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Antimicrobial Agents and Chemotherapy, June 2004, p. 2159-2165, Vol. 48, No. 6
0066-4804/04/$08.00+0 DOI: 10.1128/AAC.48.6.2159-2165.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Mutation D30N Is Not Preferentially Selected by Human Immunodeficiency Virus Type 1 Subtype C in the Development of Resistance to Nelfinavir
Zehava Grossman,1* Ellen E. Paxinos,2 Diana Averbuch,3 Shlomo Maayan,3 Neil T. Parkin,2 Dan Engelhard,3 Margalit Lorber,4 Valery Istomin,5 Yael Shaked,1 Ella Mendelson,1 Daniela Ram,1 Chris J. Petropoulos,2 and Jonathan M. Schapiro6
National HIV Reference Center, Central Virology Laboratory, Public Health Laboratories, Tel Hashomer,1
Hadassah Medical Center, Jerusalem,3
Rambam Medical Center, Haifa,4
Hillel-Jaffe Medical Center, Hadera,5
National Hemophilia Center, Tel Hashomer, Israel,6
ViroLogic, South San Francisco, California2
Received 14 October 2003/
Returned for modification 18 December 2003/
Accepted 3 February 2004

ABSTRACT
Differences in baseline polymorphisms between subtypes may result
in development of diverse mutational pathways during antiretroviral
treatment. We compared drug resistance in patients with human
immunodeficiency virus subtype C (referred to herein as "subtype-C-infected
patients") versus subtype-B-infected patients following protease
inhibitor (PI) therapy. Genotype, phenotype, and replication
capacity (Phenosense; Virologic) were determined. We evaluated
159 subtype-C- and 65 subtype-B-infected patients failing first
PI treatment. Following nelfinavir treatment, the unique nelfinavir
mutation D30N was substantially less frequent in C (7%) than
in B (23%;
P = 0.03) while L90M was similar (
P < 0.5). Significant
differences were found in the rates of M36I (98 and 36%), L63P
(35 and 59%), A71V (3 and 32%), V77I (0 and 36%), and I93L (91
and 32%) (0.0001 <
P < 0.05) in C and B, respectively.
Other mutations were L10I/V, K20R, M46I, V82A/I, I84V, N88D,
and N88S. Subtype C samples with mutation D30N showed a 50%
inhibitory concentration (IC
50) change in susceptibility to
nelfinavir only. Other mutations increased IC
50 correlates to
all PIs. Following accumulation of mutations, replication capacity
of the C virus was reduced from 43% ± 22% to 22% ±
15% (
P = 0.04). We confirmed the selective nature of the D30N
mutation in C, and the broader cross-resistance of other common
protease inhibitor mutations. The rates at which these mutational
pathways develop differ in C and subtype-B-infected patients
failing therapy, possibly due to the differential impact of
baseline polymorphisms. Because mutation D30N is not preferentially
selected in nelfinavir-treated subtype-C-infected patients,
as it is in those infected with subtype B, the consideration
of using this drug initially to preserve future protease inhibitor
options is less relevant for subtype-C-infected patients.

INTRODUCTION
Different subtypes of human immunodeficiency virus type 1 (HIV-1)
possess distinct patterns of consensus amino acid sequences
in viral proteins, including the protease, a highly polymorphic
and flexible enzyme (
10) Nearly 47% of the 99 protease amino
acids can vary naturally in wild-type viruses (both within and
between subtypes) (
14). Mutations at 45 amino acid positions
have been associated with resistance to one or more of the six
presently used protease inhibitors (PIs) (
8,
17,
18,
31). Mutations
at nine amino acid positions have been commonly designated primary
or major resistance mutations (D30N, V32I, M46I/L, G48V, I50V,
I54L/M/V, V82A/F/S/T, I84A/V, N88S, and L90M) (
11,
31). Other
resistance mutations considered of a lesser significance are
defined as secondary or minor. Although none of the primary
mutations occur as polymorphisms in wild-type HIV-1, several
secondary mutations contributing to reduced susceptibility (i.e.,
M36I and I93L) are found in nearly 100% of subtype C virus from
drug-naive patients (
5,
10). Upon antiretroviral treatment,
such differences in baseline polymorphisms among subtypes may
result in the evolution of drug resistance along distinct mutational
pathways, or in differences in the incidence of these specific
pathways (
1,
4,
9,
12,
16,
25,
28,
29). These genetic differences
may be clinically relevant when considering long-term treatment
strategies for patients infected with different subtypes. In
this study, we document the emergence of drug resistance following
PI therapy in a large cohort of patients infected with HIV-1
subtype C (referred to herein as "subtype-C-infected patients")
and compare these patients with a cohort of subtype-B-infected
patients treated in the same clinics and to the large Stanford
public database (
13,
24).

