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Antimicrobial Agents and Chemotherapy, February 2004, p. 423-429, Vol. 48, No. 2
0066-4804/04/$08.00+0 DOI: 10.1128/AAC.48.2.423-429.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
* Robert J. Israel,2 Israel Lowy,1,
Nancy A. Ostrow,1,
Linda S. Vassilatos,2 Melanie Barish,2 Diep N. H. Tran,2 Brian M. Sullivan,2,3 Thomas J. Ketas,2,3 Tobias J. O'Neill,2 Kirsten A. Nagashima,2 Wei Huang,4 Christos J. Petropoulos,4 John P. Moore,3 Paul J. Maddon,2 and William C. Olson2
Mount Sinai Medical Center, New York, New York 10029,1 Progenics Pharmaceuticals, Inc., Tarrytown, New York 10591,2 ViroLogic, Inc., South San Francisco, California 94080,4 Department of Microbiology and Immunology, Weill Medical College of Cornell University, New York, New York 100213
Received 27 June 2003/ Returned for modification 18 September 2003/ Accepted 4 November 2003
| ABSTRACT |
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0.5 log10 mean reductions in viral load for 4 to 6 weeks posttreatment. Similar findings were obtained in an analysis of all (n = 11) advanced disease patients treated to date with single doses of PRO 542 ranging from 1 to 25 mg/kg. In addition, a significant correlation was observed between antiviral effects observed in vivo and viral susceptibility to PRO 542 in vitro. The findings support continued development of PRO 542 for salvage therapy of advanced HIV-1 disease. | INTRODUCTION |
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Entry of HIV-1 into target cells proceeds via a cascade of events that provide opportunities for therapy. HIV-1 entry is mediated by the viral envelope glycoproteins gp120 and gp41, and the process initiates when gp120 binds CD4, the primary receptor for HIV-1. Attachment triggers conformational changes that enable gp120 to bind coreceptor molecules, such as the chemokine receptors CCR5 and CXCR4. Coreceptor binding triggers conformational changes in gp41 that drive membrane fusion (7). Inhibitors of viral attachment, coreceptor interactions, and membrane fusion represent distinct treatment classes and are collectively referred to as HIV-1 entry inhibitors. Each treatment class has shown clinical promise [reviewed in references 4 and 23], and the fusion inhibitor enfuvirtide (T-20) was recently approved for HIV-1 therapy following favorable outcomes in each of two Phase 3 trials (19, 20), validating viral entry as a therapeutic target.
PRO 542 is a novel inhibitor of HIV-1 attachment and entry. PRO 542 is a tetravalent CD4-immunoglobulin fusion protein that comprises the D1 and D2 domains of human CD4 genetically fused to the heavy and light chain constant regions of human IgG2,
(1). PRO 542 broadly and potently neutralizes primary HIV-1 isolates in a variety of in vitro, ex vivo, and in vivo preclinical settings (14, 15, 18, 22, 31, 33). Compared to prior-generation CD4-based proteins, PRO 542 possesses greater valency, size, and conformational flexibility, and these structural features may contribute to its enhanced antiviral activity (38). PRO 542 has demonstrated antiviral activity without appreciable toxicity at doses ranging to 10 mg/kg in previous clinical trials in HIV-infected adults and children (17, 29).
In this study, 12 HIV-infected adults were treated with 25-mg/kg single-dose PRO 542. The study examined two treatment cohorts that differed in the extent of HIV-1 disease progression. Here we report the tolerability, pharmacokinetics, and antiviral effects of PRO 542 in this setting, and antiviral effects are correlated with baseline viral susceptibility to this new agent. The findings support further testing of attachment inhibitors in the setting of advanced HIV-1 disease.
