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Antimicrobial Agents and Chemotherapy, December 2007, p. 4261-4266, Vol. 51, No. 12
0066-4804/07/$08.00+0 doi:10.1128/AAC.01123-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
In Vivo Validation of the Mutant Selection Window Hypothesis with Moxifloxacin in a Murine Model of Tuberculosis
Deepak Almeida,
Eric Nuermberger,
Sandeep Tyagi,
William R. Bishai, and
Jacques Grosset*
Center for Tuberculosis Research, Department of Medicine, Johns Hopkins University, Baltimore, Maryland 21231
Received 24 August 2007/
Returned for modification 7 September 2007/
Accepted 2 October 2007

ABSTRACT
Combination therapy is the most effective strategy to prevent
emergence of resistance during tuberculosis (TB) treatment.
Another strategy, albeit theoretical, is to limit the time that
drug concentrations fall in the "mutant selection window" (MSW)
between the MIC and the mutant prevention concentration (MPC).
Drug concentrations above the MPC prevent selective amplification
of resistant mutants in vitro even with a single drug exposure.
The MSW concept has been validated using fluoroquinolones against
Mycobacterium tuberculosis in vitro but not in vivo. Using a
mouse model in which serum moxifloxacin (MXF) concentrations
were maintained above the MPC, we tested whether this strategy
prevents selection of MXF-resistant mutants. Beginning 2 weeks
after aerosol infection with
M. tuberculosis, when the mean
lung log
10 CFU count was 7.9 ± 0.2, mice received either
no treatment or MXF in the diet at 0.25% to approximate the
conventional human dose or 1.5% to maintain serum concentrations
above the MPC (8 µg/ml). After 56 days of treatment, lung
CFU counts were 3.5 ± 0.8 and 0.9 ± 0.6 in 0.25%
and 1.5% of the MXF-treated mice, respectively. In mice given
0.25% MXF, MXF-resistant mutants were selected by day 28 and
detected in 16% (3/19) of mice tested on day 56. No selection
of MXF-resistant mutants was detected in mice given 1.5% MXF.
We conclude that maintaining serum concentrations of MXF above
the MPC prevents selection of MXF-resistant mutants. Although
this target cannot be achieved clinically with MXF, it might
be possible with new fluoroquinolones with more potent activity
and/or improved pharmacokinetics.

INTRODUCTION
Proper provision of and adherence to recommended 6-month treatment
regimens for tuberculosis (TB) remain unmet goals in many countries
of the world, resulting in continued TB transmission, excess
morbidity and mortality, and increasing incidence of drug resistance.
The new threat of extensively drug-resistant TB (XDR-TB) is
the latest consequence of the failure of health care systems
around the world to properly diagnose and treat patients with
TB (
2,
6,
11,
16,
37).
Drug resistance emerges in Mycobacterium tuberculosis through selection of spontaneously preexisting drug-resistant mutants (16). In a wild-type bacillary population, such mutants are present at a predictable frequency of between 10–6 and 10–8 and are selectively amplified by monotherapy or inadequate combination therapy (16). The usual approach to prevent the emergence of drug resistance is to use combination therapy. This is effective due to the rule of independence of mutation, each drug being active on preexisting mutants resistant to other drugs (16). Another theoretical approach proposed by Karl Drlica and colleagues is to administer the drug at doses that produce blood concentrations that continuously exceed the resistance level of all spontaneous drug-resistant mutants and thereby prevent the selective amplification of any mutant population. The drug concentration capable of inhibiting all spontaneous mutants has been termed the "mutant prevention concentration" (MPC). It is defined experimentally as the lowest drug concentration that prevents the emergence of resistant mutants when a large number of organisms (up to 1010 bacilli) are exposed to the drug (10, 35). In addition, Drlica and colleagues posit that the selective amplification of spontaneous drug-resistant mutants from among the susceptible population is most pronounced at concentrations below the MPC yet above the MIC against the susceptible population, a concentration range that defines the "mutant selection window." This concept has clinical relevance only for drugs to which the level of first-step mutational resistance is relatively low, as is the case for the fluoroquinolones (9), including moxifloxacin (MXF). Recent work has shown that maintaining concentrations outside the mutant selection window for all or part of the dosing interval prevents the selection of resistant mutants from M. tuberculosis in vitro (9, 15), but this concept has never been validated in vivo.
In a previous study, we demonstrated that the MPC of MXF against M. tuberculosis was between 4 and 8 µg/ml and that treatment of infected mice with MXF mixed in the diet at concentrations ranging from 0. 125 to 1% resulted in the selection of drug-resistant mutants (13). Although the latter concentration produced serum MXF concentrations above the MPC (8 µg/ml), we were unable to maintain such concentrations throughout the dosing interval. Therefore, the objectives of the present study were, first, to establish a dosing strategy in which serum MXF concentrations were consistently maintained well above 8 µg/ml and, second, to test whether such a strategy would prevent the selection of MXF-resistant mutants.

