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Antimicrobial Agents and Chemotherapy, January 2008, p. 321-328, Vol. 52, No. 1
0066-4804/08/$08.00+0 doi:10.1128/AAC.00699-07
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

Immunocompromised Host Section, Pediatric Oncology Branch, National Cancer Institute, Bethesda, Maryland,1 Third Department of Pediatrics, Aristotle University, Hippokration Hospital, Thessaloniki, Greece2
Received 29 May 2007/ Returned for modification 9 July 2007/ Accepted 8 October 2007
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We recently developed a new, objective, and quantitative method for assessment of the in vitro activity of caspofungin against Aspergillus fumigatus, A. terreus, and A. flavus by measuring the drug-induced changes in the metabolic activities of these species by using an optimized 2,3-bis-(2-methoxy-4-nitro-5-sulfophenyl)-2H-tetrazolium-5-carboxanilide (XTT) assay (1). This method generated descriptive concentration-effect curves of the activity of caspofungin against Aspergillus spp. and demonstrated inter- and intraspecies differences in the degrees of metabolic inhibition associated with the formation of aberrant hyphae. This inhibition was greater for A. flavus than for the other two species. For almost half of the A. fumigatus and A. terreus isolates, a paradoxical increase in metabolism was detected at higher caspofungin concentrations. These concentration-dependent metabolic changes in the absence and the presence of the paradoxical response were described by using the sigmoid (Emax) and "bell-shaped" models, respectively, and the 50% effective concentrations (EC50s) generated by these models were a good approximation of the microscopically defined MEC (1).
While the mechanisms and potential in vivo and clinical significance of the concentration-dependent effects against Aspergillus spp. revealed above remain to be investigated, it would be important to discern whether these effects are caspofungin specific or are shared with the other echinocandins. Of particular interest would be an investigation of whether those species and isolates with lower degrees of metabolic inhibition by caspofungin are less inhibited by the other echinocandins as well (i.e., if there is metabolic cross-resistance among these agents), whether the EC50 values generated by the model also approximate the microscopic MECs of micafungin and anidulafungin, and whether the paradoxical increase in metabolism is observed for these echinocandins as well. Notably, recent studies on the paradoxical effect of caspofungin against Candida spp. suggested that this was less frequently observed with other echinocandins (7, 29).
We therefore comparatively studied the in vitro activities of caspofungin, micafungin, and anidulafungin against a large collection of A. fumigatus, A. terreus, and A. flavus isolates using the quantitative methodology described above. These studies were performed with both nongerminated and germinated conidia in order to investigate the possibility of the partial attenuation of activity for some or all of these compounds under circumstances in which they are added after the germination of Aspergillus conidia, which is the most likely scenario in vivo.
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Medium. RPMI 1640 medium with L-glutamine but without bicarbonate, buffered to pH 7.0 with 0.165 M 3-N-morpholinopropanesulfonic acid (Cambrex Bio Science, Walkersville, MD), was used as the assay medium.
XTT and menadione. The tetrazolium salt XTT (Sigma-Aldrich, St. Louis, MO) was dissolved in normal saline at 0.5 mg/ml. Menadione (Sigma-Aldrich) was dissolved in absolute ethanol at 10 mg/ml (58 x 10–3 M) and was subsequently added to the XTT solution at a concentration of 31.25 µM.
Susceptibility testing. The susceptibilities of all Aspergillus isolates to caspofungin, micafungin, and anidulafungin were studied by a broth microdilution method based on the recommendations in CLSI (formerly NCCLS) document M38-A (23), with minor changes. Caspofungin (Merck & Co. Inc., Whitehouse Station, NJ), micafungin (Astellas Pharma US Inc., Deerfield, IL), and anidulafungin (Vicuron Pharmaceuticals Inc., distributed by McKesson Bioservices, Rockville, MD) were dissolved in normal saline. Twofold serial dilutions of these agents in 100 µl of the assay medium were initially prepared in flat-bottom 96-well microtitration plates (Costar 3596; Corning Inc., Corning, NY) in order to obtain final concentrations of caspofungin ranging from 0.015 to 16 µg/ml at a total volume of 200 µl after addition of the fungal inoculum. For micafungin and anidulafungin, the concentrations studied were 0.008 to 2 and 8 and 16 µg/ml, respectively. For those isolates demonstrating a paradoxical increase in metabolic activity at higher drug concentrations (see Results), three additional concentrations (32, 64, and 128 µg/ml) of all the echinocandins were studied.