| MATERIALS AND METHODS |
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Patients received PRO 542 by infusion over
30 min and were followed for 6 weeks. The trial enrolled 12 adults (age
18 years) with confirmed diagnosis of HIV-1 infection. Entry criteria included stable or no antiviral therapy for
4 weeks and normal hematology and serum chemistries prior to entry into the study. Patients had >5,000 copies of HIV-1 RNA per ml and >50 CD4 lymphocytes/mm3 (cohort 1, n = 7) or HIV-1 RNA > 100,000 copies/ml and CD4 lymphocytes < 200 cells/mm3 (cohort 2, n = 5). Cohort 2 patients were enrolled after all cohort 1 patients had been treated. Exclusion criteria included any active, significant infection other than HIV-1 not controlled by antibiotics, life expectancy of <3 months, and concomitant use of immunoglobulin or immunosuppressive therapy.
Safety assessment. A physical examination was performed immediately prior to treatment, and vital signs and adverse events were recorded at frequent intervals up to 8 h posttreatment and on follow-up visits. Safety laboratory evaluations included complete blood counts and serum chemistries drawn at screening and at 2 and 42 days posttreatment. Lymphocyte subset analyses were performed immediately prior to treatment and at 2 and 6 weeks posttreatment.
Bioanalytical analyses.
Sera were collected at frequent intervals up to 42 days posttreatment, cryopreserved, and tested in batch for levels of PRO 542 and anti-PRO 542 antibodies with validated enzyme-linked immunosorbent assays (17). The lower limits of quantification of the assays are 40 ng/ml (PRO 542) and 12.5 ng/ml (anti-PRO 542), and the coefficient of variation for test samples was <25%. Terminal serum half-life and area under the concentration-time curve from time zero to infinity (AUC0
) were calculated as described previously with WinNonlin software (PharSight Corporation, Mountain View, Calif.) (17). The linear trapezoidal rule was used for all AUC calculations (16).
Antiviral analyses. Plasma HIV-1 RNA levels were measured with the Amplicor v1.5 HIV Monitor assay (Roche Diagnostic Systems, Branchburg, N.J.), which has a threshold of 400 copies/ml. Baseline HIV-1 RNA levels were measured immediately prior to treatment. Viral AUC was calculated as a measure of the cumulative antiviral effect of single-dose PRO 542 therapy. Viral AUC was calculated by integrating the area under the viral load-time curve with WinNonlin software. For this analysis, viral loads were log-transformed and normalized to the baseline value (e.g., as in Fig. 3). Viral AUC was expressed in days, such that a 1-log reduction in viral load sustained for 28 days would yield a 4-week viral AUC of -28 days.
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To control for day-to-day assay variation, the dual-tropic (R5X4) reference virus HIV-192HT594 was tested in parallel. Data are reported as relative IC50 values (also called fold change) that equal the IC50 of the test isolate divided by the IC50 of HIV-192HT594. The relative IC50 thus is a dimensionless parameter. The actual IC50 of PRO 542 for HIV-192HT594 averaged
2 µg/ml in both the R5 and X4 assays. HIV-192HT594 was isolated from a seropositive individual in Haiti and was obtained from the National Institutes of Health AIDS Research and Reference Reagent Program.
Pretreatment susceptibilities were determined for all 12 study patients from plasma samples taken immediately prior to treatment. In addition, posttreatment analyses were performed for cohort 2 patients with plasma samples collected on the last day of follow-up, either day 42 (n = 4) or day 28 (n = 1).
Viral tropism. Viruses were also examined for their ability to utilize CCR5 and CXCR4 as entry coreceptors. Coreceptor usage was examined with both PhenoSense Entry and whole-virus assays. For the PhenoSense assay, parallel analyses were performed to measure infectivity in the absence of drug and in the presence of CCR5 and CXCR4 inhibitors. Coreceptor tropism was defined by assessing the ability of the pseudotyped viruses to infect CD4-CCR5 cells and CD4-CXCR4 cells and whether or not infection was specifically inhibited by a CCR5 or CXCR4 inhibitor. For whole-virus assays, replication-competent viruses were isolated from peripheral blood mononuclear cells as described previously (17) and tested for tropism by culture on fresh peripheral blood mononuclear cells in the presence of the CCR5 antibody PRO 140 (32) or the CXCR4 antagonist AMD3100 (8).