MATERIALS AND METHODS
Dosing strategy to maintain serum MXF concentrations above 8 µg/ml.
MXF powder was graciously provided by Bayer (Leverkusen, Germany).
Its half-life in mice is approximately 1 to 2 h (
21,
24). In
order to maintain relatively constant serum concentrations,
MXF was mixed into a powdered mouse diet (Harlan Teklad, Madison,
WI). However, the bitter taste of MXF required the addition
of sugar in a 10:1 ratio with MXF. Through a series of pilot
studies, it was established that 1.5% (wt/wt) MXF in the mixed
diet produced consistent serum concentrations

8 µg/ml
at steady state (i.e., after 48 h). Additional supplementation
with MXF in the diet, in the drinking water, and by gavage was
necessary during the first 48 h when mice were not yet accustomed
to the MXF-containing diet as a loading dose to establish concentrations

8 µg/ml as quickly as possible. The final dosing regimen
(test regimen) consisted of administration of 2% MXF in the
diet, 0.3% (wt/vol) MXF in the water (mixed with the sweetener
Aspartame), and 75 mg/kg of body weight MXF twice daily by gavage
for the first 24 h. The same regimen was continued in the second
24 h, except that the MXF concentration in drinking water was
reduced to 0.15%. For the third day of treatment, dosing in
the water and by gavage was discontinued and the diet concentration
was reduced to 1.5%, the concentration maintained to the end
of treatment. Details of the dosing regimen are given in Table
1.
Aerosol infection model.
One hundred forty-six Swiss (CD-1) mice (6 to 7 weeks of age;
weight, 22 ± 2 g [Charles River Laboratories, Wilmington,
MA]) were aerosol infected with
Mycobacterium tuberculosis using
the Middlebrook inhalation exposure system (Glas-Col, Terre
Haute, IN).
M. tuberculosis H37Rv (MXF MIC, 0.5 µg/ml)
was cultivated in Middlebrook 7H9 broth (Fisher, Pittsburgh,
PA) supplemented with 10% oleic acid-albumin-dextrose-catalase.
When the optical density at 600 nm surpassed 1, the broth culture
was used for aerosol infection. Mice were infected in two successive
runs, and representative mice from each run were sacrificed
to confirm that similar infections were achieved. All animal
procedures were approved by the institutional animal care and
use committee.
After infection, mice were randomized into three groups: (i) untreated negative controls (n = 26); (ii) positive controls (n = 60) treated with 0.25% MXF in the diet, which produces serum MXF concentrations of 0.5 to 2 µg/ml, consistent with the average serum concentrations produced in humans by the conventional daily oral dose of 400 mg (22); and (iii) test mice (n = 60) treated with the test regimen described in the preceding section. Treatment began 14 days after infection and was continued for 8 weeks.
Assessment of serum MXF concentrations.
To demonstrate that the desired MXF concentrations were achieved and maintained in both groups, serum was sampled at predetermined time points throughout the course of treatment. Three mice per treatment group were sacrificed at 9 a.m. and at 5 p.m. on days 1, 2, 3, and 7 of treatment and at 5 p.m. on days 14, 28, 42, 53, and 56. Because mice consume more diet during the night, the 5 p.m. time point approximates daily trough values. Mice were anesthetized with chloroform and exsanguinated by cardiac puncture. Serum was separated and stored at –70°C before being shipped overnight on dry ice to the Infectious Disease Pharmacokinetics Laboratory, National Jewish Medical and Research Center, Denver, CO. MXF