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Antimicrobial Agents and Chemotherapy, July 2003, p. 2179-2185, Vol. 47, No. 7
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.7.2179-2185.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Departments of Laboratory Medicine,1 Epidemiology, Albany Medical Center Hospital, Albany, New York2
Received 16 December 2002/ Returned for modification 21 February 2003/ Accepted 21 April 2003
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In order to guide appropriate antimicrobial therapy, it is important to recognize and distinguish ESBLs and plasmidic AmpC ß-lactamases in the clinical laboratory. Since the discovery of ESBLs, traditional susceptibility tests have been adapted to identify the typical oxyimino-cephalosporin-resistant and inhibitor-susceptible phenotype. The value of these tests is compromised by the fact that ESBLs express different affinities for any single cephalosporin chosen for screening, by the presence of multiple ß-lactamases in one host, and by other host factors, including the presence of inducible chromosomal class C ß-lactamases (1). The test currently recommended by the National Committee for Clinical Laboratory Standards (NCCLS) is approved only for Klebsiella spp. and Escherichia coli, organisms that lack chromosomal ampC and the ability to induce ampC, respectively. AmpC production does not always result in predictable phenotypes (10), and there are no simple tests for detecting plasmidic AmpCs on a routine basis.
Our hospital first detected reduced susceptibility to ceftazidime and other oxyimino-cephalosporins in a strain of Klebsiella oxytoca that caused an outbreak in a neonatal intensive care unit in 1993. The phenotype was mediated by the SHV-5 ESBL encoded by the conjugative plasmid pACM1 (17). Although the neonatal intensive care unit outbreak was controlled, resistance or reduced susceptibilities to oxyimino-cephalosporins have been observed in isolates of Enterobacteriaceae from adult patient care units since that time. For the purpose of guiding antimicrobial therapy, these isolates have been flagged as ESBL producers, with a statement indicating possible resistance to penicillins and cephalosporins. The present study was undertaken to reevaluate the ESBL status of these isolates, to examine plasmid genotypes associated with ESBL and other resistance phenotypes, and to determine if any changing trends in the genotypes and/or phenotypes are associated with clinical interventions designed to curb ESBL resistance.
A means of surveying the genetic markers of resistance plasmids from large numbers of clinical isolates was developed, with pACM1 as the prototype for comparison. Most of pACM1 has been cloned, and significant features (Fig. 1) have been identified (11-14). This IncM plasmid encodes the SHV-5 ESBL on a 7.9-kb segment of DNA derived from the chromosome of Klebsiella pneumoniae (15). DNA probes representing this chromosomal segment (Fig. 1B, fragment I), resistance genes, mobile elements, and IncM markers were created from fragments of pACM1 and the cloning vector pUC19. The dot blot format was used to maximize the number of isolate-probe combinations that could be tested at one time.
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FIG. 1. (A) EcoRI map of pACM1. EcoRI sites are represented by black lines perpendicular to the circle. Relevant genes (arrows) and probe fragments (gray blocks) are shown; smaller probes and genes appear as gray lines. The fragment represented by the white block has not been cloned but is known to contain at least one EcoRI site. rep indicates the location of the IncM replicon. (B) Enlarged view of the indicated segment of pACM1. The ClaI site indicated in bold is overlapped by a dam methylase site. Segments below the map indicate the minimum region of homology between pACM1 and the K. pneumoniae chromosome (I), pACM120 (II), pACM150 (III), and pACM170 (IV). (C) EcoRI gel fingerprint for pACM1. Fragment sizes in kilobases are shown on the right. Corresponding fragments in panels A and C are identified by letters.
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Collection criteria for bacterial isolates. Routine clinical isolates of Enterobacteriaceae identified as probable ESBL producers based on standard disk diffusion assays (8) were collected and frozen at -70°C. Isolates with reduced susceptibilities to cephalosporins were considered ESBL producers if the inhibition zone diameter for cephamycins (cefoxitin and cefotetan) was greater than that for the broad-spectrum cephalosporins (ceftazidime and ceftriaxone), and increased zones of inhibition were observed when ß-lactamase inhibitors were added to ß-lactam antimicrobials (ticarcillin with clavulanate or piperacillin with tazobactam.) Only those isolates retaining the ability to grow on agar containing ceftazidime (4 µg/ml) after thawing were included in the study.