Virion release. PRO 542's effects on virion release were examined with the chronically infected cell lines 8E5/LAV (13), ACH-2 (11), OM 10.1 (5), and U1/HIV-1 (12), which were obtained from the National Institutes of Health AIDS Research and Reference Reagent Program. Cells were passaged in RPMI medium supplemented with 10% fetal bovine serum, 2 mM glutamine, and penicillin-streptomycin. PRO 542 was added at serial concentrations ranging to 5 mg/ml, and cells were stimulated with 10 mM phorbol myristate acetate to induce virus production. Supernatants were harvested daily for three days and analyzed for p24 levels by enzyme-linked immunosorbent assay.
Statistical analyses. HIV-1 RNA levels were log-transformed and determined to follow a normal distribution with the Shapiro-Wilk method (2). Longitudinal changes were evaluated for significance with parametric t tests and SAS software (SAS Institute, Cary, N.C.). Similar methods were used to compare differences between study groups. Correlations between viral AUC and baseline parameters were assessed by linear regression and evaluated for statistical significance by analysis of variance with SAS software. Two-sided statistical tests were used unless otherwise indicated.
| RESULTS |
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The viral load and CD4 entry criteria for cohort 2 were selected on the findings of a pooled analysis of data from the seven cohort 1 patients from this study and 15 patients from a previous study that examined single doses ranging to 10 mg/kg (17). When 1-week viral AUCs were plotted versus baseline parameters and analyzed with linear regression, significant trends were observed for both viral load (P = 0.024) and CD4 counts (P = 0.029). The greatest antiviral effects were observed for patients with high viral loads and low CD4 counts. The trends were similar for 2-week viral AUCs (P = 0.043 for viral load and P = 0.087 for CD4 counts) but absent at 4 weeks (P
0.15), consistent with a progressive loss of antiviral effect over time following single-dose therapy.
Safety. All patients (n = 12) received a full 25-mg/kg dose and completed 6 weeks of follow-up except for one patient who was available for 4 weeks only. No significant adverse events were observed.
Pharmacokinetics and immunogenicity.
Peak serum concentrations averaged 590 µg/ml (range, 299 to 814 µg/ml) and typically were observed within 2 h of treatment. The mean AUC0
was 1,100 days x µg/ml, and the mean serum half-life was 2.9 days. These findings are consistent with those observed previously for doses ranging to 10 mg/kg, which also exhibited a terminal serum half-life of
3 days (17). For most patients, serum concentrations exceeded the in vitro antiviral IC50 value for the patient isolate until approximately 2 weeks posttreatment. There was no significant difference between cohorts 1 and 2 in either PRO 542 serum half-life or AUC0
(P > 0.41). No patient developed measurable levels of antibodies to PRO 542.
Antiviral effects. HIV-1 RNA levels are plotted in Fig. 1. Mean viral load data are plotted for the seven cohort 1 patients (Fig. 1A), and individual data are plotted for the five cohort 2 patients (Fig. 1B to 1F). An acute drop in HIV-1 RNA was observed for both groups of patients. Within the first 24 h posttreatment, the HIV-1 RNA nadirs averaged 0.24 log10 for cohort 1, 0.56 log10 for cohort 2, and 0.37 log10 for cohorts 1 and 2 combined. The mean viral load reductions were statistically significant for cohort 1 patients (P = 0.0022, n = 7), cohort 2 patients (P = 0.016, n = 5), and for cohorts 1 and 2 combined (P = 0.0002, n = 12). These results are similar to those reported previously for 10-mg/kg single-dose PRO 542, which mediated a statistically significant 0.4 log10 reduction in HIV-1 RNA within 24 h of treatment (17).