concentrations were determined using a validated assay on a ThermoFinnigan P4000 high-performance liquid chromatography pump (Thermo-Finnigan, San Jose, CA) with a model AS1000 fixed-volume autosampler, a model FL3000 fluorescence detector (Thermo Electron Corporation, Waltham, MA), a Gateway E-Series computer (Gateway, Poway, CA), and the Chromquest high-performance liquid chromatography data management system (Thermo Electron Corporation). The six-point standard curves ranged from 0.2 to 15 g/ml, with linearity extending well above this range (17).
Assessment of treatment efficacy.
Three untreated mice from each run were sacrificed 1 day after infection to determine the number of CFU implanted and 14 days after infection (day 0) to determine the baseline CFU count at the initiation of treatment. Three mice from each treatment group were sacrificed on days 14, 28, 42, and 53 of treatment. Drug-containing diet was discontinued on day 53 to provide for a 3-day washout period. On day 56, all remaining mice from the positive control group (0.25% MXF) and four mice from the test group were sacrificed for CFU counts at completion of treatment. Because of the prospect that mice in the test group could have been culture negative on completion of therapy, the remaining 20 mice in the test group were kept for an additional 8 weeks without treatment to allow regrowth of viable bacilli and amplification of small numbers of resistant mutants (if present). Quantitative lung CFU counts were performed as previously described, except that Middlebrook 7H11 agar was used (23, 34). In brief, mouse lungs were homogenized in 5 ml phosphate-buffered saline using glass homogenizers and 0.5 ml aliquots were plated onto 7H11 agar plates in duplicate at appropriate dilutions. The lowest detection limit therefore was 5 CFU/lung when plated undiluted.
Detection of MXF-resistant mutants.
MXF-resistant mutants were detected on 7H11 agar by adapting the standard methods used for TB drug susceptibility testing (5, 18). Two methods were used.
(i) Direct proportion method.
In parallel with the quantitative CFU counts for assessment of treatment efficacy, 0.5-ml aliquots of lung homogenates were plated undiluted in duplicate on 7H11 plates containing MXF at concentrations of 0.5, 2, and 8 µg/ml.
(ii) Indirect proportion method.
After counting CFU on drug-free plates to determine treatment efficacy, an attempt was made to scrape together all colonies from the most heavily populated plates. This material was resuspended in 7 ml phosphate-buffered saline to obtain an approximate cell density of 1 x 108 cells/ml and replated on 7H11 agar plates with and without MXF at 0.5, 2, and 8 µg/ml. Samples were considered to be enriched for drug-resistant mutants if the proportion of resistant CFU observed was
1 log10 greater than the baseline proportion observed in untreated mice at day 0.
Analysis of resistant mutants.
All CFU isolated on 0.5, 2, and 8 µg/ml of MXF by the direct method and 8 randomly selected resistant isolates from those obtained by the indirect method were further analyzed for mutations in the quinolone resistance-determining regions (QRDRs) of gyrA and gyrB. Genomic DNA was extracted from the resistant colonies by the cetyltrimethylammonium bromide-NaCl procedure (31). A 320-bp region of gyrA and a 428-bp region of gyrB were amplified by PCR using primers and conditions described previously (19, 30). The PCR products were then purified and sequenced to detect mutations.

