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Antimicrobial Agents and Chemotherapy, January 2006, p. 279-285, Vol. 50, No. 1
0066-4804/06/$08.00+0 doi:10.1128/AAC.50.1.279-285.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Basilea Pharmaceutica, Ltd., 4002 Basel, Switzerland,1 AAI, 89231 Neu-Ulm, Germany,2 Department of Gastroenterology, University Hospital, 4031 Basel, Switzerland3
Received 21 April 2005/ Returned for modification 25 May 2005/ Accepted 17 July 2005
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The rapidly growing emergence of azole-resistant fungal pathogens poses difficulties for the treatment of fungal infections in critically ill patients (8). Failure rates of currently available antifungal drugs exceed 50% for acute invasive aspergillosis and 20% to 30% for candidemia (7, 9, 17). Thus, there is an urgent need for potent azole antifungal agents which can be administered both orally and intravenously.
The prodrug BAL8557 (Fig. 1) is a water-soluble triazole precursor that is suitable for oral and intravenous administration. Its active moiety, BAL4815, is a potent inhibitor of ergosterol biosynthesis, resulting in the disruption of fungal membrane structure and function (18). In vitro, the active drug shows broad-spectrum activity against all major opportunistic fungi, e.g., Candida, Aspergillus, and Cryptococcus, and the true pathogenic fungi, including Histoplasma capsulatum and Blastomyces dermatitidis. The active drug also shows strong antifungal activity against fluconazole-resistant Candida albicans and is active against Zygomycetes and Absidia, Rhizopus, and Rhizomucor species. In rat models, the active drug is highly effective against systemic candidiasis and aspergillosis (2).
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FIG. 1. Structure of prodrug BAL8557, active drug BAL4815, and prodrug cleavage product BAL8728.
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The toxicity profile of BAL8557 in animals was consistent with that of other azoles; BAL8557 revealed no mutagenic, allergenic, phototoxic, or irritant potential.
In view of the promising broad-spectrum activity of BAL4815 in vitro and the efficacy of BAL8557 in animal models, we have investigated the safety and pharmacokinetic characteristics of BAL8557 in a single-ascending-dose clinical study.
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Rationale for dosage selection. The initial doses were chosen according to conventional toxicological criteria. After repeated intravenous administrations of 10 mg/kg of body weight to rats and cynomolgus monkeys over two weeks and considering the predicted pharmacokinetics of BAL4815 in human for a 50-mg intravenous dose, Cmax (maximum drug concentration observed in plasma) values revealed a safety margin of up to 10 for systemic exposure to BAL4815 in human (based on unbound concentrations and taking into account the species differences in plasma protein binding). The corresponding safety margin based on the area under the concentration-time curve (AUC) values determined in rats and monkeys was up to 3.
After repeated oral administrations of 30 mg/kg to rats and 10 mg/kg to monkeys over 4 weeks and considering the predicted pharmacokinetic properties of BAL4815 in human for a 100-mg oral dose, Cmax values revealed a safety margin of 12 to 25 for systemic exposure to BAL4815 in human (based on unbound concentrations and taking into account the species differences in plasma protein binding). The corresponding safety margin based on the AUC values determined in rats and monkeys was 1.5 to 4.5.
Subjects and study procedures. Healthy male subjects were sequentially enrolled and randomly assigned to receive BAL8557 prodrug (four subjects per cohort) or placebo (two subjects per cohort) p.o. or i.v. After p.o. administration, safety data were obtained from 23 subjects (20 to 45 years of age; mean age plus or minus standard deviation (SD), 26.2 ± 6.4 years; body weight, 57 to 88 kg; mean weight plus or minus SD, 73.9 ± 9.5 kg). After i.v. administration, safety data were obtained from 24 subjects (21 to 45 years of age; mean age plus or minus SD, 35.0 ± 7.4 years; body weight, 57 to 100 kg; mean weight plus or minus SD, 77.1 ± 10.4 kg).
