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Antimicrobial Agents and Chemotherapy, September 2004, p. 3291-3297, Vol. 48, No. 9
0066-4804/04/$08.00+0 DOI: 10.1128/AAC.48.9.3291-3297.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Division of Infection and Immunity, Institute of Biomedical and Life Sciences, University of Glasgow, Glasgow, United Kingdom
Received 20 April 2004/ Returned for modification 4 May 2004/ Accepted 25 May 2004
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Various model systems have been used to investigate the properties of Candida biofilms in vitro (17). These range from simple assays with catheter disks to more complex flow systems, such as the perfused biofilm fermentor (7). Biofilms of C. albicans usually consist of a mixture of yeasts, hyphae, and pseudohyphae and may have a basal yeast layer that anchors the biofilm to the surface (8). The cells are surrounded by a matrix of extracellular polymeric material, the synthesis of which markedly increases when developing biofilms are exposed to a liquid flow (24). Results from several studies have shown that Candida biofilms are resistant to clinically important antifungal agents, including amphotericin B, fluconazole, flucytosine, itraconazole, and ketoconazole (6, 11, 12, 23, 31, 37, 38). Newer azoles (voriconazole and ravuconazole) are also ineffective against biofilms (29), although some antibiofilm activity has been demonstrated with the echinocandin caspofungin in vitro (4, 29, 39). Mixed Candida-Staphylococcus biofilms are similarly resistant to fluconazole, and there is evidence that the bacteria can enhance Candida resistance (1).
The mechanisms of biofilm resistance to antimicrobial agents are not fully understood. One long-standing hypothesis for the resistance of bacterial biofilms is that the matrix material restricts drug penetration by forming a reaction-diffusion barrier (19) and that only the surface layers of a biofilm are exposed to a lethal dose of antibiotic. The extent to which the matrix acts as a barrier to drug diffusion would depend on the chemical nature of both the antimicrobial agent and the matrix material. Several research groups have investigated antibiotic penetration in Pseudomonas aeruginosa biofilms (26, 30, 42, 44). The overall conclusion from that work was that fluoroquinolones penetrate P. aeruginosa biofilms readily, whereas the penetration of aminoglycosides is retarded. Further studies suggested that aminoglycosides diffuse more slowly because they bind to matrix polymers such as alginate (20, 21, 36). Analogous investigations with Candida species have not been reported. However, the drug susceptibility profiles of C. albicans biofilms incubated statically (which have relatively little extracellular matrix material) were compared with those of biofilms incubated with gentle shaking (which produce much more matrix material). Biofilms grown with or without shaking did not exhibit significant differences in susceptibilities to amphotericin B, flucytosine, or fluconazole, suggesting that drug resistance is unrelated to the extent of matrix formation (9).
In the study described here, we have investigated the penetration of antifungal agents through Candida biofilms using a filter disk assay adapted from the technique reported by Anderl et al. (3) for bacterial biofilms. The abilities of flucytosine and fluconazole to permeate biofilms of C. albicans and related Candida species were evaluated in this way. In parallel, the viabilities of drug-treated biofilm cells were determined. The drug penetration of mixed-species biofilms containing C. albicans and Staphylococcus epidermidis (a slime-producing wild-type strain and a slime-negative mutant) was also assessed. S. epidermidis is the organism most frequently isolated from bacterial implant-associated infections and has also been found in polymicrobial infections with C. albicans (28). Voriconazole and amphotericin B, as well as flucytosine and fluconazole, were used in these mixed-species experiments.
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Two strains of S. epidermidis (RP62A and M7) were maintained on Colombia blood agar (Oxoid). Strain RP62A (ATCC 35984) is a known slime producer; strain M7 is a slime-negative mutant obtained after chemical mutagenesis of S. epidermidis RP62A with mitomycin C (41). The growth rate, initial adherence, cell wall composition, surface characteristics, and antimicrobial susceptibility profile of strain M7 are indistinguishable from those of wild-type strain RP62A (41).