MATERIALS AND METHODS
Clinical specimens and database.
Genotype testing was performed in accordance to treating-physicians'
requests. Samples were collected by seven HIV treatment centers
located throughout Israel. Levels of HIV RNA in plasma and CD4
+-T-cell
counts were determined by the local treatment center laboratory.
Demographic information, detailed antiretroviral treatment history,
current and past CD4
+ counts, and HIV RNA viral load measurements
were provided along with the samples on standardized forms and
were stored in an anonymous database at the National HIV Reference
Center. Samples were genotypically characterized at the National
HIV Reference Center. Patients were considered to be failing
treatment when plasma HIV RNA concentration was higher than
1,000 copies per ml while on antiretroviral treatment for at
least 6 months, including at least 1 month on PI. All successfully
analyzed subtype B and C samples from PI failing patients submitted
between August 1999 and June 2003 were included in the analyses.
HIV-1 RNA extraction, sequencing and subtyping.
Viral RNA was isolated from patient plasma samples using the QIAamp kit (Qiagen, Hilden, Germany) according to manufacturer's instructions. The protease gene was sequenced (codons 4 to 99) using the Open Gene system and the TruGene HIV-1 Genotyping kit and prototype 1.5 RT-PCR Primers (research use only; Visible Genetics Inc., Toronto, Canada) as previously described (10). Sequences from 26 of 330 subtype C and 2 of 154 subtype B viruses were also independently verified using ViroLogic's GeneSeq HIV assay. Classification of samples into subtypes was done by peptide subtyping of the envelope region (6) and/or by comparing the polymerase sequence to consensus sequences in the Stanford database (13, 24).
Drug susceptibility and replication capacity determination.
Drug susceptibility and replication capacity were measured using a cell based, single replication cycle assay (PhenoSense HIV; ViroLogic). In this assay, drug susceptibility is measured using HIV resistance test-vector libraries (23). The PhenoSense drug susceptibility test has also been adapted to measure the replication capacity (RC) of recombinant test viruses. In this RC assay, the total amount of luciferase activity expressed in infected cells in the absence of drug represents a measure of the RC of the virus. Viruses with high RC generate high levels of luciferase activity, while viruses with low RC generate low levels of luciferase activity. Relative measures of RC can be derived by comparing the total amount of luciferase generated by two or more viruses. Replication capacity measurements are reported as a percentage of the mean RC of wild-type viruses, that is, those that possess no genotypic or phenotypic drug resistance. Replication capacity measurements are normalized for differences in transfection efficiencies by monitoring the luciferase activity generated in transfected cells, which is independent of viral enzyme function.
Statistical analysis.
Clinical data and differences in mutation frequencies were compared and analyzed using the chi-square test, Fisher's two-tailed exact tests, the Mann-Whitney test, and logistic regression.
Nucleotide sequence accession numbers.
GenBank accession numbers for protease sequences included in this study are AY529528 to AY529627.

RESULTS
Sample analysis.
Sequences were obtained from a total of 542 patients failing
a PI containing regimen. These included 168 subtype-B-infected
and 374 subtype-C-infected patients. Of these, 65 subtype-B-infected
and 159 subtype-C-infected samples were patients failing their
first PI regimen. The common PIs used as first regimen for this
cohort of patients were nelfinavir and indinavir (Table
1).
All subtype C and B samples from patients failing nelfinavir
were compared to those failing indinavir as their only PI (total
of 46 and 136 samples, for subtypes B and C, respectively; Table
1).
