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Antimicrobial Agents and Chemotherapy, June 2006, p. 2244-2247, Vol. 50, No. 6
0066-4804/06/$08.00+0 doi:10.1128/AAC.00381-05
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Clinical Correlation of the CLSI Susceptibility Breakpoint for Piperacillin- Tazobactam against Extended-Spectrum-ß-Lactamase-Producing Escherichia coli and Klebsiella Species
Patrick J. Gavin,1*
Mira T. Suseno,1
Richard B. Thomson Jr.,1
J. Michael Gaydos,2
Carl L. Pierson,3
Diane C. Halstead,4
Jaber Aslanzadeh,5
Stephen Brecher,6
Coleman Rotstein,7
Stephen E. Brossette,8 and
Lance R. Peterson1
Evanston Northwestern Healthcare, Evanston, Illinois,1
Cleveland Veterans Affairs Medical Center, Cleveland, Ohio,2
Hartford Hospital, Hartford, Connecticut,3
University of Michigan Health System, Ann Arbor, Michigan,4
North Florida Pathology Associates and Baptist Health, Jacksonville, Florida,5
Veterans Affairs Boston Healthcare System, West Roxbury, Massachusetts,6
McMaster University, Hamilton Health Sciences, Hamilton, Ontario,7
MedMined, Birmingham, Alabama8
Received 23 March 2005/
Returned for modification 24 July 2005/
Accepted 17 March 2006

ABSTRACT
We assessed infections caused by extended-spectrum-ß-lactamase-producing
Escherichia coli or
Klebsiella spp. treated with piperacillin-tazobactam
to determine if the susceptibility breakpoint predicts outcome.
Treatment was successful in 10 of 11 nonurinary infections from
susceptible strains and in 2 of 6 infections with MICs of >16/4
µg/ml. All six urinary infections responded to treatment
regardless of susceptibility.

TEXT
Treatment of infections caused by extended-spectrum-ß-lactamase
(ESBL)-producing
Escherichia coli,
Klebsiella pneumoniae, or
Klebsiella oxytoca with a cephalosporin is associated with treatment
failure and increased mortality (
11-
13,
19,
20,
25). The Clinical
Laboratory Standards Institute (CLSI) (formerly NCCLS) recommends
reporting ESBL-producing strains of
E. coli and
Klebsiella spp.
as resistant to all penicillin, true cephalosporin, and monobactam
antimicrobial agents but recommends reporting ESBL-producing
isolates as susceptible to ß-lactam/ß-lactamase
inhibitor combination antimicrobials, like piperacillin-tazobactam,
when they test as such in the laboratory (
4). However, reports
of clinical failures have led some to recommend a carbapenem
antimicrobial for all ESBL infections (
19,
25). Thus, regardless
of demonstrable in vitro susceptibility, many clinicians are
reluctant to treat infections caused by ESBL producers with
piperacillin-tazobactam. The purpose of this study was to determine
if the current CLSI susceptibility breakpoint for piperacillin-tazobactam
(

16/4 µg/ml) reliably predicts treatment outcome. (This
study was presented in part at the 42nd Annual Meeting of the
Infectious Diseases Society of America, Boston, Mass., October
2004 [abstr. 440].)
Study patients were identified by retrospective review of databases at participating laboratories, recruited from ClinMicroNet (an electronic information network of leading clinical microbiology laboratory directors), from January 2001 to December 2003. Patient data were collected on age, gender, body weight, laboratory studies (sites of infection; antimicrobial regimen), and comorbid illnesses. Skin and soft-tissue specimens were included when obtained at surgery. Outcomes were determined for patients with infections caused by ESBL producers treated with piperacillin-tazobactam, alone or in combination with other antimicrobials, for a minimum of 72 h. Outcomes determined on clinical and/or bacteriologic parameters were compared to results of susceptibility testing by the participating laboratories. Clinical cure was defined as improvement in clinical status and the physician's opinion as to treatment success or failure. Bacteriologic cure was defined as negative cultures after
72 h of treatment. Treatment failure was defined as lack of clinical improvement, death from infection, or persistently positive cultures. Statistical analysis was by Fisher's exact test. Approval for this study was obtained from the respective institutional review boards.
Bacterial identification was performed by conventional methods. Susceptibility testing was performed by microtube broth dilution or disk diffusion, and the actual or extrapolated MICs recorded (4, 10, 16, 17). Where quantitative MICs were not recorded, isolates reported as "susceptible" or "resistant" were assigned MICs of
16/4 µg/ml or >128/4 µg/ml (4).
The percentage of time above the MIC (%T>MIC) was calculated using a formula that combined individual pharmacokinetic parameters (piperacillin-tazobactam regimen, dosing interval, and MIC) plus published values for fraction unbound (70%) drug, volume of distribution (0.15 liter/kg), and t1/2 (0.75 h) of piperacillin-tazobactam: %T>MIC = ({ln[(fu x dose)/(V x MIC)] x [t1/2/ln(2)]} x 100)/
(where ln = natural logarithm, fu = fraction unbound, V = volume of distribution [liters/kg], t1/2 = elimination half-life [h], and
= dosing interval [h]) (5, 9, 18, 26, 29). A one-compartment, first-order, intravenous model was used to calculate %T>MIC. While there is disagreement as to the accuracy of a one-compartment model for pharmacodynamic analysis (30), the infusion time of piperacillin-tazobactam is relatively uniform, which negates much of the differences (13, 29). Tazobactam exposure was estimated by calculating the area under the concentration-time curve (AUC0-24).
We identified 148 patients with infections caused by ESBL-producing E. coli (62 patients; 42%), K. pneumoniae (72 patients; 49%), or K. oxytoca (13 patients; 9%) or mixed E. coli and K. pneumoniae infection (1 patient). The majority of ESBL-producing isolates were from urine (52%), followed by blood (18%), sputum (17%), skin and soft-tissue (11%), abdominal/peritoneal (3%), and additional sites (3%). Most patients were treated with a single antimicrobial agent (83%). Fluoroquinolones were the most common antimicrobials (30%), followed by carbapenems (18%), piperacillin-tazobactam (16%), other ß-lactams (9%), ampicillin-sulbactam (7%), aminoglycosides (6%), and trimethoprim-sulfamethoxazole (6%).
Twenty-three patients were treated with piperacillin-tazobactam alone or in combination with other antimicrobials for at least 72 h (E. coli, 9 patients; K. pneumoniae, 13 patients; and K. oxytoca, 1 patient), 17 of which had non-urinary-tract infections (UTI) and 6 of which had UTI. There were 18 males and 5 females (median age, 65 years; range, 47 to 87 years).
MICs of piperacillin-tazobactam for the 23 ESBL producers ranged from <0.5/4 to >128/4 µg/ml. Outcomes of non-UTI and UTI were analyzed separately. Piperacillin-tazobactam treatment was successful in 91% (10 of 11) of non-UTI caused by ESBL producers with MICs of
16/4 µg/ml but in only 20% (1 of 5) caused by ESBL producers with MICs of >16/4 µg/ml (Fig. 1) (P = 0.027). Piperacillin-tazobactam treatment was successful in 100% (6 of 6) of UTI irrespective of MIC (P = 1.0).
Pharmacokinetic/pharmacodynamic data were available for 15 patients.
Treatment was successful in 90% (9 of 10) of patients with non-UTI
when %T>MIC was greater than 40% (Fig.
2). Calculated tazobactam
AUC
0-24s for patients were in excess of 96 mg/h/liter, the target
concentration of tazobactam proposed by Dudley and by Ambrose
and colleagues where bacteria are rendered functionally ß-lactamase
negative for the duration of the dosing interval (
2,
7). In
contrast, treatment was unsuccessful for both patients with
non-UTI where %T>MIC was less than 40% (Fig.
2). Despite
favorable pharmacokinetic/pharmacodynamic estimates, treatment
was unsuccessful for one patient with bacteremia and cholangitis
caused by a susceptible ESBL-producing
E. coli isolate (MIC,
16/4 µg/ml). Treatment was unsuccessful for four patients
with infections from non-susceptible ESBL-producing
Klebsiella spp. Three successfully treated patients received antimicrobials
to which the isolates were susceptible in addition to piperacillin-tazobactam
(gentamicin, two patients; ampicillin-sulbactam, one patient).
However, all three received