Medium and culture conditions. All Candida species were grown in yeast nitrogen base (YNB) medium (Difco) containing 50 mM glucose. Batches of medium (50 ml in 250-ml Erlenmeyer flasks) were inoculated from fresh slopes and incubated at 37°C for 24 h in an orbital shaker at 60 rpm. Cells were harvested and washed twice in 0.15 M phosphate-buffered saline (PBS; pH 7.2). Before use in biofilm experiments, all washed cell suspensions were adjusted to an optical density at 600 nm of 0.2.
Tryptic soy broth (Difco) was selected as the liquid medium best able to support the growth of both fungi and bacteria. C. albicans GDH 2346 and the two strains of S. epidermidis (strains RP62A and M7) grew at similar rates in this medium (1). Cultures were inoculated from fresh slopes and incubated with shaking at 37°C for 24 h. Cells were harvested, washed twice in PBS, and suspended to an optical density at 600 nm of 0.2 prior to use in biofilm experiments. For mixed-species biofilms, equal volumes of the standardized suspension of each organism were mixed immediately before use.
Biofilm formation. Biofilms were grown on membrane filters resting on agar culture medium in petri dishes. For experiments with Candida species, polycarbonate membrane filters (diameter, 25 mm; pore size 0.2 µm; Whatman) were sterilized by exposure to UV radiation for 15 min on both sides prior to inoculation and were then placed on the surface of YNB agar containing 50 mM glucose. Tryptic soy agar was used for S. epidermidis and mixed-species biofilms. A standardized cell suspension (50 µl) was applied to the surface of each sterile membrane. All plates were incubated at 37°C for 24 h. The membrane-supported biofilms were then transferred to fresh agar for a further 24 h, giving a total incubation time of 48 h for biofilm formation.
Penetration of biofilms by antifungal agents. Four clinically important antifungal agents were used in this study. Flucytosine and amphotericin B were obtained from Sigma. Fluconazole and voriconazole were kindly donated by Pfizer Limited. All drug solutions were prepared immediately before use. Flucytosine and fluconazole were dissolved in sterile distilled water and then added to molten culture medium at 50°C by use of a sterile filtration unit (Sartorius) to create antifungal agent-supplemented agar for the biofilm experiments. Voriconazole and amphotericin B were dissolved in dimethyl sulfoxide and filtered into the growth medium. The medium was buffered to pH 7 with 0.165 M morpholinepropanesulfonic acid buffer (Sigma). High drug concentrations were used in the antifungal agent-supplemented agar. They were selected on the basis of their ability to give large zones of growth inhibition in control assays for drug penetration outlined below. The concentrations used were as follows: flucytosine, 6 µg/ml (30 times the MIC for planktonic C. albicans GDH 2346); fluconazole, 24 µg/ml (60 times the MIC); voriconazole 10 µg/ml (220 times the MIC); and amphotericin B, 78 µg/ml (60 times the MIC).
Penetration of antifungal agents through biofilms was assessed by a modification of the filter disk technique described previously for bacterial biofilms (3). After biofilm formation on membrane filters, smaller polycarbonate membrane filters (diameter, 13 mm; pore size, 0.2 µm; Whatman) were sterilized by exposure to UV radiation for 15 min on both sides and were then carefully placed on top of the 48-h-old biofilms. Paper concentration disks (diameter, 6 mm; Becton Dickinson) were also sterilized by exposure to UV radiation for 15 min per side and then moistened with growth medium (normally 29 µl) prior to placement on top of the 13-mm-diameter membranes. Because of an occasional variation in disk thickness, a slightly higher or lower volume of medium was sometimes required to saturate the disks. Wetting of the disks helped prevent the capillary action of the antifungal medium through the biofilms. Biofilms sandwiched between the membranes and moistened disks were transferred to antifungal agent-containing agar medium. All plates were incubated for specified exposure times, namely, 60, 90, 120, 180, 240, or 360 min.