For the studies with the nongerminated conidia, 100 µl of medium containing 5 x 104 conidia/ml were added to the drug-containing wells described above, yielding a final concentration of 2.5 x 104 conidia/ml, and the plates were incubated at 37°C for 48 h. The MEC was then defined microscopically by two of the investigators (C.A. and J.M.) as the lowest drug concentrations that produced short, stubby, and highly branched hyphae (3, 13). In case discordant MEC values were found, the highest concentration was reported.
For the studies with the germinated conidia, plates with 100 µl of medium/well containing 5 x 104 conidia/ml were incubated at 37°C for 10 h for the A. fumigatus and A. flavus isolates and for 15 h for the A. terreus isolates, based on the findings of preliminary germination studies demonstrating >90% germination for all isolates after these incubation periods. Subsequently, 100 µl of the twofold drug dilutions prepared as described above was added to each well in order to yield the desired final concentrations, as described above for the nongerminated conidia. After further incubation for 48 h with the drug at 37°C, the MEC was defined microscopically, as described above.
For each of the three echinocandins, a row of wells with drug dilutions was filled with medium up to a total volume of 200 µl, without the fungal inoculum, and served to provide the background absorbance values in subsequent spectrophotometric measurements of the absorbance of XTT.
In order to eliminate the possible effects of the inoculum or the drug concentration or the possible effects of variations in the comparisons of the three echinocandins or the nongerminated and the germinated conidia, for each Aspergillus isolate the same inoculum preparation was used for comparative studies of all three echinocandins against the nongerminated and the germinated conidia. In addition, for each echinocandin, the same drug dilution preparations were used for studies of nongerminated versus germinated conidia. The experiments were repeated in triplicate.
Metabolic assay. The concentration-dependent effects of caspofungin, micafungin, and anidulafungin on the metabolic activities of the Aspergillus spp. were comparatively studied by using the optimized XTT assay developed previously (1). Briefly, immediately after determination of the MECs for all three echinocandins against nongerminated or germinated conidia, 50 µl of the XTT-menadione solution described above was added to each well, resulting in final concentrations of 100 µg/ml XTT and 6.25 µM menadione. The plates were incubated at 37°C for 2 h and were subsequently shaken for 1 to 2 min (Plate Shake 1296-004; Wallac OY, Turku, Finland) for further dissolution of the formazan derivatives. The color absorbance (A) was then measured at dual wavelengths (450 nm, with a reference wavelength of 630 nm) with a microtitration plate spectrophotometric reader (Elx808; Bio-Tek Instruments, Winooski, VT). The percent metabolic activity (Y) for each well with drug in relation to that of the drug-free control well was calculated, after subtraction of the background absorbance, as [(Adrug well – Abackground drug well)/(Acontrol – Abackground control)] x 100.
In cases in which a paradoxical increase in metabolic activity was observed at higher drug concentrations for some isolates, it was considered significant if it exceeded the minimum metabolic activity detected at lower concentrations (usually at the MEC or 1 to 2 dilutions higher) by at least 40% and was consistent in all three experiments (1, 20).
Modeling of in vitro echinocandin activities against Aspergillus spp.
Nonlinear regression analysis of the data was applied by including all three replicate Y values as individual points in the same fitting process. This resulted in a single estimated parameter value for each isolate. No weighting was applied. For those isolates for which a paradoxical response was not detected, the Emax model (sigmoid curve with variable slope) was used. The Emax model is described by the equation
![]() | (1) |
![]() | (2) |
, where a is equal to 0.05.
The bell-shaped model was used for those isolates demonstrating a paradoxical increase in metabolic activity at higher drug concentrations, after appropriate initial values were chosen. This model is described by the equation
. The biphasic curve begins at Ymax1, turns over at Ymin, and then approaches Ymax2. EC501 and EC502 are the corresponding EC50 values, respectively, and nH1 and nH2 are the corresponding slope factors, respectively, for each phase of the curve. As shown in the equation presented above, the bell-shaped model combines two sigmoid concentration-effect relationships and, despite its name, does not describe a normal distribution. Instead, the bell-shaped equation is appropriate for the description of asymmetric biphasic concentration-effect curves (1, 21). For every isolate for which the bell-shaped model was used, the EC51 value (i.e., the EC5 value corresponding to the first [descending] phase of the curve) was also calculated, based on the following equation:
, where a is equal to 0.05. The goodness of fit for both models was assessed by the determination of R2 values, the runs test, and visual inspection. Model building was performed by using Prism software (version 4.0b; GraphPad, San Diego, CA).
