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Antimicrobial Agents and Chemotherapy, December 2006, p. 4005-4010, Vol. 50, No. 12
0066-4804/06/$08.00+0 doi:10.1128/AAC.00588-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Laboratory of Genital Tract Biology, Department of Obstetrics, Gynecology and Reproductive Biology, Brigham and Women's Hospital, Harvard Medical School, Boston, Massachusetts
Received 12 May 2006/ Returned for modification 13 July 2006/ Accepted 25 September 2006
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(IL-1
) and IL-1ß and the natural IL-1 receptor antagonist (IL-1RA) and changes in levels of IL-6, tumor necrosis factor alpha, IL-8, gamma interferon inducible protein 10 (IP-10), and macrophage inflammatory protein 3
(MIP-3
), known to recruit and activate monocytes, dendritic cells, and T cells to the inflamed mucosa. CAP film and gel formulation, similarly to the hydroxyethylcellulose universal vaginal placebo gel and the OTC K-Y moisturizing gel, were nontoxic and caused no significant changes in any inflammatory biomarker. In contrast, OTC vaginal cleansing and contraceptive films containing octoxynol-9 or nonoxynol-9 (N-9) demonstrated similar levels of toxicity but distinct immunoinflammatory profiles. IL-1
, IL-1ß, IL-8, and IP-10 were increased after treatment with both OTC vaginal cleansing and contraceptive films; however, MIP-3
was significantly elevated by the N-9-based film only (P < 0.01). Although both films increased extracellular IL-1RA, the cleansing film only significantly elevated the IL-1RA/IL-1 ratio (P < 0.001). The N-9-based film decreased intracellular IL-1RA (P < 0.05), which has anti-inflammatory intracrine functions. This study identifies immunoinflammatory biomarkers that can discriminate between formulations better than toxicity assays and should be clinically validated in relevance to the risk of HIV-1 acquisition. |
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Personal hygiene and lubricating products that are currently available over the counter (OTC) have received little attention in this regard. The inflammatory potential of nonoxynol-9 (N-9) was the first to be clinically tested because of the extensive use of N-9 in chemical contraceptives and sexual lubricants. N-9 was considered a topical microbicide candidate because of its potent anti-HIV-1 activity in vitro, but unfortunately, formulations containing N-9 failed to protect against HIV-1 in clinical phase II/III trials, most likely due to epithelial lesions and inflammatory responses (reviewed in reference 21). These studies showed that neither conventional toxicology nor clinical symptoms routinely monitored in clinical phase I trials could predict the proinflammatory potential of N-9 or its effect on the natural mucosal barrier against HIV-1 and other sexually transmitted disease pathogens. On the other hand, animal and human studies showed that vaginal levels of proinflammatory cytokines and chemokines (interleukin-1
[IL-1
], IL-1ß, and IL-8) may better predict the histopathological degree of mucosal inflammation induced by N-9 (13, 15-17).
In this study, we compared epithelial cytokine and chemokine profiles of newly developed solid-dosage formulations of the anti-HIV-1 microbicide cellulose acetate 1,2-benzenedicarboxylate (CAP) to those of OTC vaginal products with and without N-9. CAP belongs to the category of anionic polymer vaginal microbicide candidates (31, 42). Whether in soluble or micronized (Aquateric) form, CAP efficiently inactivates HIV-1 through multiple specific mechanisms (31, 32). With in vitro-reconstructed human vaginal-ectocervical epithelium expressing a stratified nonkeratinized squamous phenotype (VEC-100; MatTek Corporation, Ashland, MA) (4), we assessed the biocompatibility of CAP and OTC film and gel formulations at concentrations intended for clinical use. Our study revealed favorable profiles for CAP formulations in comparison to OTC products with an established safety record. We identified discriminative product-induced cytokine and chemokine patterns that may be applied as biomarkers in future clinical trials to evaluate microbicide side effects on the vaginal mucosal homeostasis.
