation in the prevalence of ß-lactamase-producing
H. influenzae and
M. catarrhalis isolates occurred both within
and between each province or region in any given year. General
trends were also noted, including the observation that the incidence
of ß-lactamase-producing
H. influenzae isolates declined
in all regions of the country over the 5-year study period.
In addition, the incidence of ß-lactamase-producing
M. catarrhalis isolates remained relatively unchanged in all
regions of the country throughout the study period.
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TABLE 2. Incidence of ß-lactamase production by H. influenzae and M. catarrhalis isolates collected across Canada from 1997 to 2002
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The in vitro activities of 25 antibiotics against 7,566
H. influenzae isolates are presented in Table
3. The overall rates of resistance
to amoxicillin and amoxicillin-clavulanate for
H. influenzae were 19.3 and 0.1%, respectively. The proportions of strains
found to be ß-lactamase negative but amoxicillin resistant
(BLNAR) and ß-lactamase positive and amoxicilin-clavulanate
resistant (BLPACR) were 0.1 and 0.2%, respectively. The rank
order of cephalosporin activity on the basis of the MICs at
which 90% of isolates are inhibited (MIC
90s) was cefotaxime
> cefixime > cefuroxime > cefprozil > cefaclor.
On the basis of the present NCCLS breakpoints, the overall proportions
of isolates found to be resistant to cefotaxime, cefixime, cefuroxime,
cefprozil, and cefaclor were 0.2, 0.3, 0.5, 1.0, and 7.1%, respectively.
No imipenem-resistant strains were isolated. On the basis of
the MICs, azithromycin was more active than clarithromycin (14-OH
clarithromycin was not tested); however, on the basis of the
NCCLS breakpoints, resistance rates were 2.1 and 1.6%, respectively.
Rates of resistance to other agents were as follows: doxycycline,
1.5%; TMP-SMX, 14.2%; and chloramphenicol, 0.2%. All fluoroquinolones
tested, including the investigational fluoroquinolones BMS284756
(garenoxacin) and ABT-492, displayed potent activities against
the
H. influenzae isolates, with MIC
90s of ≤0.03 µg/ml.
The MIC
90s of the investigational ketolides telithromycin and
ABT-773 were 2 and 4 µg/ml, respectively. Linezolid demonstrated
limited activity, and the MIC
90 of the investigational glycylcycline
GAR-936 (tigecycline) was 4 µg/ml. The distributions of
the MICs of selected antibiotics for
H. influenzae are displayed
in Table
4. As can be observed, a shift to the left in the MIC
(a decrease in the MIC) of amoxicillin concurs with the finding
that the incidence of ß-lactamase-producing
H. influenzae is decreasing. No other MIC shift patterns were observed.
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TABLE 3. Antibiotic susceptibilities of 7,566 H. influenzae isolatesa stratified by the presence or absence of ß-lactamase production
|
For
M. catarrhalis, the rates of resistance derived by using
the NCCLS breakpoint criteria for
H. influenzae were <1%
for all antibiotics tested except amoxicillin and TMP-SMX (1.5%)
(Table
5). No strains were found to be resistant to amoxicillin-clavulanate.
The rank order of the activities of the cephalosporins on the
basis of the MIC
90s was cefotaxime = cefixime > cefuroxime
= cefprozil > cefaclor. On the basis of present NCCLS breakpoints
for
H. influenzae, the overall proportions of isolates found
to be resistant to cefotaxime, cefixime, cefuroxime, cefprozil,
and cefaclor were 0, 0, 0.3, 0.2, and 0.5%, respectively. No
imipenem-resistant strains were isolated. On the basis of the
MICs, azithromycin and clarithromycin (14-OH clarithromycin
was not tested) were equipotent, and no resistant strains were
isolated. The rates of resistance to the other agents tested
were as follows: doxycycline, 0.2%; TMP-SMX, 1.5%; and chloramphenicol,
0%. All fluoroquinolones tested, including the investigational
fluoroquinolones BMS284756 (garenoxacin) and ABT-492, displayed
potent activities against
M. catarrhalis, with MIC
90s of ≤0.06
µg/ml. The MIC
90s of the investigational ketolides telithromycin
and ABT-773 were 0.12 µg/ml. Linezolid demonstrated moderate
activity, and the MIC
90 of the investigational glycylcycline
GAR-936 (tigecycline) was 0.5 µg/ml.

