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Antimicrobial Agents and Chemotherapy, September 2003, p. 2749-2755, Vol. 47, No. 9
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.9.2749-2755.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Pharmacodynamics of Levofloxacin and Ciprofloxacin in a Murine Pneumonia Model: Peak Concentration/MIC versus Area under the Curve/MIC Ratios
F. Scaglione,1* J. W. Mouton,2 R. Mattina,1 and F. Fraschini1
University of Milan School of Medicine, Milan, Italy,1
Department of Medical Microbiology and Infectious Diseases, Canisius Wilhelmina Hospital, Nijmegen, The Netherlands2
Received 5 August 2002/
Returned for modification 23 December 2002/
Accepted 4 June 2003

ABSTRACT
During the last decade some studies have shown that the area
under the curve (AUC)/MIC ratio is the pharmacodynamic index
that best predicts the efficacies of quinolones, while other
studies suggest that the predictive value of the peak concentration/MIC
(peak
/MIC) ratio is superior to the AUC/MIC ratio in explaining
clinical and microbiological outcomes. In classical fractionated
dose-response studies with animals, it is difficult to differentiate
between the AUC/MIC ratio and the peak/MIC ratio because of
colinearity. Three different levofloxacin and ciprofloxacin
dosing regimens were studied in a neutropenic mouse pneumonia
model. The different regimens were used with the aim of increasing
the AUC/MIC ratio without changing the peak/MIC ratio and vice
versa. The first regimen (RC) consisted of daily doses of 5
up to 160 mg/kg of body weight divided into one, two, or four
doses. In the second regimen (R0), mice were given 1.25 mg/kg
every hour from 1 to 23 h, while the dose given at 0 h was 2.5,
5, 10, 20, 40, or 80 mg/kg. In the third regimen (R11), mice
also received 1.25 mg/kg every hour from 0 to 23 h; but in addition,
they also received 2.5, 5, 10, 20, 40, or 80 mg/kg at 11 h.
The level of protein binding was also evaluated. The results
indicate that the unbound fraction (
fu) was concentration dependent
for both levofloxacin and ciprofloxacin and ranged from approximately
0.67 to 0.88 for both drugs between concentrations of 0.5 and
80 mg/liter. The relationships between the AUC/MIC ratio and
the number of CFU were slightly better than those between the
peak/MIC ratio and the number of CFU. There was no clear relationship
between the amount of time that the concentration remained above
the MIC and effect (
R2 < 0.1). For both drugs, the peak/MIC
ratio that resulted in a 50% effective concentration was lower
for the R0 and R11 dosing regimens, indicating the importance
of the AUC/MIC ratio. The same was true for the static doses.
Survival studies showed that for mice treated with the low doses
the rate of survival was comparable to that for the controls,
but with the higher doses the rate of survival was better for
mice receiving the R0 regimen. We conclude that for quinolones
the AUC/MIC ratio best correlates with efficacy against pneumococci
and that the effect of the peak/MIC ratio found in some studies
could be partly explained by concentration-dependent protein
binding.

INTRODUCTION
When anti-infective agents are investigated, a measure of the
potency of the drug toward the infecting pathogen is required,
in addition to a measure of drug exposure. During the last decade,
pharmacokinetic and pharmacodynamic analyses of dose-response
relationships have resulted in a wealth of information. With
regard to the quinolones, various studies have shown that the
area under the curve (AUC)/MIC ratio and in some cases the peak
concentration/MIC (peak/MIC) ratio are predictive of efficacy
in studies with in vitro pharmacokinetic models (
18,
20,
21,
24) and animals (
2,
4,
5,
10,
12,
28,
29) and in clinical studies
(
1,
13,
14,
17,
30).
Several controversies remain, however, and these are best exemplified by the recent discussion between Drusano et al. (11) and Schentag et al. (32, 33). While the latter group of investigators maintain the view that the AUC/MIC ratio is the best predictor of quinolone efficacy, the former group of investigators take a more conservative approach. Importantly, they attach considerable importance to the peak/MIC ratio, with the predictive value depending on the ratio itself.