The amount of antifungal agent which had penetrated each biofilm and which had reached the concentration disk was determined by using the disk in a standard drug diffusion assay. Plates of YNB agar containing 200 mM glucose were seeded with 150 µl of a standardized suspension of planktonic C. albicans GDH 2346 (used here as an indicator organism and adjusted to an optical density at 520 nm of 1.0). After the appropriate exposure time, concentration disks were removed from the biofilm "sandwiches" and placed on the seeded plates, which were then incubated at 37°C for 24 h. The zones of growth inhibition were measured and used to determine the concentration of active antifungal agent in the disks by reference to a standard curve prepared by using drug solutions of different concentrations but fixed volumes. All drug penetration assays were carried out in duplicate on at least two separate occasions. In control assays, concentration disks were placed on the two-membrane system to which no cells had been added, i.e., the unit without the biofilm. The drug concentration that penetrated the biofilms (C) was divided by the drug concentration determined for the controls (C0) to provide a normalized penetration curve (3).
Viable counts of biofilm cells exposed to antifungal agents. After biofilm formation on 25-mm-diameter membrane filters, biofilms were capped with sterile, 13-mm-diameter filters, transferred to antifungal agent-containing agar, and incubated at 37°C for 6 h (the maximum exposure period in drug penetration assays) or 24 h. After incubation, biofilm cells were gently scraped from the membranes with a sterile scalpel and resuspended in 10 ml of PBS. Serial dilutions (101 to 106) of each biofilm cell suspension were then prepared. Triplicate samples (0.1 ml) of the 104, 105, and 106 dilutions were spread on YNB agar containing 200 mM glucose, and the plates were incubated at 37°C for 24 h. In control assays, the membranes were transferred to growth medium containing no antifungal agent.
Scanning electron microscopy (SEM). Biofilms of C. tropicalis and mixed-species biofilms of C. albicans GDH 2346 and S. epidermidis M7 formed on polycarbonate membranes were fixed with glutaraldehyde and then treated with osmium tetroxide and uranyl acetate as described previously (22). After dehydration in a series of ethanol solutions, samples were air dried in a desiccator for 48 h, coated with gold with a Polaron coater, and viewed under a Philips 500 scanning electron microscope.
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Flucytosine penetration through Candida biofilms. The levels of flucytosine penetration of biofilms of three C. albicans strains were similar, but they were initially lower with strain GDH 2346 (Fig. 1a). The drug concentration at the distal edge of the biofilm (i.e., distal with respect to the agar) was approximately 50% of that of the control value after 180 min. After 240 min it had reached 63 to 78% of that of the control value (Fig. 1a).
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FIG. 1. Penetration of flucytosine through biofilms of C. albicans GDH 2346 (closed triangles), C. albicans GDH 2023 (open squares), and C. albicans GRI 682 (open circles) (a) and through biofilms of C. krusei (open squares), C. glabrata (open diamonds), C. parapsilosis (closed triangles), and C. tropicalis (closed circles) (b). Error bars indicate the standard errors of the means. The mean C0 after 6 h was 22.7 µg of flucytosine/ml.
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Enzymatic degradation of flucytosine by C. glabrata and C. krusei did not occur. This was demonstrated by removing membrane-supported biofilms from antifungal agent-containing plates and spreading a sensitive strain (strain GDH 2346) of C. albicans onto the plates. These indicator organisms were unable to grow on any part of the plate, including the location that had been beneath the biofilm (results not shown).
Fluconazole penetration through Candida biofilms. Fluconazole penetration was similar and rapid for three C. albicans strains (approximately 90% of that for the control after 60 min; Fig. 2a). There was then a slight decrease and a leveling off at 70% of the control value after 360 min. Interestingly, diffusion was much more rapid with fluconazole than with flucytosine, but the final extents of drug penetration were similar after 360 min (Fig. 1a and 2a). However, this represents a higher drug concentration with fluconazole.
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FIG. 2. Penetration of fluconazole through biofilms of C. albicans strain GDH 2346 (closed triangles), C. albicans GDH 2023 (open squares), and C. albicans GRI 682 (open circles) (a) and through biofilms of C. krusei (open squares), C. glabrata (open diamonds), C. parapsilosis (closed triangles), and C. tropicalis (closed circles) (b). Error bars indicate the standard errors of the means. The mean C0 after 6 h was 26.6 µg of fluconazole/ml.