DISCUSSION
CROSS is an ongoing longitudinal surveillance program that studies
the incidence of antibiotic resistance in respiratory pathogens
across all regions of Canada (
22,
23). As such, it represents
a unique opportunity for comparison of rates of antibiotic resistance
among isolates from various geographically distributed medical
centers, among isolates from patients with different demographic
profiles, and by antimicrobial class. From 1997 to 2002, the
same 25 medical centers participated in this study. Each year,
large numbers of respiratory tract isolates of
H. influenzae (1,107 to 2,166) and
M. catarrhalis (341 to 643) were isolated
and collected during the same time of year (during the winter
months). Over the 5-year study period, study demographics remained
constant; the specimen type was primarily sputum specimens,
bronchoalveolar lavage specimens, and endotracheal secretions.
The service breakdown was approximately 55 to 61% inpatients
and 39 to 45% outpatients, while the gender breakdown was approximately
40 to 41% female and 59 to 60% male. Breakdown of isolates by
patient age was approximately as follows: ≤16 years of age,
20%; 17 to 64 years of age, 40%; and ≥65 years of age, 40%
(Table
1).
This study shows that the incidence of ß-lactamase-producing H. influenzae decreased from 24.2% in 1997-1998 to 18.6% in 2001-2002 (Table 2). This finding was confirmed with a shift to the left in the MICs of amoxicillin (Table 4). Previously published studies that have assessed the prevalence of ß-lactamase-producing H. influenzae in Canada have reported prevalences of 31.3% (1997), 28.4% (1992-1993), 26.0% (1991), and 16.9% (1985 to 1987) (8, 10, 17, 19, 23). Numerous studies assessing the prevalence of ß-lactamase-producing H. influenzae isolates in the United States have also been published (7, 8, 10-12, 18). A 1994-1995 study examining the prevalence of ß-lactamase-positive H. influenzae isolates among 1,537 clinical isolates obtained from 30 medical centers in the United States reported a prevalence of 36.4% (7). Doern et al. (8) studied the prevalence of ß-lactamase-producing H. influenzae isolates in the United States in 1997 as part of the SENTRY program, and they reported a prevalence of 34.2%. Doern et al. (8) further commented that the incidence of ß-lactamase-producing H. influenzae strains in North America had leveled off at approximately 30%. In this study, we report that the incidence of ß-lactamase-positive H. influenzae isolates is declining in Canada. One reason why this may be occurring is that Canadian clinicians in outpatient practice are using fewer oral ß-lactams, such as penicillin, amoxicillin, cephalosporins, and amoxicillin-clavulanate, and are preferentially prescribing more new macrolides, such as azithromycin and clarithromycin, and fluoroquinolones, such as ciprofloxacin, levofloxacin, gatifloxacin, and moxifloxacin (3).
As in previous studies, we noticed a marked variation in the prevalence of ß-lactamase-producing H. influenzae isolates per province or region from year to year (Table 2). This underscores the importance of performing ongoing surveillance studies on an annual basis so as not to overreact to an increase or a decrease in resistance rates over a 1-year period. It is only through systematic, annual, and ongoing surveillance that one can truly assess the patterns of resistance over time and understand the impacts of interventions on antibiotic resistance rates. Although regional variation occurred, some general patterns were observed. This included the observation that the highest prevalence of ß-lactamase-producing H. influenzae isolates occurred in the Maritime provinces and Quebec, while the lowest prevalence of ß-lactamase-producing H. influenzae isolates occurred in western Canada.
The proportions of strains found to be BLNAR and BLPACR were 0.1 and 0.2%, respectively (Table 3). Doern et al. (7) have also previously reported a low prevalence of BLNAR (2.5%) and BLPACR (1.1%) strains, and it appears that the incidence of these isolates is not increasing in North America. Although some have questioned the clinical predictive value of the MICs of oral cephalosporins used to treat localized respiratory tract infections caused by H. influenzae (4), the most active cephalosporins included cefotaxime, cefixime, cefuroxime, and cefprozil, with the rate resistance to cefaclor being 7.1%. Among the new macrolides, the rates of resistance to azithromycin and clarithromycin were 2.1 and 1.6%, respectively. The rates of resistance to the other agents were relatively low, with the rates of resistance to doxycycline, TMP-SMX, and chloramphenicol being 1.5, 14.2, and 0.2%, respectively (Table 3). These rates did not change over the 5-year study period. As would be expected (24), all of the fluoroquinolones consistently possessed excellent activities against H. influenzae. In fact, only one fluoroquinolone-resistant H. influenzae strain was isolated over the 5-year study period.