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Ex vivo treatment protocols. VEC-100 epithelial tissue equivalents in 24-well plate-sized inserts and VEC-100 assay medium were purchased from MatTek. The VEC-100 inserts were placed in 12-well plates over 0.5 ml culture medium per well, creating a dual-chamber system allowing continuous nutrient supply to the basolateral epithelial site from the lower chamber and application of undiluted test agents to the apical epithelial surface in the upper chamber. A Gilson Microman positive displacement pipette M100 (Rainin, Inc., Woburn, MA) was used to apply 100 µl of undiluted gel to the apical surface of the tissue. The CAP/HEC gel was prepared ex tempore by mixing Aquateric and HEC in a ratio of 1.8:8.2 (wt/wt) so that the final concentration of Aquateric in the gel was 18%. The CAP and placebo films were cut into disks using biopsy punches (Miltex, Inc., Bethpage, NY) matching the diameter of the tissue and then placed onto the epithelial surface, followed by addition of 100 µl assay medium, which converted the film into gel and mimicked the hydration of the film by vaginal secretions in vivo. VCF and VCF+ were not as easily dispersed as the CAP film and therefore were homogenized in prewarmed medium at the same surface/volume ratio before addition of 100 µl of the homogeneous material to the epithelial surface. Culture medium alone served as the untreated control. After the desired incubation period, the tissue inserts were removed from the culture plate and the VEC-100 tissues were used for 4,5-dimethylthiazol-2,5-diphenyltetrazolium bromide (MTT) assay or protein extraction. The culture-conditioned medium was collected for lactate dehydrogenase (LDH) activity and cytokine immunoassays.
Cell viability and cytotoxicity tests. The MTT colorimetric assay was used to assess viability based on mitochondrial enzyme function. In this assay, viable cells convert the MTT into a blue formazan product and the colorimetric reaction is measured by absorbance at 570 nm with a reference wavelength at 630 nm (22). MTT concentrate was diluted to 1 mg/ml in VEC-100 assay medium (both provided by MatTek). At the end of each treatment period, the VEC tissue inserts were rinsed twice in phosphate-buffered saline (provided by MatTek) and transferred to 24-well plates containing 0.3 ml MTT solution. After 3 h of incubation at 37°C and 5% CO2, each VEC-100 insert was transferred to 0.5 ml of isopropanol extraction solution (MatTek). The plates were sealed to prevent alcohol evaporation and incubated for 24 h at room temperature before absorbance was read using a Victor2 1420 multilabel microplate counter with Wallac software 2.01 (Perkin Elmer Life Sciences, Boston, MA). Tissue viability was presented as a percentage of the average optical density (OD) measured for untreated (medium alone) control tissues.
A Roche LDH assay (Fisher Scientific, Hampton, NH) was used in accordance with the manufacturer's instructions to quantify cell death based on activity of LDH released from the cytosol of damaged cells. Fifty microliters of LDH reaction mixture was added to 50 µl of VEC-100 cultured medium and incubated for 30 min at room temperature. Absorbance was measured at 490 nm with a reference wavelength at 650 nm by using the Perkin Elmer Victor2 microplate counter. The tissue survival rates (percentages) were calculated by the following formula: 100 (ODtest ODcontrol) x 100/(ODTriton X-100 ODcontrol).
Cytokine assays.
Concentrations of major proinflammatory cytokines and chemokines in VEC-100 culture fluids were measured by a multiplex electrochemiluminescent Sector Imager 6000 simultaneously in four-spot (IL-1ß, IL-6, IL-8, and tumor necrosis factor alpha [TNF-
]) or in single-spot (gamma interferon inducible protein 10 [IP-10]) assays from Meso Scale Discovery (Gaithersburg, MD). IL-1
, IL-1 receptor antagonist (IL-1RA), and macrophage inflammatory protein 3
(MIP-3
) were measured in the same culture fluids by traditional photometric enzyme-linked immunosorbent assays (Pierce, Rockford, IL, and R&D Systems, Minneapolis, MN) and with the Perkin Elmer Victor2 microplate counter. Since the secreted form of IL-1RA antagonizes the effects of both IL-1
and IL-1ß by competing for their cell surface membrane receptor (3), the imbalance in the IL-1 signaling pathway was assessed by changes in the extracellular ratio between IL-1RA (pg/ml) and total IL-1 (IL-1
[pg/ml] plus IL-1ß [pg/ml]) in the same culture fluids. Because the intracellular forms of IL-1RA and IL-1
, unlike intracellular IL-1ß, have intracrine activities (6, 45), we also measured the intracellular levels of IL-1RA and IL-1
. For this purpose, VEC-100 tissues were lysed in 0.3 ml 25 mM Tris buffer containing 150 mM NaCl, 5 mM EDTA, 1% Triton X-100, 1% Igepal CA-630, proteinase inhibitor cocktail, and 1 mM phenylmethylsulfonyl fluoride (all from Sigma). The lysates were cleared from cellular debris by centrifugation at 10,000 x g at 4°C for 10 min. The intracellular cytokine concentrations were measured by enzyme-linked immunosorbent assays (IL-1
from Pierce and Quantikine IL-1RA from R&D Systems) and normalized per mg of total protein determined in the lysates by bicinchoninic acid assay (Pierce). To compare cytokine data from multiple experiments, results were presented as change (n-fold) in cytokine concentrations in treated tissues over the average value obtained from untreated tissues in each experiment.