BAL8557 doses given p.o. were 100-, 200-, or 400-mg equivalents of BAL4815 (corresponding to 180.5, 361, or 722 mg of BAL8557). Doses given i.v. were 50-, 100-, or 200-mg equivalents of BAL4815. Oral BAL8557 was given as hard gelatin capsules containing 100 mg of active drug, administered together with 200 ml tap water after an overnight fast. Intravenous BAL8557 in 200 ml saline was infused into a convenient forearm vein over a period of 60 min by using a constant-rate infusion pump. Before proceeding to the next higher dose, a full assessment was made of all relevant tolerability and safety data at the previous dose level.
Safety parameters assessed at screening, during the study, and at follow-up included gathering of medical history, physical examination, recording of vital signs, 12-lead electrocardiograms, monitoring of adverse events, performance of laboratory safety (hematology, blood chemistry, creatinine clearance, and urinalysis) and serology (hepatitis B, hepatitis C, and human immunodeficiency virus) tests, and drug abuse screening.
Pharmacokinetic sampling. All subjects reported to the clinical unit on the evening before the day of administration and remained in the unit until their 48-h blood sample had been taken. Blood samples for pharmacokinetic assessment were collected from the cubital vein of the forearm (opposite to the arm where the catheter was placed) immediately before start of the infusion or oral drug intake and at 15, 30, 45, 60, 75, and 90 min and 2, 3, 4, 6, 8, 10, 12, 14, 16, 24, 36, 48, 60, 72, 96, 120, 144, 168, 192, 216, 240, 264, and 288 h after administration or until BAL4815 concentrations were below the limit of quantification on two subsequent days. In most cases, concentrations of active drug were quantifiable up to more than 400 h after drug administration.
At each time point, a 5-ml blood sample was collected into Monovetten tubes containing EDTA as anticoagulant. To avoid degradation of the analytes, 10 µl of 2 M citric acid and 10 µl of 0.1 M paraoxon (plasma esterase inhibitor) were added per ml blood immediately after blood was drawn. The plasma was separated from blood cells by centrifugation (15 min at 1,500 x g; temperature, 4°C), transferred into polypropylene tubes, and stored at 70°C.
Urine samples for assessment of urinary recovery of BAL4815 were collected predose and at intervals of 0 to 6, 6 to 12, 12 to 24, 24 to 36, and 36 to 48 h after drug intake or start of infusion. Thereafter, urine was collected in 24-h intervals up to 168 h after drug administration or until BAL4815 concentrations were below the limit of quantification on two successive days. Urine samples were collected into polypropylene containers that were pretreated with 2 M citric acid.
Analytical methods. Quantification of BAL8557, BAL4815, and BAL8728 in plasma and urine was performed by liquid chromatography coupled online with tandem mass spectrometry operating in the positive electrospray ionization and selected reaction-monitoring modes. Calibration and quality control samples were prepared in pretested blank plasma and urine samples. Day-to-day performance was controlled by analysis of quality control samples.
Sample analysis was carried out with 50 µl of plasma or with 10 µl of urine diluted with 40 µl plasma. Plasma was stabilized with 10 mM citric acid at pH 5 and 1 mM paraoxon to prevent metabolic degradation. After precipitation of proteins with acetonitrile-water (8/2, vol/vol) and centrifugation, a 100-µl aliquot of supernatant was diluted with 350 µl of 1 mM ammonium acetate (pH 5). An aliquot of each solution (10 to 30 µl) was injected into system of liquid chromatography coupled online with tandem mass spectrometry. All unknown, calibration, or quality control samples were subjected to the same procedure.
Approximately 20% of the plasma and urine samples were randomly analyzed in duplicate, and the means of both measured values were reported. The interassay precision in human plasma was
9.0% for BAL8557,
7.6% for BAL4815, and
8.3% for BAL8728 after oral administration and
10.9% for BAL8557,
8.6% for BAL4815, and
15.3% for BAL8728 after i.v. infusion. The interassay precision in human urine was
9.5% for BAL8557,
8.6% for BAL4815, and
7.7% for BAL8728 after oral administration and
8.6% for BAL4815 following i.v. infusion.