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1 log10 reduction in HIV-1 RNA that was sustained throughout follow-up, while patient 9 experienced a 0.5 to 0.7 log10 reduction that remained relatively constant for 4 weeks. Patients 10 and 11 also experienced reductions in viral load at nearly all posttreatment time points, but the reductions were generally smaller in magnitude. Patient 12 was the only nonresponder in cohort 2. It should be noted that none of the patients in cohort 2 was receiving concurrent antiretroviral therapy, and thus the viral load changes do not reflect changes in adherence to existing regimens. There was no significant change in CD4 lymphocyte counts posttreatment (P = 0.49). Increases in CD4 lymphocyte counts were not expected given the short duration of the study.
Drug susceptibility. Relative IC50 values (IC50 of the patient virus divided by the IC50 of the reference virus) are indicated in Table 1. Pretreatment IC50s were obtained for all patients, and posttreatment IC50s were also obtained for patients in cohort 2.
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Viral susceptibility to PRO 542 was also analyzed at the conclusion of follow-up for cohort 2 patients (Table 1). No significant difference was observed between pre- and posttreatment IC50s (P = 0.67), indicating no emergence of drug-resistant virus.
Correlation between antiviral effects in vivo and drug susceptibility in vitro. Within cohort 2, patient 8 had the overall most susceptible virus (relative R5 IC50 = 1.2) and the largest acute and 6-week reductions in viral load (Fig. 1B). The second-largest reduction in viral load was observed for patient 9, whose virus exhibited normal susceptibility in the R5 assay (relative IC50 = 2.5) and increased susceptibility in the X4 assay (relative IC50 = 0.11). The nonresponder (patient 12) had the least susceptible virus (relative IC50 = 6.5 and 3.2 in R5 and X4 assays).
To further examine these trends, linear regression analysis was performed on the 4-week viral AUC and relative IC50 values. The higher of the R5 and X4 relative IC50 values was used for R5X4 viruses under the premise that drug resistance would be governed by the less-susceptible virus. A significant correlation (r = 0.9, P = 0.039) was observed between clinical outcome and in vitro susceptibility for cohort 2 patients (Fig. 2a), although the correlation is largely driven by the result for a single patient (patient 12, who had the least susceptible virus). However, a significant correlation (r = 0.72, P = 0.0088) was also observed across all 12 study patients (Fig. 2b). In each case, the largest antiviral effects (negative AUC values) correlated with increased drug susceptibility. Correlations for 1- and 2-week viral AUCs were similar and trended towards significance (P = 0.076 and P = 0.056, respectively).
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Similar trends were also observed between relative IC50 values and the posttreatment nadirs in HIV-1 RNA, but the results did not reach statistical significance (P = 0.090 for cohort 2 patients and P = 0.12 for all 12 study patients). These findings support the use of viral AUC to assess the overall antiviral effect of single-dose PRO 542.
Coreceptor usage. Coreceptor usage patterns varied between cohort 1 and cohort 2 viruses (Table 1). In the PhenoSense Entry assay, pure R5 viruses were observed in six of seven (86%) of cohort 1 patients and two of five (40%) of cohort 2 patients prior to treatment. This distribution is consistent with the known broadening of coreceptor usage with disease progression.
Nine of twelve pretreatment viruses were available for whole-virus analyses of coreceptor usage, including viruses from cohort 2 patients 8, 9, 10, and 12. Overall there was good agreement in the coreceptor usage patterns observed in PhenoSense and whole-virus assays. Identical results were obtained for the five cohort 1 patients that were tested with both methods, as each assay detected four pure R5 viruses and one R5X4 virus. Identical results were also obtained for cohort 2 patients 8 (pure R5 virus) and 10 (pure X4 virus). However, a difference was observed for patients 9 and 12: whereas R5X4 viruses were observed with PhenoSense technology (Table 1), pure X4 viruses were observed in the whole-virus assay. The difference could reflect an overestimation of coreceptor utilization via use of coreceptor-transfected indicator cell lines (37) and/or differential selection of viral quasispecies following cultivation in vitro for whole-virus assays (34).