One of the reasons for this controversy is the experimental basis of the arguments. For determination of the predictive pharmacokinetic and pharmacodynamic indices for efficacy in the classical experiment, increasing daily doses are administered to infected animals, with the doses divided and administered one or more times daily. These are referred to as dose fractionation studies (8, 19). The predictive value of each of the pharmacokinetic and pharmacodynamic indices, i.e., the time that the concentration remains above the (T > MIC), the peak/MIC ratio, and the AUC/MIC ratio, can then be determined. Although this approach is very valuable in sorting out whether a drug has a time-dependent or dose-dependent effect, it is less valuable in sorting out the difference between the predictive value of the peak/MIC ratio and the AUC/MIC ratio. There appear to be two main shortcomings. The first is that, because of the nature of the dose fractionation studies, a considerable correlation between the peak/MIC ratio and the AUC/MIC ratio exists within the range of responses. The second argument is even more important: if a daily dose is fractionated and administered two, four, or more times a day, the peak concentration for each of these administrations is identical. Thus, it is impossible to determine the additional value of the second or later peak concentration. Also, it is not possible to determine whether the timing of the peak concentration plays a role.
We therefore performed a series of alternative experiments to evaluate the predictive value of the peak/MIC ratio compared with that of the AUC/MIC ratio. Instead of the classical dose fractionation study with identical doses, increasing daily doses were given by administering one peak dose and a series of low doses. In that way, the AUC was increased without any effect on the peak concentration. In addition, the doses that resulted in a high peak concentration were administered either at the start of therapy (0 h) or after 11 h in order to evaluate the relationship between the timing of the peak concentration and efficacy, in both cases during repetitive administrations of low doses of a quinolone. We also looked at the effect of protein binding on the relationship between the pharmacokinetic and the pharmacodynamic indices and the effect.

MATERIALS AND METHODS
Bacteria, media, and antibiotics.
Experiments were performed with a virulent
Streptococcus pneumoniae strain (serotype 3) isolated in our laboratory. The strain was
kept in batches at -70°C in brain heart infusion broth with
15% glycerol. The numbers of CFU on Mueller-Hinton (MH) agar
plates supplemented with 5% sheep blood were counted. All media
were obtained from Oxoid (Milan, Italy). Levofloxacin and ciprofloxacin
were obtained commercially from Aventis (Lainate, Italy) and
Bayer (Milan, Italy), respectively. Stock solutions were prepared
as recommended by the manufacturers.
MICs and MBCs.
MICs and MBCs were determined three times by two different laboratories by standard microdilution procedures with geometric twofold serial dilutions in Todd-Hewitt broth according to the guidelines of NCCLS (27) and by E-test (AB-Biodisk, Sweden).
Mouse preparation and infection.
Six-week-old specific-pathogen-free female C57BL/6 mice (weight, 23 to 27 g) were obtained from Charles River (Calco, Italy). The mice were rendered neutropenic (100 neutrophils/mm3) by the intraperitoneal injection of two doses of cyclophosphamide 4 days (150 mg/kg of body weight) and 1 day (100 mg/kg) before the experiment.
Inocula of S. pneumoniae for infection were obtained by overnight incubation in brain heart infusion broth, washing of the cells twice by centrifugation at approximately 3,000 x g for 10 min in saline, and resuspension to a final inoculum of 107 CFU/ml in saline. Pneumonia was induced in propofol-anesthetized mice by applying approximately 3 x 106 CFU intratracheally. The inoculum was checked by plating 10-fold dilutions on MH agar plates. The lower limit of detection was 102 CFU in all experiments.
Antimicrobial treatment.
Antimicrobial treatment was started 10 h after inoculation by administration of 0.2 ml of antimicrobial solution subcutaneously, with the concentration administered depending on the dose. Each dosing group consisted of four to six mice. The animals were killed after 24 h for determination of CFU counts. The lungs were excised and homogenized in 10 ml of saline by using a Polytron homogenizer (Kinematica, Lucerne, Switzerland). Samples were plated on MH agar plates in 10-fold dilutions, and the number of CFU was used to backcalculate the number of CFU originally present in the lungs. Control mice were killed for organism quantification at the following times: just after intratracheal inoculation (n = 3), just before drug treatment for pneumonia (n = 6 to 8), and 24 h after the onset of therapy (n = 2). Three different dosing regimens were studied for each of the two drugs. The first regimen (RC regimen) consisted of daily doses of, 5, 10, 20, 40, 80, and 160 mg/kg divided into one, two, or four doses. In the second regimen (R0 regimen), mice were given 1.25 mg/kg every hour from 1 to 23 h, while the dose administered at 0 h was 2.5, 5, 10, 20, 40, or 80 mg/kg. In the third regimen (R11 regimen), mice also received 1.25 mg/kg every hour from 0 to 23 h but, in addition, also received 2.5, 5, 10, 20, 40, or 80 mg/kg at 11 h.