RESULTS
Assessment of serum MXF concentrations.
The serum MXF concentrations observed during the course of the
experiment are provided in Fig.
1. Concentrations in the positive
controls (0.25% MXF) ranged from 0.41 to 2.2 µg/ml (mean,
1.14 ± 0.68 µg/ml), for an average area under the
concentration-time curve from 0 to 24 h (AUC
0-24) of 27.4 µg
h/ml. These data are consistent with the serum concentrations
obtained in humans with the conventional 400-mg daily oral dose
where the
Cmax and AUC are 2.5 to 5.0 µg/ml and 26.9 to
39.0 µg h/ml, respectively (
27,
28,
32). Concentrations
in test mice reached 8 µg/ml during the first 24 h and
were maintained above this level throughout the entire course
of treatment (mean, 17.51 ± 11.12 µg/ml). Despite
the high sustained-MXF concentrations, there was no outward
evidence of drug toxicity.
Assessment of treatment efficacy.
Group mean CFU counts are displayed in Fig.
2. Mean lung CFU
counts 1 day after infection were 4.27 ± 0.05 and 4.40
± 0.09 log
10 CFU (mean, 4.33 ± 0.10 log
10 CFU)
in mice infected in aerosol runs 1 and 2, respectively. At the
initiation of treatment (day 0), the mean CFU count had increased
to 7.87 ± 0.18 log
10 CFU. All untreated mice, except
one, died during the first month after infection; the remaining
mouse was sacrificed at day 28 and had a lung CFU count of 8.61
log
10 CFU. During the course of treatment, there was a progressive,
dose-dependent decrease in the CFU counts in mice receiving
MXF. By the end of treatment (day 53 and day 56 results combined)
the CFU counts in positive controls (i.e., mice treated with
0.25% MXF in the diet), had fallen by 4.39 logs to 3.48 ±
0.76 log
10 CFU. In mice treated with the test regimen, the CFU
count was reduced by almost 7 logs to 0.93 ± 0.62 log
10 CFU. These results demonstrate the remarkable dose-dependent
bactericidal activity of MXF against
M. tuberculosis.
Detection of MXF-resistant mutants.
In untreated mice, the baseline proportions of resistant mutants
were 1
x 10
–7 at 0.5 µg/ml MXF, between 1
x 10
–9 and 1
x 10
–8 at 2 µg/ml MXF, and undetectable (i.e.,
<10
–9) at 8 µg/ml MXF. The proportion of resistant
mutants isolated over the course of treatment is displayed in
Table
2. Using the direct method, mutants resistant to MXF were
detected at day 28 among mice receiving 0.25% MXF in the diet,
as 1 of 3 mice yielded isolates resistant to 0.5 µg/ml
MXF at a frequency of 1.0
x 10
–3. At day 42, 1 out of
2 mice treated with 0.25% MXF in the diet yielded isolates resistant
to 0.5 µg/ml (5.3
x 10
–5) and 2 µg/ml (5.3
x 10
–5) of MXF. Both these findings were confirmed by
the indirect method. On treatment completion, 1 out of 19 mice
treated with 0.25% MXF in the diet yielded CFU resistant to
0.5 µg/ml (2.5
x 10
–3) and 2 µg/ml of MXF
(1.3
x 10
–3) by the direct method. Two additional mice
in this group were found to harbor an increased proportion of
resistant mutants by the indirect method. The proportion of
resistant colonies seen in these mice was estimated to be between
10
–4 and 10
–5, at least 100 times greater than the
baseline proportion established in untreated mice. The mice
had counts of only 4,500 and 17,500 CFU per lung at treatment
completion. This coupled with the fact that only 60% of the
lung homogenate was plated on MXF-containing plates may explain
why the resistant mutants were not detected by the direct method
but an increased proportion of resistant mutants were identified
by the indirect method.
No MXF-resistant mutant was detected by either method in any
mouse treated with the test regimen (1.5% MXF in the diet) at
any point during treatment. Even among the 20 mice held for
8 additional weeks after treatment completion, the proportion
of resistant mutants was similar to that observed in untreated
animals, indicating that the treatment of infected mice with
MXF at concentrations above the MPC level completely prevented
the selective amplification of MXF-resistant mutants.
Analysis of MXF-resistant mutants.
All MXF-resistant mutants detected in mice treated with 0.25% MXF in the diet had mutations in the QRDR of gyrA or gyrB (Table 3). All resistant CFU isolated from the day 42 mouse showed an E512D mutation in gyrB, while all resistant CFU isolated from day 56 mouse 1 showed a D94N mutation in gyrA. The same mutations were confirmed in the isolates obtained by the indirect method. For the day 28 mouse, mutation analysis of resistant isolates from direct plates was not possible; however, isolates from indirect plates showed the D94N mutation in gyrA. For day 56 mice 2 and 3, resistant isolates were only detected by the indirect method. Sequence analysis from these plates showed only the D94N mutation in gyrA in isolates from mouse 2 and only the E512 mutation in gyrB in isolates from mouse 3.