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Penetration of antifungal agents through single- and mixed-species biofilms of C. albicans and S. epidermidis. Flucytosine diffused through biofilms of C. albicans GDH 2346 fairly slowly, as noted above, with penetration of about 50% of the control value after 360 min (Fig. 3a). This value was slightly lower than that shown in Fig. 1a (65% after 360 min). In these experiments, however, the C. albicans biofilms, like the mixed-species biofilms, were grown on tryptic soy agar rather than YNB agar. By contrast, the drug penetrated S. epidermidis biofilms very poorly (Fig. 3a); there was approximately 12% penetration after 180 min for slime-negative mutant M7 and 10% penetration after 240 min for wild-type strain RP62A. Mixed fungal-bacterial biofilms showed similarly slow and poor drug penetration, although diffusion was more rapid with Candida-M7 biofilms than with Candida-RP62A biofilms (Fig. 3a).
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FIG. 3. Penetration of flucytosine (a) and amphotericin B (b) through single- and mixed-species biofilms of C. albicans and S. epidermidis. Biofilms contained C. albicans GDH 2346 (closed triangles), S. epidermidis RP62A (closed circles), S. epidermidis M7 (closed squares), C. albicans GDH 2346 and S. epidermidis RP62A (open circles), and C. albicans GDH 2346 and S. epidermidis M7 (open squares). Error bars indicate the standard errors of the means. Mean C0s after 6 h were 24.2 µg of flucytosine/ml and 120.6 µg of amphotericin B/ml.
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Both fluconazole and the newer azole voriconazole diffused rapidly through biofilms of C. albicans GDH 2346, although penetration by fluconazole was more extensive (Fig. 4a and b). There was slower and poorer penetration of S. epidermidis biofilms. These drugs also diffused through mixed fungal-bacterial biofilms slowly, but fluconazole penetrated mixed biofilms to a greater extent than any other antifungal agent tested (Fig. 4a). The diffusion of both azoles, like that of flucytosine, was more rapid with biofilms containing S. epidermidis M7 than with those containing wild-type strain RP62A (Fig. 4a and b).
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FIG. 4. Penetration of fluconazole (a) and voriconazole (b) through single- and mixed-species biofilms of C. albicans and S. epidermidis. Biofilms contained C. albicans GDH 2346 (closed triangles), S. epidermidis RP62A (closed circles), S. epidermidis M7 (closed squares), C. albicans GDH 2346 and S. epidermidis RP62A (open circles), and C. albicans GDH 2346 and S. epidermidis M7 (open squares). Error bars indicate the standard errors of the means. Mean C0s after 6 h were 27.0 µg of fluconazole/ml and 7.9 µg of voriconazole/ml.
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TABLE 1. Viability of biofilm cells of Candida species after exposure to flucytosine or fluconazole for 6 or 24 ha
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FIG. 5. Scanning electron micrograph of a 48-h-old colony (membrane-supported) biofilm of C. tropicalis. Arrows indicate extracellular matrix material. Bar, 10 µm.
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FIG. 6. Scanning electron micrograph of a 48-h-old colony (membrane-supported) biofilm of C. albicans GDH 2346 and S. epidermidis M7. Bar, 10 µm.
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In this study, we have investigated the penetration of antifungal agents through single- and mixed-species biofilms formed by fungal pathogens in the genus Candida. Our results demonstrated that fluconazole permeated all single-species Candida biofilms more rapidly than flucytosine. The rates of diffusion of either drug through biofilms of three strains of C. albicans were similar. On the other hand, the rates of drug diffusion through biofilms of C. glabrata and C. krusei were faster than those through biofilms of C. parapsilosis and C. tropicalis. In all cases, the drug concentration reached at the distal edge of the biofilm was very high. However, drug penetration failed to produce complete killing of biofilm cells even when the incubation period was extended from 6 to 24 h. These results indicate that poor drug penetration is not a major resistance mechanism for Candida biofilms.