Survival studies.
Survival studies were carried out with mice receiving either the R0 or the R11 regimen, with 15 mice per dosing group. The dosing regimens were the same as those during the efficacy studies involving CFU counts. The mice were monitored for 10 days.
All animals used in this study were housed in accordance with the regulations of the Home Office of the Italian Government.
Drug pharmacokinetics.
Single-dose pharmacokinetic studies were performed on the day of antimicrobial treatment with samples from lung-infected mice receiving the complete range of individual doses used. In addition, samples were obtained from mice receiving the 1.25-mg/kg doses ever hour during steady state, which was achieved at 7 h. For each group of five to six mice receiving the individual doses of each drug examined, samples were obtained at 10- to 60-min intervals over 8 h. Blood was obtained by decapitation, collected and placed into heparinized tubes, and centrifuged for 10 min; plasma drug levels were determined with a high-pressure liquid chromatograph (Shimadzu, Milan, Italy), as reported previously (34). Standard samples were prepared in pooled normal mouse serum. For both drugs, the method was linear for concentrations ranging from 0.05 to 5.0 µg per ml. The intraday and interday coefficients of variation for levofloxacin ranged from 0.5 to 5.5% and 5.6 to 13.3%, respectively, over the range of concentrations detected. For ciprofloxacin, these values were 0.5 to 5.5% and 5.2 to 12.3%, respectively. Since the method used determined the concentrations of total drug, values for the unbound fraction (fu) of drug were calculated by using protein binding values, which were determined as follows: pooled mouse serum was spiked with levofloxacin or ciprofloxacin to final total concentrations ranging from 0.5 to 80 mg/liter. The free fractions of the drugs were then obtained by ultrafiltration by using the Centrifree micropartition system (Amicon Division, W. R. Grace & Co., Beverly, Mass.). The samples were equilibrated for 30 min at 37°C and then centrifuged at 2,500 x g for 20 min at 25°C. The free concentrations in the ultrafiltrate and the total concentrations in serum were determined by high-pressure liquid chromatography analysis, as described above.
Pharmacokinetic and statistical analyses.
The relationship between concentration and fu was described by the Boltzmann equation (Graphpad Prism, San Diego, Calif.). The values for the pharmacokinetic parameters were estimated by using both the total concentrations and the free fraction concentrations by using MWPharm (Mediware, Groningen, The Netherlands) and Winnonlin (Pharsight Corp., Mountain View, Calif.) software and a one-compartment open model with the lag time. Noncompartmental analysis was used to confirm the results. Pharmacodynamic index values (AUC/MIC ratio, peak/MIC ratio, and T > MIC) were calculated over a period of 24 h (26). Pharmacokinetic and pharmacodynamic index-response curves were fit to the CFU data by using a sigmoid maximum-effect (Emax) model with a variable slope (Graphpad Prism) to evaluate the impact of the dosing interval on efficacy. The static pharmacokinetic-pharmacodynamic index was calculated by substitution of the inoculum at the start of therapy in the Emax model. Survival was evaluated by the Lifetest procedure of the SAS program package (31). After the dosing regimens were tested for homogeneity over all strata, the results for the corresponding dosing regimens with the same dose at 0 and 11 h (the R0 and R11 regimens) were compared with each other and with those for the control regimen by the Wilcoxon test and the log-rank test.

RESULTS
MICs and MBCs.
The MIC of ciprofloxacin was 0.7 mg/liter, and the MIC of levofloxacin
was 1 mg/liter. The MBCs of both drugs were 2 mg/liter.
Pharmacokinetic studies.