The validated lower limit of quantification in plasma was 5 ng/ml for the prodrug BAL8557 and active drug BAL4815 and 10 ng/ml for the prodrug cleavage product BAL8728. The respective values for urine samples were 25 ng/ml for BAL8557 and BAL4815 and 50 ng/ml for BAL8728.
Analysis of pharmacokinetic data. Pharmacokinetic parameters were derived by noncompartmental analysis (6) using the computer program WinNonlin version 4.0.1 (15). As plasma profiles revealed a biphasic decline, an additional two-compartmental analysis was performed. Uniform weighting was used for noncompartmental analysis and 1/[predicted y2] was used for the two-compartmental analysis.
After oral administration, the following pharmacokinetic parameters were estimated from the plasma concentration-versus-time curves for BAL4815 by noncompartmental analysis: Cmax, Tmax (time to reach maximum drug concentration in plasma), t1/2ß (apparent terminal elimination half-life), AUC0-
(area under the plasma concentration time curve from time point zero extrapolated to infinity), and AUClast (area under the plasma concentration time curve from time point zero up to the time point of the last quantifiable concentration). AUC was calculated according the linear trapezoidal rule. In addition, because conversion of prodrug to BAL4815 was virtually complete, CLS/F (total systemic clearance, where F is the fraction of dose available to the systemic circulation) (bioavailability) and V/F (apparent volume of distribution in the postdistributive phase) were assessed. These pharmacokinetic parameters (excluding AUClast) were also assessed by two-compartmental analysis. t1/2
was the initial elimination half-life in the distributive phase. After oral administration, a pharmacokinetic assessment of prodrug BAL8557 and prodrug cleavage product BAL8728 was not possible because
99% of all plasma samples were below the limit of quantification.
After constant-rate intravenous infusion, the following pharmacokinetic parameters were estimated from the plasma concentration-versus-time curves for active drug BAL4815 and for prodrug cleavage product BAL8728 by noncompartmental analysis: Cmax, Tmax, AUC0-
, AUClast, t1/2ß, CLS (estimated by dose/AUC0-
), and VSS (estimated by [dose x AUMC/AUC2] [dose x T/2AUC], where AUMC is area under the first moment of the concentration-time curve). These pharmacokinetic parameters (including t1/2
, but excluding AUClast) were also assessed for BAL4815 by two-compartmental analysis. After intravenous infusion, noncompartmental pharmacokinetic assessment of prodrug BAL8557 included only AUClast, Cmax, and Tmax, as plasma concentrations of prodrug were below the limit of quantification in most samples.
Urinary excretion was calculated from urine concentrations of BAL4815 and urine volumes that were collected during the specified sampling intervals.
Statistical evaluation.
To test the dose proportionality of exposure, a one-way analysis of variance (ANOVA) was applied to the logarithmically transformed and dose-normalized values of AUC0-
and Cmax values of BAL4815. The linear dependency of the variables VSS, CLS, V/F, CLS/F, and t1/2 on dose was tested by comparing the slope of a fitted regression line to zero. The mean values of the dose groups were estimated together with 95% confidence intervals. All tests were performed at a level of
equals 0.05. The P values of the ANOVA were interpreted in only an exploratory sense.
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After p.o. administration, safety data were obtained from all 23 participating subjects and all 15 subjects who received active drug were evaluable for pharmacokinetics. After i.v. administration, safety data were obtained from all 24 participating subjects and pharmacokinetics were assessable from all 18 subjects who had received active drug.
Pharmacokinetics of BAL4815 after oral administration.