Intriguingly, PRO 542 therapy led to an apparent loss of X4 viruses in two of three cases (patients 10 and 12, Table 1). Whereas pure X4 or R5X4 viruses were detected pretreatment, only R5 viruses were detected posttreatment. PRO 542 therapy did not lead to the emergence of X4 virus in any patient examined.
Antiviral effects of PRO 542 in advanced HIV-1 disease.
Figure 3 depicts the mean HIV-1 RNA reductions for cohort 2 patients with PRO 542-susceptible virus (R5 and X4 relative IC50 values < 5, patients 8 to 11). Significant
0.5 log10 mean reductions in viral load were observed out to 4 weeks posttreatment. These results largely corroborate our retrospective analysis (described under patient characteristics) performed prior to treatment of cohort 2 patients.
Given the consistent outcomes between the retrospective and prospective analyses of patients with advanced disease, all advanced disease patients treated to date were considered in a pooled analysis. This group includes patients treated at 25-mg/kg in the present study and patients treated with doses ranging to 10 mg/kg in our previous study (17). To date, a total of 11 patients with HIV-1 RNA > 100,000 copies/ml and CD4 lymphocytes < 200/mm3 have been treated with single-dose PRO 542: two patients treated with 1 mg/kg, one with 5 mg/kg, two with 10 mg/kg, and six with 25 mg/kg (the five cohort 2 patients plus one patient [patient 6] in cohort 1). The analysis thus includes all advanced disease patients independent of dose or viral susceptibility. Significant and sustained antiviral effects were observed across all patients with advanced disease. For these 11 patients, a 0.4 log10 mean reduction in HIV-1 RNA was observed between days 7 and 28 posttreatment (P < 0.05).
A dose relationship cannot be established for antiviral effects in advanced disease given the small number of patients. However, our retrospective analysis argues against a linear dose relationship, suggesting that doses lower than 25 mg/kg may prove active in this setting.
Effects on virion release in vitro. A rapid decline in plasma levels of HIV-1 RNA is characteristic of PRO 542 therapy (Fig. 1 and 3). Viral loads often nadir within 24 h, partially rebound, and then undergo a secondary decline over several days. The kinetics of the secondary decline are consistent with inhibiting viral entry, whereas the initial rapid decline may reflect other processes.
A rapid reduction in plasma HIV-1 RNA could reflect modulation of virion release from infected cells, and PRO 542 conceptually could influence this process by binding nascent envelope on infected cells. However, PRO 542 neither inhibited nor measurably delayed HIV-1 release from any of 4 chronically infected cells in vitro at concentrations ranging to 5 mg/ml (data not shown). Unless there are significant differences in the mechanics of viral budding from primary cells, the acute drop in HIV-1 RNA is unlikely to reflect PRO 542-mediated effects on virion release.
| DISCUSSION |
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In both a prospectively treated cohort of patients and our retrospective analysis of previously treated patients, greater reductions in HIV-1 RNA were observed in patients with advanced versus early-stage disease. The finding is novel, and we are not aware of another antiviral agent whose activity is modulated by disease progression independent of drug susceptibility.
Why would an HIV-1 attachment inhibitor exert greater antiviral effects in advanced disease? As described above, the pharmacokinetics of PRO 542 did not vary with disease progression, nor did viral susceptibility. Conceptually, however, antiviral activity could be influenced by the number of CD4+ target cells, whose depletion is a hallmark of HIV-1 disease progression. At the simplest level, one can consider the fate of a newly released virion. The fewer the number of target cells, the greater the distance and time the virus must travel prior to initiating infection, and consequently the longer the window of opportunity for PRO 542 to neutralize the virus. The situation undoubtedly is more complex in vivo, where target cell availability may additionally reflect the integrity of the lymphoid architecture and disease compartmentalization [reviewed in reference 10]. Also, PRO 542 may begin to neutralize virus prior to budding, perhaps contributing to its activity in all disease settings.