Statistical analysis. One-way analysis of variance (ANOVA) with Bonferroni's or Dunnett's multiple-comparison tests and Pearson correlation analysis were performed using GraphPad Prism, version 4.00, for Windows (GraphPad Software, San Diego, CA). P values of <0.05 were considered significant.
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and IL-1ß release in comparison to a toxic dose of Triton X-100. We used two forms of Triton X-100: we used the 1% Triton X-100 solution provided by the MatTek company as a toxicity control in the VEC-100 model (4), and as a solid-dosage-formulated reference, we applied VCF, which contains 3% octoxynol-9, i.e., Triton X-100. A preliminary time course of 30 min to 30 h demonstrated that plateau IL-1
and IL-1ß values were reached within 4 h to 6 h after VCF application in the VEC-100 model (data not shown). The 6-h time point was therefore chosen for ranking of all test formulations.
The changes in the IL-1 levels are presented as increases (n-fold) over levels for the untreated control in Fig. 1A. The IL-1
and IL-1ß levels did not change significantly after a 6-h treatment with K-Y gel, CAP film, placebo film, Aquateric/HEC gel, or HEC placebo gel. In contrast, N-9-containing VCF+, similarly to VCF and the Triton X-100 solution, induced a significant increase (P < 0.001) in both IL-1
and IL-1ß levels compared to levels of the untreated control. The ranges of spontaneous IL-1
and IL-1ß release in untreated control tissues cultured for 6 h are presented in Fig. 2.
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FIG. 1. Comparative evaluation of IL-1 cytokines and cytotoxicity after 6 h of exposure to solid-dosage formulations. (A) IL-1 and IL-1ß changes, presented as increases (n-fold) over levels of untreated control. (B) Survival rates (percentages) obtained from parallel MTT and LDH assessments of the same cultures. Data represent means and standard errors of the means obtained from replicate cultures in at least two different VEC-100 tissue lots for each test agent. ***, P < 0.001 compared with the untreated control; ANOVA with Bonferroni's multiple-comparison test.
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FIG. 2. Spontaneous cytokine and chemokine release measured in 6-h culture fluids from untreated VEC-100 tissues. Horizontal lines represent means and 95% confidence intervals of cytokine concentrations from seven tissue lots for IL-1 , IL-1ß, IL-6, and IL-8, from five tissue lots for TNF- , IP-10, and MIP-3 , and from four tissue lots for IL-1RA. Each symbol represents an individual VEC-100 tissue.
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and IL-1ß increase and the increase of LDH activity as a measure of cell damage in the same cultures (Pearson r2 = 0.8612 and 0.5014, respectively; P < 0.001). In the LDH cytotoxicity assay, VCF+ ranked similarly to VCF and the 1% Triton X-100 solution while the film and gel CAP formulations ranked similarly to the untreated control, the placebo controls, and the K-Y gel (Fig. 1B). The tissue survival rates assessed by the MTT assay correlated well with those of the LDH assay for all film formulations (r2 = 0.9250, P < 0.01, Pearson correlation). Both VCF and VCF+ significantly reduced the tissue viability while CAP film and placebo film appeared nontoxic regardless of test method (Fig. 1B). However, all gel formulations, independently of the presence or absence of Aquateric, showed lower tissue survival rates when assessed by the MTT assay than when assessed by the LDH assay (Fig. 1B). The discrepancy between the two assays could be explained by the fact that the MTT assay uses washed tissue and thus depends on the efficiency of the wash step at the end of the treatment period while the LDH assay utilizes the culture fluid collected from the bottom chamber of the dual-compartment system. Gels were difficult to remove from the inside of the culture insert without damaging the tissue, which may have resulted in lower MTT readings.
Ranking of solid-dosage vaginal formulations by proinflammatory versus anti-inflammatory responses in the VEC-100 model.