The prevalence of ß-lactamase-producing M. catarrhalis isolates was 92.4% and did not change over the study period (Table 2). This is consistent with the findings of other North American surveillance studies that have assessed the prevalence of ß-lactamase-producing M. catarrhalis isolates (6, 10, 12, 18, 20, 23), including the SENTRY study, which reported prevalences of ß-lactamase-positive M. catarrhalis isolates of 92.0% in the United States and 92.2% in Canada (8). As with H. influenzae, significant year-to-year variations in resistance were observed between provinces or regions, again emphasizing the importance of annual ongoing surveillance to assess long-term patterns of resistance. With the exception of TMP-SMX (resistance rate, 1.5%), the rates resistance of M. catarrhalis isolates to antibiotics other than amoxicillin were very low (Table 5). As reported previously (8), many ß-lactamase-producing M. catarrhalis strains display only low-level resistance to amoxicillin, likely because of low-level expression of the BRO-2 enzyme (2, 20, 21).
In conclusion, the mean prevalence of ß-lactamase-producing H. influenzae isolates was 22.5% over the study period and decreased significantly from 24.2 to 18.6% over the 5 years. The mean prevalence of ß-lactamase-producing M. catarrhalis isolates was 92.4% and did not change significantly over the 5-year study period.

ACKNOWLEDGMENTS
CROSS surveillance sites and investigators were as follows:
Victoria General Hospital, Victoria, British Columbia, P. Kibsey;
Vancouver Hospital, Vancouver, British Columbia, D. L. Roscoe;
Calgary Lab Services, Calgary, Alberta, D. Church; University
of Alberta Hospitals, Edmonton, Alberta, R. P. Rennie; Regina
General Hospital, Regina, Saskatchewan, E. Thomas; Royal University
Hospital, Saskatoon, Saskatchewan, J. M. Blondeau; St. Boniface
Hospital, Winnipeg, Manitoba, G. K. M. Harding; Health Sciences
Centre, Winnipeg, Manitoba, D. J. Hoban and G. G. Zhanel; St.
Joseph's Hospital, Hamilton, Ontario, D. Groves; Hamilton Health
Sciences Centre, Hamilton, Ontario, F. Smaill; McMaster, Hamilton,
Ontario, M. Loeb; Mount Sinai Hospital, Toronto, Ontario, D.
Low; London Health Sciences Centre, London, Ontario, Z. Hussain;
Ottawa General Hospital, Ottawa, Ontario, K. Ramotar; Children's
Hospital of Eastern Ontario, Ottawa, Ontario, F. Chan; Montreal
Children's Hospital, Montreal, Quebec, J. McDonald; Montreal
Jewish General Hospital, Montreal, Quebec, A. Dascal; Maisonneuve-Rosemont,
Montreal, Quebec, M. Laverdiere; Montreal General Hospital,
Montreal, Quebec, V. Loo; Hotel-Dieu of Montreal, Montreal,
Quebec, M. Poisson; Universitaire de Sante de l'Estrie, Sherbrooke,
Quebec, J. Dubois; South East Health Care Corp., Moncton, New
Brunswick, M. Kuhn; St. John Regional, St. John, New Brunswick,
G. Hardy and Y. Yaschuk; Queen Elizabeth II Health Sciences
Centre, Halifax, Nova Scotia, K. Forward and R. Davidson; and
Queen Elizabeth Hospital, Charlottetown, Prince Edward Island,
L. Abbott.
We thank M. Wegrzyn for expert secretarial assistance. Funding for the CROSS study was provided in part by Abbott Laboratories Ltd., Astra Zeneca, Aventis Pharma, Bayer Inc., Bristol-Myers Squibb Pharmaceutical Group, GlaxoSmithKline, Janssen-Ortho Inc., Merck Frosst Canada & Co., Pharmacia Upjohn, Pfizer, and Wyeth.

FOOTNOTES
* Corresponding author. Mailing address: Clinical Microbiology, Health Sciences Centre, MS673-820 Sherbrook St., Winnipeg, Manitoba R3A 1R9, Canada. Phone: (204) 787-1191. Fax: (204) 787-4699. E-mail:
dhoban{at}hsc.mb.ca.


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Antimicrobial Agents and Chemotherapy, June 2003, p. 1875-1881, Vol. 47, No. 6
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.6.1875-1881.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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