Reevaluation of ESBL status. We updated the ESBL status of flagged isolates by the method recommended by NCCLS document M100-S12 (9), dated January 2002. The test compares the zones of inhibition around standard ceftazidime and cefotaxime disks to those around ceftazidime and cefotaxime disks with 10 µg of clavulanic acid added. For research purposes, this test was applied to all study isolates regardless of species.
Dot blot hybridization. Testing of batches of plasmid DNAs (5 to 18 per batch) was conducted occasionally during the survey period and completed in 2001. Plasmids were extracted from clinical isolates by alkaline lysis (6). The dot blot procedure, including the labeling of probes (Fig. 1; Table 1) and hybridization, was done according to the Genius System user's guide for filter hybridization, version 2.0 (Boehringer Mannheim, Indianapolis, Ind.) with the reagents of the DIG DNA labeling and detection kit (Roche). Various combinations of the IncM marker probes (Anons 4 to 9 and priL), most commonly Anon 5, Anon 9, and priL or Anon 5 and priL, were used on different batches of DNAs.
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TABLE 1. Gene probes from pACM1 (unless otherwise noted)
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Hybridization conditions of 50% formamide and 55°C were originally designed to prevent the cross-reaction, observed at 42°C, of the SHV probe with a membrane-bound TEM target (17). (Although the SHV probe cross-reacted with a TEM target at 42°C, the TEM probe did not cross-react with an SHV target at the same temperature [unpublished observation].) Although the bla probes should distinguish one gene family from another, they are not intended to detect the small number of nucleotide substitutions that distinguish members of the same family. Other probes that did not bind well to positive controls at 55°C were used at empirically determined lower temperatures (Table 1).
Molecular analysis of resistance plasmids.
Hybridization results prompted further investigation of a sample of isolates. Resistance plasmids were separated from other cellular plasmids by transformation of E. coli DH5
, with either ceftazidime (4 µg/ml) or ampicillin (50 µg/ml) for selection. Plasmids were extracted from transformants with reagents in the QIAprep Spin miniprep kit (Qiagen, Valencia, Calif.), but isopropanol precipitation of plasmid DNA (16) was substituted for the spin column procedure. Plasmids were compared by restriction digestion, Southern transfer, and hybridization. ß-Lactamases from donors and transformants were detected with nitrocefin on isoelectric focusing gels; isoelectric points (pIs) were estimated relative to those of control ß-lactamases, including SHV-5, TEM-3 (2), and TEM-5 (2). These techniques have been described previously (16, 17). MICs of ceftazidime were determined with Etest strips as per the manufacturer's instructions (AB Biodisk North America, Inc.). Conjugation experiments were performed with DH5
transformants as donors and DH5
(pACYC184) (3) as the recipient as previously described (14). Transconjugants were selected on plates containing chloramphenicol (20 µg/ml) and ceftazidime (4 µg/ml) or tetracycline (15 µg/ml) and ampicillin (50 µg/ml).
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It was noted that for any given isolate, the IncM markers (Anons 4 to 9 and priL) were either all positive or all negative, so the data for these probes were combined into one category (IncM). Forty-two different hybridization patterns were observed (Table 2). Patterns that were positive for SHV, int, IS6100, tet, and the IncM probes at minimum were defined as pACM1-like patterns and were designated by a Y prefix. Isolates with Y patterns were considered to be potential carriers of plasmids similar to pACM1. These accounted for 105 (44%) of the isolates tested, including eight species from five genera. One hundred thirty-two isolates produced N patterns lacking one or more of the required pACM1 gene markers. The most common single hybridization patterns were N29 and Y6, the pattern exhibited by the pACM1 control, with 42 and 39 isolates, respectively. int was the most frequent marker, occurring in 89% of the isolates tested. IS6100 and SHV each occurred in 78% of the isolates. The 42 patterns were placed in hybridization pattern groups I to VI based on their ß-lactamase markers and their classification as pACM1-like or non-pACM1-like (Table 2).