VEC-100 tissues from seven different lots were used to evaluate effects of the test formulations on the release of the chemokines IL-8, IP-10, and MIP-3
and the cytokines IL-6 and TNF-
, which have well-defined proinflammatory functions and are known to activate HIV-1 replication (Fig. 3A and B). The variation in the spontaneous releases of these proinflammatory mediators in the VEC-100 tissues is presented in Fig. 2. VCF and VCF+ caused a significant severalfold increase of IL-8 and IP-10 (Fig. 3A). In addition, VCF+ caused a significant increase in MIP-3
levels (Fig. 3B). The CAP film and the Aquateric/HEC gel again ranked similarly to the K-Y gel and the placebo controls, causing no significant changes in the chemokine levels (Fig. 3A and B). None of the test formulations showed a significant change in IL-6 and TNF-
levels (data not shown).
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FIG. 3. Changes in cytokine and chemokine levels in culture fluids from VEC-100 tissues after 6 h of exposure to vaginal film and gel formulations. Bars represent means and standard errors of the means of changes (n-fold) determined by comparing treated to untreated tissues within each experiment. Each formulation was tested in replicates from at least two different VEC-100 tissue lots. *, P < 0.05 compared to the untreated control; **, P < 0.01 compared to the untreated control; ANOVA with Dunnett's multiple-comparison test.
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levels and the ratio between extracellular levels of IL-1RA and total IL-1 (IL-1
plus IL-1ß). The intracellular levels of IL-1RA were significantly reduced in cultures treated with VCF+ compared to levels in untreated control cultures or CAP- and placebo-treated cultures (P < 0.05) (Fig. 4A). No significant differences in intracellular levels of IL-1
were observed between untreated control tissues and CAP-, placebo-, and VCF-treated tissues (data not shown). Additional differences between VCF and VCF+ were revealed when the extracellular IL-1RA and the IL-1RA/IL-1 ratios were analyzed. The extracellular levels of IL-1RA were significantly (P < 0.001) increased by both VCF and VCF+ compared to all other conditions; however, this change was significantly lower in the VCF+ treatment than in the VCF treatment (P < 0.001) (Fig. 4B). The extracellular ratio of IL-1RA to total IL-1 (IL-1
plus IL-1ß) was weakly elevated in tissues treated with VCF+ and significantly increased in VCF-treated tissues compared to ratios in untreated control tissues and CAP- and placebo film-treated tissues (P < 0.001) (Fig. 4C).
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FIG. 4. Effects of vaginal films on the homeostatic balance in the IL-1 signaling pathway. (A) Intracellular (ic) IL-1RA levels in VEC-100 lysates measured after 6 h of exposure to vaginal films are presented as changes (n-fold) over levels for the untreated control. (B) Changes (n-fold) in extracellular (ec) IL-1RA levels measured in corresponding VEC-100 cultured fluids. (C) Extracellular ratios of IL-1RA to total IL-1 (IL-1 and IL-1ß) measured in the same VEC-100 culture fluids. Values represent means and standard errors of the means from triplicate treatments. *, P < 0.05 compared to untreated control, CAP film, and placebo film; ***, P < 0.001 compared to all other treatments; ANOVA with Bonferroni's multiple-comparison test.
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The present study demonstrated the spontaneous expression and product-induced change of an array of proinflammatory cytokines and chemokines in the VEC-100 tissue model. The induction of IL-1 release by the N-9-containing film in the VEC-100 model agreed with previous results obtained with N-9 solutions or gels in other experimental models and in human subjects (15, 16). Both IL-1 cytokines are synthesized and stored in the epithelial cytoplasm as precursor proteins. IL-1ß becomes biologically active only after it exits the cells as a proteolytically cleaved mature form (3). In contrast, both the precursor and mature forms of IL-1
are biologically active, with the intracellular precursor being capable of nuclear translocation and activation of proinflammatory gene expression via NF-
B and AP-1 (3, 45). IL-1
and IL-1ß released from damaged or activated epithelial cells can trigger cascades of inflammatory events leading to activation of viral replication and recruitment of HIV-1 target cells, such as CD4+ T cells and macrophages (16, 27). Some of the multiple biological effects of IL-1 that augment HIV-1 replication include stimulation via the long terminal repeat enhancer region and induction of glucocorticoid hormones that stimulate the virion infectivity factor (Vif) (reviewed in reference 12). Thus, the increase of extracellular IL-1 levels by VCF and VCF+ could be interpreted as a risk factor for HIV-1 infection common for all toxic agents. However, it is important to take into account that epithelial injury also triggers the release of IL-1RA (16), which is capable of reducing the IL-1ß and IL-1
proinflammatory properties by competitively binding their type I IL-1 receptor (19). IL-1RA is part of the early monocytic response to HIV-1 infection (47) and blocks IL-1-induced HIV-1 replication in chronically infected cells (20). On the other hand, HIV-1 may downregulate the protective IL-1RA response to exogenous stimuli in HIV-1-infected individuals (12, 37). In the VEC-100 model, we observed distinct changes in IL-1RA over total IL-1 (IL-1
plus IL-1ß) in response to treatment with VCF and VCF+. The clinical significance of the IL-1RA/IL-1 ratio as a net measure of the mucosal inflammatory reaction has been demonstrated previously by its correlation with clinical severity of inflammatory bowel disease (2, 9). In our study, the homeostatic IL-1RA/total IL-1 (IL-1
plus IL-1ß) ratio in untreated VEC-100 tissues was within the ranges found in cervicovaginal lavage specimens collected from healthy female volunteers (16) and was less potently increased after VCF+ treatment than after VCF treatment. On the other hand, the intracellular levels of IL-1RA, which downregulates proinflammatory epithelial responses in an intracrine manner (6, 18), were significantly reduced only by N-9-containing VCF+. These data suggest that the concomitant assessment of intracellular and extracellular IL-1RA and IL-1 levels may contribute to a better understanding of the proinflammatory properties of vaginal OTC products and candidate microbicides.