The fu was concentration dependent for both levofloxacin and ciprofloxacin and ranged from approximately 0.67 to 0.88 for both drugs between concentrations of 0.5 and 80 mg/liter. The relationship between fu and concentration could be described by the Boltzmann equation; the R2 values were 0.82 and 0.88, respectively (Fig. 1). Because of the concentration-dependent protein binding, the parameter estimates obtained were used to convert total concentrations in plasma to the free fraction values, and those data were directly fit to the pharmacokinetic models. Alternatively, the pharmacokinetic model was fit to total concentrations. The values of the pharmacokinetic parameters were linear for both levofloxacin and ciprofloxacin over the dosing range between 10 and 80 mg/kg. Higher doses resulted in a slightly longer half-life due to a larger estimated volume of distribution (V). For the unbound fraction, the values of V were 1.53 and 2.16 liters/kg for the 20-mg/kg doses of levofloxacin and ciprofloxacin, respectively, and the elimination half-lives were 0.83 and 0.69 h, respectively. The R2 values for the fits were >0.90 in all cases.
Figure
2 shows the fit of the pharmacokinetic data and simulations
of the pharmacokinetic profiles for the levofloxacin regimens
when the drug was given at 1.25 mg/kg every hour. There was
considerable accumulation of levofloxacin over the first few
doses (Fig.
2a). This has consequences for the peak values obtained
with increasing doses at 0 and 11 h; peak levels were slightly
higher at 11 h. The results of the simulations are shown in
Fig.
1b and c. The impact on the peak/MIC ratio is dependent
on the dose given: the ratio almost doubles with the lowest
dose, while the effect with the high doses is hardly significant.
The profile for ciprofloxacin was similar, although the level
of accumulation was slightly less because of its shorter half-life
(data not shown).
Pharmacodynamic studies. (i) Conventional dose fractionation and effects of peak/MIC ratio on total drug concentration.
Figure
3 shows the relationship between the number of CFU and
the AUC/MIC ratio for levofloxacin for the conventional dose
fractionation studies (RC regimen), the R0 regimen, and the
R11 regimen for total drug. The relationship for ciprofloxacin
was virtually identical (data not shown). The relationships
shown in Fig.
3 are for the regimen given in a conventional
manner, with increasing doses given at various intervals. The
relationship between the AUC/MIC ratio and the number of CFU
is similar to that between the peak/MIC ratio and the number
of CFU. There was no clear relationship between
T > MIC and
effect (
R2 < 0.1). The correlations between the logarithms
of AUC and peak values were 0.87 and 0.86 for ciprofloxacin
and levofloxacin, respectively (
P < 0.001). From Fig.
3 it
can be observed that with lower AUC/MIC ratios the conventional
regimen is more efficacious than the R0 regimen and the R11
regimen, while with the higher doses, the R0 regimen was particularly
more efficacious by use of the same AUC/MIC ratio. Since this
may be related to the peak/MIC ratio of the specific regimens,
this "crossing point" was determined (Fig.
3, arrow). The peak/MIC
ratios of the R0 regimen at this crossing point were 7.1 for
levofloxacin and 9.4 for ciprofloxacin.
(ii) Conventional dose fractionation and peak/MIC ratio effects for free fraction of drug.
Figure
4 shows the relationships between the peak/MIC ratio
and effect for levofloxacin and the R0 and R11 regimens for
the unbound fraction of levofloxacin. Figure
4 also includes
the results obtained with the RC regimen with dosing once every
24 h. Thus, at the same peak concentration the AUC for the RC
regimen was lower than the AUCs for the two regimens that included
dosing at 1.25 mg/kg every 1 h. Two important conclusions can
be drawn from the results presented in Fig.
4. The first one
is that the effects of the R0 and R11 regimens have resulted
in a shift of the values to the left and/or below those for
the RC regimen. This indicates that the higher AUC/MIC ratios
(and the same peak concentrations) for the R0 and R11 regimens
add to the overall effect. The second conclusion is that the
shapes of the curves for the R0 and R11 regimens are significantly
different from and have shallower slopes than the curve for
the RC regimen, with the curve for the peak concentration at
11 h (R11 regimen) having a shallower slope than the curve for
the peak concentration at 0 h (R0 regimen). These conclusions
are substantiated by the data presented in Table
1, which shows
the pharmacokinetic-pharmacodynamic index values that result
in steady state and the doses of antibiotics required to inhibit
bacterial growth by 50% (EI
50). For both drugs, the peak/MIC
ratio that resulted in EI
50 was lower for the R0 and R11 dosing
regimens, indicating the importance of the AUC/MIC ratio (for
the RC regimen versus the R0 and R11 regimens, the same peak/MIC
ratio includes a higher AUC/MIC ratio). The same is true for
the static doses.