This study is the first to examine correlations between antiviral effects and baseline viral susceptibility to entry inhibitors. Despite the small data set, significant and positive correlations were observed with a phenotypic assay, and the study thus begins to define an in vitro susceptibility threshold for PRO 542 therapy. Further studies are warranted to assess the potential utility of resistance-testing technologies in designing salvage regimens that contain PRO 542 and other entry inhibitors.
Single-dose PRO 542 exhibits complex pharmacodynamics. Typically, viral loads drop within hours, partially rebound, undergo a secondary decline over a period of days, and then may remained reduced for up to 6 weeks. The secondary decline is consistent with inhibiting viral entry, while the initial decline may reflect other processes. A similar acute decline in viral RNA has been observed following passive immunotherapy of SIVmac251-infected macaques with immune globulin, where a viral nadir was observed 12 h posttreatment (3).
In principle, the acute reduction in HIV RNA could reflect PRO 542-mediated effects on virion clearance, virion release from infected cells, and/or lysis of virally infected cells. However, we observed no effect of PRO 542 on virion release from any of four chronically infected cell lines in vitro. In addition, lysis of virally infected cells appears unlikely given that PRO 542 possesses an IgG2 Fc region, which is poorly active in mediating immunologic effector functions such as complement-dependent cytotoxicity or antibody-dependent cellular cytotoxicity. Notably, PRO 542 does not measurably bind Fc receptors in vitro (1). Thus, the initial decline is more likely to reflect enhanced clearance of PRO 542-complexed virions through the reticuloendothelial system.
The durability of PRO 542's antiviral effect was not predicted by the pharmacokinetic and susceptibility analyses, since serum concentrations remained above the in vitro IC50 value for
2 weeks in most patients. Further comparisons of serum concentrations, IC50 values, and antiviral effects will be needed to define an inhibitory quotient for PRO 542. In addition, it is possible that this agent is preferentially taken up in lymphoid tissues or other sites of viral replication, resulting in higher local concentrations. Lastly, the sustained antiviral effect could reflect the selection of viruses with reduced replication capacity, which was not measured in this study. The transitory nature of single-dose studies may preclude a complete understanding of the PRO 542 pharmacodynamics, and further insight may require multidose studies that maintain steady-state drug levels. One such study is under way.
In some patients, PRO 542 resulted in an apparent loss of X4 viruses, which typically are more pathogenic, and their emergence often presages disease progression (6, 28, 35). As reported here and previously (31), X4 viruses are not more susceptible to PRO 542 in vitro. However, selective loss of X4 viruses has also been reported following conventional antiretroviral therapy (9, 26, 30) and may reflect a higher turnover rate of cells infected by X4 viruses. PRO 542 therapy did not lead to emergence of X4 viruses in any of the patients studied.
In summary, PRO 542 was well tolerated at 25 mg/kg, the highest dose tested to date. Single doses resulted in significant reductions in HIV-1 RNA for 4 to 6 weeks in treatment-experienced individuals with advanced HIV-1 disease, and a correlation was observed between antiviral effects in vivo and viral susceptibility in vitro. The findings support development of PRO 542 for salvage therapy of HIV-1 infection.
| ACKNOWLEDGMENTS |
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The research was supported by Public Health Service grants AI43084 and AI048990 from the National Institute of Allergy and Infectious Diseases.
| FOOTNOTES |
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Present address: Department of Medicine, Beth Israel Medical Center, New York, NY 10003. ![]()
Present address: Medarex, Inc., Bloomsbury, NJ 08804. ![]()
| REFERENCES |
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