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TABLE 2. Hybridization patterns
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FIG. 2. The distribution of hybridization pattern groups and phenotypes (ESBL or non-ESBL) over time for each species. Species represented by fewer than 10 isolates were included in the category "other species" (other spp.). Data for 1995 were divided into E95 (January to June) and L95 (July to December) periods to illustrate the effects of anti-ESBL interventions begun in June. Hybridization (Hyb.) groups were as follows: (I) not pACM1-like, negative for both TEM and SHV; (II) not pACM1-like, TEM positive, and SHV negative; (III) not pACM1-like, TEM negative, and SHV positive; (IV) not pACM1-like, positive for both TEM and SHV; (V) pACM1-like, SHV-positive; and (VI) pACM1-like, positive for both TEM and SHV.
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There was a significant spike in the number of K. pneumoniae isolates in 1994 and early 1995 that can be attributed to isolates belonging to hybridization group IV. All of the group IV isolates in 1994 and 14 of 15 in 1995 had the N29 pattern. The frequency of this species-pattern association dropped sharply in the postintervention time period (Fig. 2). A significant clonal outbreak of K. pneumoniae was identified by pulsed-field gel electrophoresis of total DNA from a sample (66 isolates from 65 patients) of K. pneumoniae from 1994 to 1996 (Miller et al., unpublished data). About half of the isolates were indistinguishable and were designated clone A. The N29 pattern was associated with 27 of 30 clone A isolates and with a single isolate >90% similar to clone A. The N23 pattern, similar to N29 but lacking TEM, was associated with two clone A isolates. (One clone A isolate was not included in the present study because it failed to grow on ceftazidime agar after thawing.) Among the 35 (mostly unique) isolates not related to clone A, there were 24 (69%) with pACM1-like hybridization patterns, 1 with the N29 pattern, and 10 with other non-pACM1-like patterns.
We were particularly interested in the coincidence of the SHV and Anon 13 markers, both from the same region of the K. pneumoniae chromosome, and the IncM markers, representing a particular family of plasmids. The relationships among these markers changed with time (Fig. 3). In 1993, the SHV gene was associated with IncM markers in all isolates, although Anon 13 was absent in 38% of them. In following years, SHV began to appear without IncM markers but almost always with Anon 13. During the entire study period, only three SHV-positive isolates lacking both Anon 13 and IncM markers were observed. Anon 13 was never present in any isolate without SHV. Thus, the linkage between SHV and Anon 13 persisted outside the IncM plasmid family.
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FIG. 3. Coincidence of IncM and Anon 13 markers in SHV-positive isolates. For each year the percentage of SHV-positive isolates that were also positive for IncM, Anon 13, or both markers is indicated. All other markers were ignored.
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recipients. All plasmids produced EcoRI fingerprints similar to that of pACM1 (Fig. 1C), and all transformants produced a ß-lactamase that comigrated with the SHV-5 control at pI 8.2. Additional ß-lactamases that focused at pIs 5.4 and 6.9 were encoded on pACM130, a Y7 plasmid from C. freundii. Southern blotting and fragment cloning indicated that these ß-lactamases were encoded on an 8-kb insert in the F fragment (Fig. 1A and C). Another goal of transformation was to characterize the plasmids and plasmid-encoded ß-lactamases of a sample of isolates with non-pACM1-like hybridization patterns. Plasmids obtained from four ESBL-producing K. pneumoniae isolates were compared to pACM1 (Table 3). The donors' ESBL phenotype and hybridization patterns were transferred intact to recipients. IncM-positive pACM140 resembled a pACM1-like plasmid with major deletions to the left of SHV (though its ability to conjugate was not impaired). The other three, all SHV positive but IncM negative, resembled neither pACM1 nor one another. The local regions flanking the SHV gene in each plasmid were compared to the blaSHV-5 region of pACM1 (Fig. 1B). Southern blots of digested plasmids were hybridized with SHV or Anon 13 to identify homologous fragments of equal sizes. The regions of homology in the non-IncM plasmids (Table 3; Fig. 1B) lie within the sequence that is derived from the K. pneumoniae chromosome in pACM1. All four plasmids encoded an enzyme that focused at pI 8.2. pACM150 and pACM120 were also TEM positive and encoded an enzyme, probably TEM-1, that focused at pI 5.4. No ESBL phenotypes not associated with SHV genes were successfully transferred; transformants that acquired only a probable TEM-1 were not reported.