Patients and treatments.
Subtype-B and subtype-C-infected patients were treated at the
same clinics and by the same physicians. Overall usage of antiretroviral
drugs was similar in the two groups. Nelfinavir and indinavir
were commonly used as part of combination regimens, and one
of these two drugs was often introduced as the first PI (Table
1). Several demographic and clinical characteristics varied
between subtype-B- and subtype-C-infected patients. 76% of patients
infected with subtype B were male, compared to 52.2% of patients
infected with subtype C. Additionally, there were only five
children (4.3%) in the group of subtype-B-infected patients,
while 38 subtype-C-infected patients (17%) were younger than
13. Further, the primary risk factors for HIV infection differed
between the two groups. Specifically, risk factors for HIV subtype
B transmission included men having sex with men (42.7%), intravenous
drug users (12.8%), heterosexual relations (26.5%), and receipt
of blood transfusion (10.3%). In contrast, subtype-C-infected
individuals acquired HIV infection either through heterosexual
relations (83%) or mother to child transmission (17%). While
adults received nelfinavir and indinavir in similar proportions
(
P > 0.4), all children but one were treated with nelfinavir
as the first PI (
P < 0.0001). Consequently, we genotyped
a higher percentage of subtype-C-infected patients failing nelfinavir
as their first PI (21%) than subtype B-infected patients failing
nelfinavir as their first PI (13%;
P = 0.044; Table
1). The
specific data concerning first PI failure patients after receiving
nelfinavir or indinavir are summarized in Table
2.
Mutations and polymorphisms.
The frequency at which specific mutations emerged following
initial PI therapy with nelfinavir or with indinavir varied
in subtype-B-infected patients versus subtype-C-infected patients.
As the number of samples from subtype-B-infected patients failing
first regimens was relatively small, we compared our data from
subtype-C-infected patients also to the large public Stanford
database (
13,
24), having first verified that there were no
major differences in the frequencies of resistance-related mutations
among the Israeli subtype-B-infected patients and those documented
in the Stanford pool (Table
3).
In the comparison between subtypes B and C, some of the differences
that were evident but not statistically significant when the
subtype C data were compared with the small set of Israeli subtype
B data became significant on comparing with the larger set (Table
3). Most notably, among patients failing initial nelfinavir
therapy, the D30N mutation emerged significantly less frequently
in subtype-C-infected patients than in subtype-B-infected patients
(
P = 0.03). This was also the case for L10I/V (
P = 0.03), L63P
(
P < 0.05), A71V (
P = 0.001), and V77I (
P = 0.005). The L10I/V,
I54V, and V82A mutations were more common in subtype-B-infected
patients failing first indinavir therapy than in subtype-C-infected
patients only when compared to the large Stanford database (
P = 0.03, 0.03, and 0.004, respectively). Further, as M36I and
I93L are the consensus amino acid for HIV subtype C viruses,
they were more common in C than in B, irrespective of PI therapy
(
P < 0.001). The frequencies of I84V, N88S, and L90M were
not significantly different between subtypes in patients failing
either treatment (chi-square test and Fisher's two-tailed exact
tests).
Subtype-B- and subtype-C-infected patients were compared for incidence of the D30N mutation using logistic regression to adjust for differences in viral load, CD4 count, time of treatment with nelfinavir, age and sex. A significant difference between subtype-B- and subtype-C-infected patients was found in the incidence of the D30N mutation (P = 0.03).
Drug susceptibility and replication capacity.
Subsets of samples from both drug-naive and treated subtype-C-infected patients were examined for PI drug susceptibility (change in IC50) and RC (Table 4). In samples containing the D30N mutation, large reductions in susceptibility to nelfinavir but not to other PIs were seen (e.g., patients 22347 and 22167 [Table 4]). Samples containing L90M, when it was present in combination with additional mutations (e.g., M46I, I54V, A71V, V82A, and/or I84V; Table 4), demonstrated reduced susceptibility to several PIs. RC relative to a subtype B reference strain (NL4-3) was reduced in drug-experienced patients, although variability within each group was high (22% ± 15% versus 43% ± 22% for drug-naive patients; P = 0.04; Table 4).