Despite the significant increase of extracellular IL-1RA, both VCF and VCF+ induced differential increases of chemokines, which could be explained by inefficient IL-1 receptor blocking, altered chemokine mRNA stability due to reduced intracellular IL-1RA (44), or chemokine upregulation through IL-1 receptor-independent proinflammatory pathways. Our study is the first to identify IP-10 and MIP-3
as potential biomarkers of product-induced vaginal inflammation. Interestingly, while both VCF and VCF+ increased IP-10 and IL-8 to similar degrees, only N-9-containing VCF+ caused a significant change in MIP-3
levels. Since both VCF and VCF+ caused similar levels of toxicity and IL-1 release, these results suggest that the MIP-3
chemokine may serve as a proinflammatory marker independent of cell death and membrane disruption. The relative clinical significance of the severalfold change in IL-8, IP-10, and MIP-3
levels remains to be determined in future microbicide safety trials. However, clinical and experimental evidence suggests their importance in the establishment of HIV-1 infection. IL-8 plays a critical role in the formation of inflammatory infiltrates of neutrophils and monocytes (29) and may contribute to enhanced HIV-1 replication in infected monocytes (30). The major T-cell chemoattractant IP-10 is overexpressed in the context of HIV-1 infection, with persistently elevated IP-10 levels correlating with antiretroviral therapy failure (38, 40). IP-10, like IL-1ß, IL-6, TNF-
, IL-8, and other proinflammatory mediators, stimulates HIV-1 replication in peripheral blood monocytes and monocyte-derived macrophages (23). Although IP-10 may contribute to accumulation of HIV-1-specific cytotoxic T cells, the response may not be efficient in controlling the spread of HIV-1 through the genital tract mucosa. Therefore, the induction of IP-10 by vaginal irritants may be regarded as an HIV-1-enhancing risk factor to be monitored in preclinical and clinical microbicide safety studies. The role of MIP-3
in HIV-1 pathogenesis is less studied; however, MIP-3
recruits dendritic cells to the site of inflammation, thus possibly increasing the risk of HIV-1 transmission (11).
This study demonstrates that solid-dosage vaginal formulations can be tested in the VEC-100 model at concentrations intended for clinical use and ranked based on cytokine and chemokine responses. Our results extend the safety record of CAP, which has been used for many years as a general pharmaceutical excipient for oral tablets with no systemic toxicity (7). The CAP Aquateric reduced simian immunodeficiency virus/HIV-1 transmission and appeared safe on colposcopic examination in a rhesus macaque model (8). In the present study, the CAP film and Aquateric/HEC gel ranked similarly to the K-Y vaginal moisturizer, which is available as an OTC product, and to the universal HEC placebo, which has been designed to be biologically inert and shown to be innocuous to the vaginal mucosa in several animal models (41). Our data also suggest that the CAP film has lower proinflammatory potentials than VCF and VCF+, which are available as hygiene or contraceptive products in the U.S. OTC market. Future clinical studies should confirm the safety of the products tested in this study for use by women at risk of HIV-1 infection and the clinical relevance of the cytokine changes detected in the VEC-100 tissue model.
We thank A. Robert Neurath and Nathan Strick from the Laboratory of Biochemical Virology at the New York Blood Center, New York, NY, for providing the CAP formulations and placebo controls for our study.
Published ahead of print on 9 October 2006. ![]()
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