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TABLE 1. R2 values and EI50, Hill slope, and static index estimates from Emax model with a variable slope for unbound fraction of drugs
|
Figures
5 and
6 show the relationships between the AUC/MIC ratio
and effect for levofloxacin and ciprofloxacin for unbound drug,
respectively. Since with the same AUC/MIC ratio the peak concentration
achieved with the RC regimen is higher, this apparently has
the effect that the curves for the R0 and R11 regimens display
steeper slopes, as expressed by higher Hill coefficients (Table
1). Similar to the results shown in Fig.
3 for total drug, it
seems that there is an AUC/MIC ratio at which the effect of
the R0 regimen is inferior but that at a certain AUC/MIC ratio
the effect becomes superior. The value cannot be determined,
however, and the effect is almost negligible and not significant.
This is better observed for ciprofloxacin, for which there was
no crossing point at all. Therefore, it is concluded that the
AUC/MIC ratio itself is possibly more important than the peak/MIC
ratio. In fact, Fig.
5 and
6 indicate that maintenance of the
concentration above the MIC for some time is important for quinolones.
Effect of timing of peak concentration.
As stated above, a peak concentration at 11 h results in an
effect curve with a shallower slope (expressed as a smaller
Hill coefficient) compared with the slope for the curve for
the peak concentration when the dose is given at the start of
therapy. The maximum effect is therefore reached at higher doses.
The results of the survival studies support this conclusion.
For mice receiving the low doses survival was comparable to
that for the controls, but among mice receiving the higher doses
survival was better for those in the R0 group. The results for
ciprofloxacin were comparable. Figure
7 shows the relationship
between the AUC of the free fraction of the drugs (both levofloxacin
and ciprofloxacin) and survival at day 6 and day 10 for the
R0 and R11 regimens. Survival on day 6 is also included because
this was the first day that all animals in the control group
had died and therefore shows a good discrimination between the
various regimens. The efficacy of the R0 regimen is clearly
superior to that of the R11 regimen.

DISCUSSION
In the present study, a pneumonia model was used to expose a
strain of
S. pneumoniae to drugs at a range of AUC/MIC ratios
without altering the peak/MIC ratios, and vice versa. Traditional
analysis (Fig.
3) supports the conclusions from previous studies
with various quinolones that the AUC/MIC ratio correlates well
with efficacy, as does the peak/MIC ratio. However, because
of the way in which dose fractionation studies are usually performed,
it is difficult to separate out the relative contributions of
the AUC/MIC ratio and the peak/MIC ratio to the overall effect.
The correlation between these two pharmacodynamic indices is
relatively large. In an analysis of three dosing regimens of
gemifloxacin, MacGowan and colleagues (
22,
23) found a correlation
coefficient of 0.77, emphasizing this specific issue. In this
study, it was demonstrated that the AUC/MIC ratio had a more
beneficial effect than the peak/MIC ratio. This was shown by
the additional efficacy of low frequent dosing with levofloxacin
and ciprofloxacin, which resulted in a higher AUC without impeding
the peak/MIC ratio. In addition, both the results of the CFU
counts and the survival studies indicate that the R0 regimen
was superior to the R11 regimen at comparable AUCs. The R0 regimen
is probably superior because the AUC is higher earlier and the
peak concentration is achieved earlier, so that the mouse is
subjected to a higher inoculum for a shorter period of time
within the first 12 h. Moreover, a selection of less susceptible
clones could be involved. Taken together, it may be concluded
that both the AUC/MIC ratio and the peak/MIC ratio correlate
with efficacy but that the AUC/MIC ratio shows a better correlation.
Moreover, it seems that the administration of doses that sustain
concentrations to obtain a certain AUC/MIC ratio is superior
to the administration of one high dose. The latter phenomenon
is possibly related to the relatively short half-lives of quinolones
in mice. However, if the effects of the regimens of administration
every 6 h are compared with those of the regimens of administration
every 12 and 24 h in the conventional dose fractionation, the
regimens of administration every 6 h are slightly less effective
than the regimens of administration every 12 and 24 h at the
same AUC/MIC (data not shown).