48 h of the second agent, with likely
little impact on outcome. Thus, 87% of patients received piperacillin-tazobactam
with less than 2 days of a second antimicrobial.
Although clinical outcome was not determined for other antimicrobials,
data were available on four patients treated with meropenem.
Meropenem treatment was successful for two patients with infections
caused by piperacillin-tazobactam-resistant
K. pneumoniae pneumonia
and bacteremia but failed in another two patients with
K. oxytoca and
K. pneumoniae pneumonias.
Although carbapenem treatment has previously been associated with a more favorable clinical outcome, it has been accompanied by the emergence of carbapenem resistance and increases in Acinetobacter and Stenotrophomonas infections (1, 8, 15, 21, 22). In contrast, treatment with piperacillin-tazobactam has been associated with successful control of outbreaks caused by ESBL producers without loss of susceptibility (3, 12, 20, 21, 23, 24). Similarly to earlier reports, in the present study, occasional piperacillin-tazobactam and carbapenem failures were demonstrated in apparently susceptible isolates.
The greater in vitro sensitivity of piperacillin-tazobactam to the inoculum effect of ESBL producers, particularly SHV-derived ESBLs, has been blamed for piperacillin-tazobactam failure in infections caused by susceptible isolates (28). However, in earlier small case series, treatment failures were seen with susceptible isolates from blood (n = 2), urine (n = 2), and respiratory secretions (n = 2), sites not classically associated with high inocula (3, 20, 21, 28). Studies now suggest that the inoculum effect is an artifact of in vitro susceptibility testing and of little clinical relevance (6). Notably, pharmacokinetic/pharmacodynamic analyses were not performed in earlier studies, whereas the present study predicted successful outcome in greater than 90% of our patients with non-urinary isolates when %T>MIC exceeded 40%.
The literature on piperacillin-tazobactam is divided regarding the pharmacodynamic role of the tazobactam component (2, 14, 27). In the present study, the calculated tazobactam AUC0-24 was in excess of the estimated concentration required for ß-lactamase activity throughout the dosing interval (2, 7). Thus, we agree with Johnson and colleagues that dose adjustments can be based on pharmacokinetics of piperacillin alone (9).
In conclusion, UTI caused by piperacillin-tazobactam-susceptible ESBL producers may be successfully treated, as expected. Piperacillin-tazobactam treatment was also successful for 90% of non-UTI caused by ESBL producers with MICs less than the CLSI susceptibility breakpoint.

ACKNOWLEDGMENTS
This work was supported by a research grant from Wyeth Pharmaceuticals,
Inc.

FOOTNOTES
* Corresponding author. Mailing address: Department of Pathology and Laboratory Medicine, Microbiology Rm. 1736, Evanston Northwestern Healthcare, 2650 Ridge Avenue, Evanston, IL 60201. Phone: (847) 570 2744. Fax: (847) 733 5314. E-mail:
pgavin{at}enh.org.

Supplemental material for this article may found at http://aac.asm.org/. 

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Antimicrobial Agents and Chemotherapy, June 2006, p. 2244-2247, Vol. 50, No. 6
0066-4804/06/$08.00+0 doi:10.1128/AAC.00381-05
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
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