DISCUSSION
In this study, we developed a murine dosing model capable of
maintaining MXF serum concentrations above the MPC (i.e., 8
µg/ml) and used this model to demonstrate that this dosing
strategy prevents the selective amplification of drug-resistant
mutants. On the other hand, monotherapy with a MXF regimen that
maintains serum concentrations within the mutant selection window
(i.e., between the MIC and the MPC), like the conventional human
dose of MXF, selects for resistant mutants. To our knowledge,
this is the first study demonstrating the validity of the mutant
selection window hypothesis in an animal model of TB.
The emergence of resistance was evident after 4 weeks of monotherapy with 0.25% MXF in the diet and was observed at each time point thereafter. Over the 8-week course of treatment, selective amplification of the MXF-resistant mutant was detected in 5 (18.5%) out of 27 mice treated with 0.25% MXF in the diet. All mutants isolated from these mice had a single mutation in either gyrA (D94N) or gyrB (E512D). The mutation at codon 94 of gyrA is the most frequently reported among fluoroquinolone-resistant clinical isolates (3, 8, 25), so it is not surprising that it was amplified in infected mice treated with human-equipotent doses of MXF. The mutation in gyrB codon 512 has been reported from in vitro studies with other 8-methoxy compounds tested against M. tuberculosis (36), but to our knowledge, this is the first time it has been isolated in vivo, whether from an animal or a human specimen.
What is the significance of these observations for the treatment of tuberculosis? Fluoroquinolones have become the cornerstone oral drugs for treatment of multidrug-resistant TB (MDR-TB). Several observational studies now demonstrate that their use is associated with improved treatment outcomes in this disease (7, 29, 33). As a result, loss of fluoroquinolone susceptibility is a now a criterion for redefining MDR-TB as XDR-TB, a disease that is very difficult to cure with chemotherapy alone. Potent fluoroquinolones such as MXF also are under clinical investigation to replace ethambutol or isoniazid as first-line drugs in novel treatment-shortening regimens (4, 20, 23, 26). Hence, we cannot afford to sacrifice this class of agents to the emerging specter of fluoroquinolone resistance among M. tuberculosis strains. Our results clearly show that MXF concentrations produced by the conventional 400-mg oral dose in humans readily select for drug resistance when the drug is used as monotherapy. This finding is in agreement with a multitude of in vitro studies and clinical observations (12-15). However, we demonstrated here that it is possible to prevent the selection of fluoroquinolone-resistant mutants in vivo if fluoroquinolone exposures are sufficiently high. Unfortunately, none of the currently marketed fluoroquinolones is capable of producing concentrations exceeding the MPC throughout the dosing interval at doses that can be administered safely. However, the development of new fluoroquinolones with more potent anti-TB activity and/or improved pharmacokinetics may introduce new agents capable of meeting this pharmacodynamic target.
Recent work by Gumbo and colleagues suggests that it may not be necessary to maintain concentrations above the MPC for the entire dosing interval to prevent the selection of resistant mutants (15). Using an in vitro pharmacodynamic model with the avirulent H37Ra strain of M. tuberculosis, (MXF MIC, 0.25 µg/ml), Gumbo et al. determined that a free MXF AUC0-24/MIC ratio of 53 may be sufficient to suppress the emergence of resistance. Our findings are consistent with those of Gumbo et al. Assuming 50% of MXF is protein bound, their breakpoint ratio translates into a total MXF AUC0-24/MIC ratio of 106. In our study, the estimated mean total MXF AUC0-24/MIC ratio for the positive control regimen (0.25% MXF) of 54.8 was below this breakpoint, while that for test regimen was much greater than 106.
Although we selected MXF-resistant mutants with our lower, clinically relevant dose of MXF, the proportion of mice harboring such mutants was lower than expected, likely due to the size of our initial inoculum. At the start of treatment, the CFU count was approximately 108 CFU/lung. Given that the frequency of spontaneous mutants resistant to 0.5 µg/ml of MXF in the wild-type population was 1 x 10–7 to 2 x 10–7, there were only a few such mutants present in any given mouse at the onset of treatment. Ideally, a higher initial bacterial burden similar to that used in previous in vitro studies (i.e., 1010) would have been used, but it is not possible to obtain such burdens in the mouse model without causing excessive mortality (13). It is also possible that the steady maintenance of serum MXF concentrations between 0.4 and 2.2 µg/ml suppressed the growth of some first-step mutants with MICs in this range. Prior reports suggest that the MIC of MXF against most single-step mutants is well below 8 µg/ml but is as high as 8 µg/ml against some (1, 8).
In the end, our findings confirm that it is possible to suppress the selective amplification of fluoroquinolone-resistant mutants during MXF monotherapy in vivo provided serum concentrations are maintained above the MPC. Although this may not be the only pharmacodynamic target associated with resistance suppression, it is evident that no currently marketed fluoroquinolone can be expected to meet any such recognized pharmacodynamic target safely. Hence, the development of new fluoroquinolones with greater potency against M. tuberculosis and/or improved pharmacokinetics or safety profiles will be necessary to more effectively suppress the emergence of resistance. Though treatment of TB with monotherapy is never advisable, regimens that include new drugs optimized to limit or prevent selective amplification of resistance should be more effective in controlling the emergence of drug resistance during combination therapy, especially under conditions of suboptimal adherence. A point to note, however, is that the drug exposures that lead to resistance in combination therapy could be different from those observed in monotherapy experiments. Further studies are needed to address this question.

ACKNOWLEDGMENTS
We thank Ian Rosenthal for valuable input in planning the study,
Kathy Williams and Rokeya Tasneen for technical assistance,
and Charles Peloquin for determining the serum concentrations
of MXF.
This work was supported by NIAID contract N01-40007.

FOOTNOTES
* Corresponding author. Mailing address: Center for Tuberculosis Research, 1550 Orleans Street, Room 105, Baltimore, MD 21231. Phone: (410) 502-8234. Fax: (410) 614-8173. E-mail:
jgrosse4{at}jhmi.edu 
Published ahead of print on 15 October 2007. 

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Antimicrobial Agents and Chemotherapy, December 2007, p. 4261-4266, Vol. 51, No. 12
0066-4804/07/$08.00+0 doi:10.1128/AAC.01123-07
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