According to the peak/MIC ratios of total drug, the R0 regimen becomes superior at increasing concentrations, and the peak/MIC ratios of total drug are of the same magnitude as the ratios found in in vitro pharmacokinetic models of infection. In a study by Blaser et al. (6) in which they simulated the concentration-time profiles of enoxacin in humans, a peak/MIC ratio of at least 8 was needed to prevent the regrowth of bacteria. In a similar model, Marchbanks et al. (24a) showed that once-daily dosing of ciprofloxacin yielded a better outcome than more frequent dosing. In a human trial, a peak/MIC ratio of 12.2 was found (30).
The conclusions from our experiments could explain the discrepant results found by various investigators in human trials. Three human trials performed to evaluate the efficacies of quinolones found a good relationship between the AUC/MIC ratio and effect (13, 14, 17). In a fourth trial, the only prospective study that has been conducted (28), there was a relatively good correlation between the AUC/MIC ratio and effect, but the relationship between the peak/MIC ratio and effect was slightly superior. In addition, classification and regression tree analysis in that study showed that there was a significantly better effect if the peak/MIC ratio was more than 12.2. Since no data on protein binding were provided, the concentration dependency of protein binding could be an explanation.
One of the problems with the way in which a dose fractionation study is usually analyzed is that an R2 value is determined for the fit of the model used; this is usually an Emax model. The pharmacokinetic-pharmacodynamic index that best correlates with the outcome data is then assumed to be the index that best predicts the effect. However, this method of analysis assumes not only that the data are homoscedastic but also that the importance of each datum point is equal. When we are treating patients, however, we are not necessarily interested in the best correlation between index and outcome but are primarily interested in the value of the index that is needed to ensure at least a good outcome. Thus, although the overall correlation of effect with the AUC/MIC ratio may be better as shown by a higher R2 value, this does not necessarily indicate that one of the other pharmacokinetic and pharmacodynamic indices has more predictive value within the range of interest. The results of the present study underline the fact that a good correlation does not necessarily lead to a better outcome but that a more detailed analysis is needed to determine the predictive value of a pharmacokinetic-pharmacodynamic index.
Because it has clearly been shown in many studies (3, 7, 9, 25) that it is only the free, unbound fraction of the drug that is active, all data and modeling were done with both the total and the free fractions of the drugs. To determine the free fraction, the concentrations of both bound and unbound drug were measured. To our surprise, it appeared that the free fraction was dependent on the concentration. Reports on the levels of protein binding of these drugs are hard to find in the literature; we found protein binding findings only in the recent veterinary literature (15, 16). It did, however, have an effect on the results and the conclusions. Because of the concentration dependence of protein binding, we chose to analyze and model the data for both the free fraction of the drug and the total drug. Although the general conclusions were more or less similar, they did differ in one aspect, in that there was a more pronounced effect of the peak/MIC ratio when data for the total drug concentration were used. This might be because there is a relatively larger fraction of free drug at peak concentrations than at lower concentrations, and this larger fraction of free drug may thus have a greater effect because at the same AUC a higher peak concentration will result in a larger fraction of free drug. Thus, it is not the peak concentration itself which leads to a better outcome but the fact that the AUC of the free fraction is larger if the peak concentration is higher. This could partly explain why peak concentrations have been given importance in explaining outcome. Since we are not aware of protein binding studies over a whole concentration range with samples from humans, this remains open to question but should be looked at in further studies.

ACKNOWLEDGMENTS
This work was supported by a grant from MURST (grant protocol
2001058114, 2001).

FOOTNOTES
* Corresponding author. Mailing address: Faculty of Medicine, University of Milan, Via Vanvitelli 32, 20129 Milan, Italy. Phone: 39-0250317073. Fax: 39-0250317050. E-mail:
francesco.scaglione{at}unimi.it.


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Antimicrobial Agents and Chemotherapy, September 2003, p. 2749-2755, Vol. 47, No. 9
0066-4804/03/$08.00+0 DOI: 10.1128/AAC.47.9.2749-2755.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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