The mean (plus or minus SD) plasma concentration-time profiles of BAL4815 after p.o. administration of BAL8557 are presented in Fig. 2A. Plasma concentrations of BAL4815 increased rapidly after administration of BAL8557 and reached a maximum at 1.8 to 3 h after drug intake. Thereafter, plasma levels declined biphasically and remained detectable for more than 16 days postdose. Pharmacokinetic parameters of BAL4815 assessed after single oral administration of BAL8557 are presented in Table 1. After administrations of BAL8557, which were equivalent to 100 mg, 200 mg, and 400 mg of BAL4815, AUC values increased slightly more than proportionally to the dose (Fig. 3), indicating a moderate deviation from dose linearity. Mean elimination half-lives estimated in the terminal elimination phase (t1/2ß) were particularly long (56 to 77 h), and half-lives in the distributive phase (t1/2
) reached 1.7 to 2.1 h. Total systemic clearance (CLS/F) was low (1.91 to 2.80 liter/h), and the volume of distribution in the postdistributive phase (VZ/F) was large (155 to 292 liters), with no marked differences between dose groups. The pharmacokinetic parameters of BAL4815 showed low intersubject variability. For example, the coefficient of variation (CV) ranged from 3.8% to 17.3% for Cmax and from 13.8% to 19.5% for AUC0-
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FIG. 2. A, Mean (plus or minus SD) plasma profiles of BAL4815 after oral administration of BAL8557 (equivalent to 100 mg, 200 mg, and 400 mg BAL4815). B, Mean (plus or minus SD) plasma profiles of BAL4815 after intravenous infusion of BAL8557 (equivalent to 50 mg, 100 mg, and 200 mg BAL4815).
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TABLE 1. Pharmacokinetic parameters of BAL4815 estimated after single oral administration or intravenous infusion of prodrug BAL8557a
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FIG. 3. Mean (plus or minus SD) AUClast values of BAL4815 versus dose after single oral or intravenous infusion of prodrug BAL8557.
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) were 0.42 to 1.6 h. Total systemic clearance was low (2.80 to 5.03 liter/h) and the volume of distribution at steady state was large (304 and 494 liters). The pharmacokinetic parameters of BAL4815 showed a low to moderate intersubject variability (CV was 15.1% to 17.9% for Cmax and 16.9% to 39.0% for AUC0-
). After both routes of administration, there was a good agreement between data assessed by noncompartmental and two-compartmental analyses.
Dose proportionality and effect of dose on pharmacokinetic parameters of BAL4815.
The statistical assessment of dose proportionality of AUC0-
and Cmax was based on the comparison of the dose-normalized exposure values between dose groups using a one-way ANOVA. After oral administration, a significant dose effect was observed for AUC (P = 0.028), but for Cmax (P = 0.39) there was no significant dose effect and dose proportionality can be assumed for this parameter. After intravenous infusion, there was a significant dose effect for AUC (P = 0.021) and for Cmax (P = 0.016).
The dependency of variables VSS, VZ/F, CLS, CLS/F, and t1/2 on dose was tested by comparing the slope of a fitted regression line to zero. After intravenous infusion, there was a significant slope for CLS (Pr = 0.0098), indicating a linear dependency on dose. For VSS and t1/2, no significant slope was obtained for the independent variable dose (Pr = 0.1688 and Pr = 0.9533, respectively). Similar results were obtained after oral administration: a significant slope and hence linear dependency on dose was found for CLS/F (Pr = 0.0143), and no linear dependency on dose was seen for VZ/F (Pr = 0.1337) and t1/2 (Pr = 0.5859).
Urinary recovery of BAL4815. After oral administration, urinary recovery of BAL4815 was negligible and amounted to only 0.02 to 0.04% of the administered dose in the various dose groups. Mean maximum urinary concentrations reached 0.020 µg/ml in the 100-mg dose group, 0.045 µg/ml in the 200-mg dose group, and 0.092 µg/ml in the 400-mg treatment group. After intravenous infusion, urinary excretion of BAL4815 reached 0.06 to 0.38% of the administered dose. Mean maximum urinary concentrations amounted to 0.132 µg/ml after infusion of 50 mg, 0.289 µg/ml after infusion of 100 mg, and 0.890 µg/ml after infusion of 200 mg.
Pharmacokinetics of prodrug BAL8557. After oral administration, plasma concentrations of prodrug BAL8557 were quantifiable in only 1% of all samples and ranged from 0.004 µg/ml to 0.006 µg/ml. Because concentrations of BAL8557 were very low or not quantifiable, pharmacokinetic parameters could not be assessed. No prodrug was detected in urine samples.