We have compared the RC of the subtype C viruses harboring mutation
D30N or L90M with or without additional mutations to genotypically
similar subtype B samples from the ViroLogic database. All the
raw RC values were adjusted to account for the difference between
the reference virus (NL4-3) and an "average" wild-type clade
B virus (using the same correction factor for clade C). We did
not find obvious differences in relative RC between the D30N
and L90M groups either in clade B or in clade C. Both groups
appear to possess significantly lower RC compared to wild type
(data not shown).

DISCUSSION
We have compared the frequencies at which individual drug resistance
mutations were selected in subtype-B- and subtype-C-infected
patients failing their first PI regimen containing nelfinavir
or indinavir. We found that mutation D30N was selected at a
much lower rate in subtype-C-infected patients relative to subtype-B-infected
patients, while other major mutations were selected at a similar
rate in both subtypes. The frequency of other known PI mutations
also varied between the subtypes. Similar findings regarding
the pattern of mutations in persons failing nelfinavir therapy
have been observed in a smaller number of patients infected
with subtypes A (
30), AE (1), C (
5), and G (P. Gomes, I. Diogo,
M. F. Gonçalves, P. Carvalho, J. Cabanas, et al., 9th
Conf. Retroviruses and Opportun. Infect., abstr. 46, 2002) viruses.
These studies strengthen one another because none is corrected
for multiple comparisons (examining each residue in protease).
Subtype-C-infected patients harboring mutation D30N showed reduced
susceptibility to nelfinavir but not to other PIs, whereas other
primary mutations (i.e., L90M) showed broader cross-resistance.
A broad range of RC values was found in subtype-C-infected patients,
and the presence of a major PI mutation was associated with
reduced RC.
This study has a number of limitations. Patients were not randomized into the different treatments. Additionally, subtype-C- and -B-infected populations in Israel differ in a number of socioeconomic characteristics that may impact drug taking behavior. Nevertheless, this does not appear to be a significant confounding factor here for several reasons. (i) Data for this study were collected from multiple centers treating patients infected with either subtype who live in different geographic locations throughout the country. Local effects of adherence would thus be minimized. (ii) Despite years of nelfinavir therapy in the non-subtype-B populations, there have been no reports of specific adherence problems or unique toxicity issues with nelfinavir in these populations. (iii) Preliminary reports of similar findings in other populations (Japanese and Portuguese) (1; Gomes et al., 9th Conf. Retroviruses Opportun. Infect) that are very different socially from Ethiopian Israelis and are unlikely to share adherence patterns suggest an effect of the common baseline mutations rather than of drug taking behavior. (iv) Such an effect of baseline non-subtype-B mutations on efficiency and stability of the enzyme, and hence on resistance development, is supported by biochemical studies in these patients (28, 29). Susceptibility assays and RC assays were not designed specifically for subtype C viruses and used a standard subtype-B-based vector. Incorporating a subtype C virus sequence into a subtype B vector backbone may influence viral replication and impact the results. Additionally, as replication capacity assays were applied to a fragment of pol including both PR and RT regions, RT mutations may also affect RC measurements. Although these potential pitfalls must be kept in mind, our preliminary studies and those of others (1, 5, 30; Gomes et al., 9th Conf. Retroviruses Opportun. Infect.) showing an impact of viral subtype on nelfinavir resistance pathways suggest that such issues of subtype dependency should be formally addressed in controlled clinical trials.