The biofilms showing the lowest levels of drug penetration, particularly with flucytosine, were those formed by C. parapsilosis and C. tropicalis. The strain of C. tropicalis used in these experiments, a clinical isolate, had a very slimy appearance on solid medium, and some of this slime, or matrix material, could be seen when biofilm preparations were viewed under a scanning electron microscope. As yet, nothing is known of the chemical composition of this material, but it could play a minor role in the drug resistance of C. tropicalis biofilms by slowing the diffusion of antifungal agents. The matrix of C. albicans biofilms has been isolated and shown to contain mainly carbohydrate and protein, with a relatively high proportion (16%) of glucose (9). Recent work with P. aeruginosa has led to the identification of periplasmic glucans in biofilm cells which appear to sequester antibiotics and slow their diffusion, perhaps preventing them from reaching their sites of action in the cytoplasm (33). It has also been postulated that the nature and amounts of extracellular glucans produced by oral streptococci from sucrose in dental plaque are major determinants retarding acid diffusion (25). It will be interesting to determine whether the matrix material of C. tropicalis biofilms is especially rich in glucan polysaccharides.
All four antifungal agents tested diffused very slowly through mixed-species biofilms containing C. albicans and either the wild-type or M7 mutant strain of S. epidermidis. In most cases, diffusion was slower with biofilms containing S. epidermidis RP62A, the wild-type, slime-producing strain. Curiously, however, amphotericin B penetrated biofilms containing the M7 mutant more slowly. In all of these experiments with mixed fungal-bacterial biofilms, the drug concentrations reaching the distal edges of the biofilms substantially exceeded the MIC for C. albicans. Thus, although the presence of bacteria and bacterial matrix material undoubtedly retarded the diffusion of the antifungal agents, poor penetration does not account for the drug resistance of Candida biofilm cells, even in these mixed-species biofilms.
The nature of the extracellular matrix of S. epidermidis biofilms is not fully established. It appears to contain a polymer of ß-1,6-linked N-acetylglucosamine residues with some deacetylated amino groups, as well as succinate and phosphate substituents (the intercellular polysaccharide adhesin) (32). A 140-kDa accumulation-associated protein has also been identified (27). The M7 mutant, which fails to accumulate on glass surfaces (41) but which does form biofilms on polyvinyl chloride catheter disks (1), has been reported to lack this protein but nevertheless synthesizes intercellular polysaccharide adhesin (27). Interactions between these polymers and those produced by C. albicans in mixed-species biofilms might result in a more viscous matrix. Rheological interactions between matrix polysaccharides from Pseudomonas cepacia and P. aeruginosa have been shown to decrease the rates of diffusion and antimicrobial activities of antibiotics (2). On the other hand, a recent study of oral biofilms containing six microbial species, including C. albicans, suggested that retarded diffusion of fluorescent probes through the biofilm was due to tortuosity, i.e., the convoluted paths traversed by macromolecules during biofilm penetration (45).
Biofilm cells appear to grow slowly because of the limited availability of nutrients, especially at the base of the biofilm. Growth rate has therefore been considered as an important modulator of drug activity in biofilms (17, 19). A perfused fermentor was used to generate C. albicans biofilms at different growth rates, and the susceptibility of the biofilm cells to amphotericin B was compared with that of planktonic organisms grown at the same rates in a chemostat. The results indicated that biofilms were resistant to the drug at all growth rates tested, whereas planktonic cells were resistant only at low growth rates (5). An alternative mechanism of drug resistance might be upregulation of genes coding for multidrug efflux pumps in biofilm cells. C. albicans possesses two different types of efflux pump: ATP-binding cassette transporters and major facilitators, which are encoded by CDR and MDR genes, respectively. Recent work has shown that genes encoding both types of pump are indeed upregulated during biofilm formation and development. However, mutants carrying single or double deletion mutations in some of these genes were highly susceptible to fluconazole when they were growing planktonically but retained the resistant phenotype during biofilm growth (40). Overall, it seems probable that drug resistance in Candida biofilms, like that in bacterial biofilms, is a complex process involving more than one mechanism.
We are indebted to Margaret Mullin for expert assistance with electron microscopy and to Pfizer Limited for a supply of fluconazole and voriconazole.
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