After the 1-h constant-rate intravenous infusion, plasma concentrations of BAL8557 were quantifiable up to 1 h after start of infusion in the lowest dose group and up to 2 h in the highest dose group. Maximum concentrations were reached in all three dose groups before the end of infusion (Table 2), and Cmax and AUClast values increased more than proportionally to the dose. AUClast values of prodrug BAL8557 reached on average (plus or minus SD) 0.31% ± 0.22% of the corresponding AUClast values of active drug BAL4815, and Cmax values of BAL8557 amounted to 11.7% ± 9.9% of those determined for BAL4815. Intersubject variability of the pharmacokinetic parameters of BAL8557 was moderate to high (CV values were 22% to 88% for Cmax and 31% to 79% for AUClast). Due to insufficient data points, elimination half-lives could not be determined for the prodrug BAL8557.
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TABLE 2. Pharmacokinetic parameters of prodrug BAL8557 estimated after single intravenous infusions of BAL8557a
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TABLE 3. Pharmacokinetic parameters of prodrug cleavage product BAL8728 estimated after single intravenous infusions of BAL8557a
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In vitro, prodrug was rapidly converted in human plasma to an intermediate. This reaction proceeded with a half-life of less than 1 min (14). Therefore, the rapid cleavage of prodrug in this study and hence low concentrations of BAL8557 were expected.
The pharmacokinetics of BAL4815 assessed by noncompartmental and two-compartmental analyses were in good agreement and consistent with the predicted data from in vitro and in vivo preclinical pharmacokinetic studies of various animal species, which characterized BAL4815 as a compound with low clearance, high volume of distribution, long elimination half-life, and good oral bioavailability (63% in rats and 87% in monkeys) (2).
The low clearance of BAL4815 and its good tissue penetration permit the maintenance of therapeutically effective concentrations in the body for a long period of time.
As confirmed by a one-way ANOVA, strict dose-proportionality of BAL4815 could be assumed for Cmax after oral administration, but exposure was more than dose proportional according to Cmax after infusion and AUC after oral and i.v. administration. Deviation from dose proportionality was moderate and occurred predominantly at the highest doses (Table 1,Fig. 3). The more-than-dose-proportional increase in AUC and Cmax might be explained by partial saturation of metabolic clearance of this compound, since moderate linear dependency on dose was found for systemic clearance. As expected, no dose dependency was found for volume of distribution or elimination half-life.
A comparison of the AUC and Cmax values of BAL4815 that were obtained after intravenous infusion of BAL8557 with those that were obtained after oral administration points to an excellent oral bioavailability of BAL4815, a feature that allows oral and i.v. routes to be used interchangeably. The relatively high plasma levels of BAL4815 observed after oral administration might be explained by presystemic metabolism of prodrug to active drug. This hypothesis is supported by the finding that plasma concentrations of prodrug BAL8557 and of prodrug cleavage product BAL8728 were low and detectable only in very few samples after oral administration, indicating that conversion of prodrug to active drug is virtually complete.
Voriconazole, another broad-spectrum antifungal azole, is pharmacokinetically characterized by a high oral bioavailability (96%), a large volume of distribution (4.6 liter/kg), and elimination through hepatic metabolism. Due to saturation of its metabolism, voriconazole exhibits nonlinear pharmacokinetics. A more-than-proportional increase in exposure is observed after intravenous or oral doses. Because of the nonlinear pharmacokinetics, the apparent terminal half-life of voriconazole is dose dependent (4). Like BAL4815, the antifungal triazole ravuconazole is characterized by a long elimination half-life (76 to 202 h) and high protein binding (98%) (1, 10). Shorter elimination half-lives than those found for BAL4815 were determined for itraconazole (21 h) (3) and fluconazole (30 h) (13). Itraconazole revealed saturable elimination characteristics and resembles voriconazole in this respect (3).
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