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TABLE 3. Characteristics of pACM1 and plasmids from ESBL-producing K. pneumoniae donors with non-pACM1-like hybridization patternsa
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One transformation was successful in transferring a clavulanic acid-insensitive cephalosporinase to DH5
. pACM160 was isolated from a clinical E. coli donor with the N9 pattern. pACM160 retained only the tet marker from the donor but encoded a non-SHV, non-TEM ß-lactamase of pI 9.1. In addition to a reduced susceptibility to ceftazidime, this enzyme conferred on the host cefoxitin resistance and a reduced susceptibility to cefotetan (data not shown). We therefore hypothesize that the plasmid-encoded enzyme is an AmpC.
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As time passed, however, there was a shift toward non-ESBL phenotypes in species without inducible chromosomal AmpCs, as well as an increase in species, especially Enterobacter cloacae, that have the chromosomal gene. This suggests that resistance mechanisms other than ESBL production were becoming more relevant. These mechanisms might include the production of plasmidic AmpCs or overproduction of the chromosomal enzyme. Transformation experiments revealed at least one probable plasmid-mediated AmpC cephalosporinase among the clinical isolates. With one exception, the appearance of clavulanate-insensitive organisms followed the establishment of ESBL control strategies in 1995 and might be related, in part, to increased use of ß-lactam-inhibitor combinations. Other demographic or epidemiological factors that might have influenced the shift were not investigated for this study.
In our study, the TEM marker was not significantly associated with the ESBL phenotype. We suspect that most of the TEM genes in our survey are of the broad-spectrum TEM-1 variety, based on our molecular analyses and the observation that TEM-1 is the most commonly encountered ß-lactamase in gram-negative organisms (1). Jacoby observed that ESBL-producing isolates often produce TEM-1 as well and demonstrated that adding blaTEM-1 plasmids to ESBL-producing strains rendered the strains less susceptible to ß-lactam-ß-lactamase inhibitor combinations (5). In theory, the combination of an ESBL with an AmpC ß-lactamase could provide a similar advantage. Many Enterobacter cloacae isolates in the survey had SHV, TEM, or both markers and expressed the ESBL inhibitor-susceptible phenotype in vitro; the effect of inhibitors might differ in vivo.
Nearly half of the 42 hybridization patterns were observed only once, and many species-hybridization pattern associations were observed only once in any year. This indicates that many of the organisms and plasmids were transient in the hospital microflora. In a 12-year survey involving PCR detection of ESBLs, Coque et al. (4) reached a similar conclusion. The 1994 to 1995 outbreak of K. pneumoniae was the exception, and the June 1995 interventions were apparently effective in curtailing the spread of the pattern N29 clone A strain.
The SHV and Anon 13 markers appear to be part of an element that has been mobilized from the K. pneumoniae chromosome and disseminated into various plasmid families. The temporal shift in marker associations suggests that, locally, the SHV-Anon 13 element disseminated from IncM plasmids to plasmids of other incompatibility groups. Alternately, non-IncM plasmids carrying the same element might have entered the local gut flora independently. Additional studies are needed to determine whether the SHV-5-Anon 13 segment of pACM1 has the features of a transposon, which can mobilize itself.
IS26 has been associated with blaSHV-5 in pSEM (18) and blaSHV-2a in the chromosome of Pseudomonas aeruginosa RP-1 (7). A study of sequences flanking other plasmid-borne SHV genes would be of value. Unfortunately, one of the disadvantages of direct sequencing of PCR-amplified bla genes is that no information about flanking sequences is obtained. Some local restriction mapping with gene probes would be helpful.
The dot blot method was of great value in making a broad survey of genetic markers in a large collection of isolates, predicting plasmids structurally related to pACM1, and selecting interesting plasmids for additional molecular analysis. The discriminatory power of dot blots could be greatly enhanced by the addition of probes for other resistance genes and plasmid incompatibility groups.
CFF204 and CFF604, E. coli C600 strains producing TEM-3 and TEM-5 ß-lactamases, respectively, were the kind gift of the laboratory of J. L. Sirot. We thank A. M. Queenan and the laboratory of K. Bush for assistance with isoelectric focusing and Geoffrey Bedrosian for competent technical assistance.
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