Resistance is one of several factors to consider in selecting the optimal drug regimen for an individual patient. Mutation D30N is a primary nelfinavir resistance mutation and appears to be specific to this inhibitor (19). In contrast, L90M, like other major protease mutations (e.g., V82A and I84V) is a primary mutation involved in resistance to several PIs including nelfinavir, indinavir, and saquinavir (3, 11, 19, 27). These two mutations rarely appear together on the same isolate (26). In the majority of subtype-B-infected patients developing resistance after failing nelfinavir as their first PI, mutation D30N is selected, while mutation L90M or other primary mutations are selected in a significantly smaller proportion (7, 19). Since mutation D30N does not engender resistance to PIs other than nelfinavir, patients failing nelfinavir will commonly retain susceptibility to other drugs of this class. This is to be taken into consideration when choosing the initial PI. In our study, we found that the D30N mutation was selected far less frequently in subtype-C-infected than in subtype-subtype-B-infected patients who failed nelfinavir as the first PI, while other key PI mutations such as L90M were seen more frequently. Susceptibility assays confirmed the selective resistance pattern of mutation D30N-containing viruses and the broader cross-resistance of those containing other key PI mutations in subtype C. These findings are consistent with other studies from distinct geographic regions showing that mutation D30N is selected at low frequency in non-subtype-B-infected patients (1; Gomes et al., 9th Conf. Retroviruses Opportun. Infect.). As the majority of HIV-infected individuals worldwide harbor a variety of non-subtype-B viruses, it is important to determine the significance of subtype classification in making treatment choices. Our findings suggest that the D30N pathway will be selected in a small percentage of subtype-C-infected patients and that alternative mutations, including those implicated in the development of PI cross-resistance, will be selected in a high proportion of patients. Therefore, the patient's viral subtype is an important factor to be considered when selecting an initial PI regimen.
The susceptibility testing results from these clinical samples confirmed the drug-specific nature of the resistance associated with the mutation D30N in HIV subtype C, which is consistent with what was found in subtype B (19, 22). Similarly, the cross-resistance conferred by L90M or multiple other PI mutations was also confirmed. Although preliminary, our RC results suggest that major PI mutations have a detrimental effect in subtype C consistent with previous findings in subtype B (2, 21). When mutation D30N is present it causes high resistance to nelfinavir, specifically, and not to other PI. Thus, the reason for not finding it in subtype-C-infected patients treated with nelfinavir is not that the mutation fails to confer resistance to the drug but that the virus finds other routes to propagate in the presence of the drug. This in turn has important implications. While nelfinavir is very often the first-line drug of choice for subtype-B-infected patients, because the frequent emergence of the non-cross-resistant D30N mutants would not bar the use of alternative drug combinations, it has no such advantage over other PI in the treatment of subtype-C-infected patients.
It seems that HIV subtypes can take different pathways in evolving resistance to antiretroviral drugs. Our present findings pertain to one specific PI. Wainberg and colleagues found that the V106M mutation confers cross-resistance to nonnucleoside reverse transferase inhibitors (4). This mutation appears frequently in subtype-C-infected patients treated with efavirenz and rarely in subtype-B-infected patients or in subtype-C-infected patients treated with nevirapine (4, 9, 20). Moreover, in vitro studies of this group showed that the final drug concentration required for the development of resistance mutations conferring nonnucleoside reverse transferase inhibitors resistance was significantly lower for subtype C than for subtype B viruses and that resistant variants were fully selected more rapidly with the subtype C isolates than with the subtype B control (15, 16). All these studies highlight the importance of further characterization of the development of resistance in non-subtype B viruses. For some drugs, the differences seen in baseline polymorphisms between subtypes may influence which mutational patterns develop. Subtle effects of such polymorphisms on susceptibility and RC may underlie such changes.

ACKNOWLEDGMENTS
This work was sponsored by Bristol-Myers Squibb, Petach-Tiqva,
Israel.
We thank Michal Ofir, of VGI, Kfar-Saba, Israel, for her excellent technical assistance. The contributions of Hagit Rudich and Fernando Mileguir are gratefully acknowledged. Nimrod Bar-Yaacov and Maayan Amit helped with the database development.
The Stanford database is under the direction of Robert Shafer.

FOOTNOTES
* Corresponding author. Mailing address: Central Virology Laboratory, Sheba Medical Center, Tel Hashomer 52621, Israel. Phone: 972 3 530 2458. Fax: 972 3 530 2457. E-mail:
lcgross{at}inter.net.il.


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Antimicrobial Agents and Chemotherapy, June 2004, p. 2159-2165, Vol. 48, No. 6
0066-4804/04/$08.00+0 DOI: 10.1128/AAC.48.6.2159-2165.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
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