Statistical analysis. Comparisons of the MECs and model-derived quantitative parameters (EC5, Ymin, slope) were made between (i) the three echinocandins for each species, (ii) the three Aspergillus species for each drug, and (iii) germinated and nongerminated conidia for each species and drug. Differences were assessed after log10 transformation of the values and by passing Bartlett's test for equal variances by one-way analysis of variance, followed by Bonferroni's posttest. In case normality was not restored after log10 transformation of the values or the variances differed significantly according to Bartlett's test, the differences described above were assessed by using the nonparametric Kruskal-Wallis test, followed by Dunn's test for multiple comparisons. The correlation among the Ymin values obtained with the three echinocandins for each Aspergillus isolate was assessed with the Pearson correlation coefficient if the values obtained had a normal distribution, based on the D'Agostino and Pearson omnibus normality test, or with the Spearman nonparametric correlation coefficient if the values did not pass the normality test. Statistical analysis also was performed by using GraphPad Prism software (version 4.0b).
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TABLE 1. MEC values for germinated and nongerminated Aspergillus conidia
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FIG. 1. Representative concentration-effect curves of the metabolic activity of an A. fumigatus isolate (nongerminated [ ] and germinated [ ] conidia) in the presence of increasing concentrations of caspofungin, micafungin, and anidulafungin. For caspofungin and anidulafungin, the curves were generated with the bell-shaped model, and for micafungin, the curves were generated with the Emax model. The parameters calculated by the models, as well as the microscopically defined MECs, are presented.
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The median differences between the MEC and the EC50 or EC501 values for nongerminated and germinated conidia were 1.02 and 0.64 twofold dilutions, respectively, for caspofungin; 2.43 and 3.40 dilutions, respectively, for micafungin; and 2.03 and 2.15 dilutions, respectively, for anidulafungin. Consequently, while the EC50 or EC501 values provided a good approximation of the MEC for caspofungin, they tended to be 2 or more dilutions less than the MECs of micafungin and anidulafungin. In contrast, the EC5 or EC51, which corresponded to a percentage of metabolic activity that was much closer to the Ymin than the EC50 or EC501, approximated the MECs for all three echinocandins, as the median differences between the MEC and the EC5 or EC51 values for nongerminated and germinated conidia were 0.006 and –0.11 dilution, respectively, for caspofungin; 0.48 and 1.55 dilutions, respectively, for micafungin; and 0.68 and 0.90, respectively, for anidulafungin. Consistent with the proximity of the model-derived EC5 (or EC51) and microscopically defined MEC values was the fact that the differences in EC5 (or EC51) values between echinocandins for germinated and nongerminated conidia paralleled the differences in the MEC values (Table 2).
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TABLE 2. EC5 (or EC51) values generated with the Emax (or bell-shaped) model for the metabolic activities of germinated and nongerminated Aspergillus conidia in the presence of echinocandins
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TABLE 3. Ymin values and percent difference in Ymin values generated by use of the Emax (or bell-shaped) model for the metabolic activity of germinated and nongerminated Aspergillus conidia in the presence of echinocandins
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FIG. 2. Comparative concentration-effect curves for two A. terreus isolates (nongerminated conidia of isolates A [ ] and B [ ]) in the presence of echinocandins. There is a marked correlation in the degree of metabolic inhibition caused by these agents; the Ymin values obtained for isolate A are consistently and significantly higher than those obtained for isolate B for all three echinocandins.
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FIG. 3. Correlation of Ymin values obtained for all Aspergillus isolates (nongerminated conidia) in the presence of caspofungin, micafungin, and anidulafungin. r, correlation coefficient (P < 0.0001).
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FIG. 4. Photomicrographs of wells after 48 h of incubation of an A. fumigatus isolate (nongerminated conidia) demonstrating a paradoxical increase in metabolic activity at higher concentrations of anidulafungin. Anidulafungin was used at concentrations of 0.03 µg/ml (MEC) (A), 2 µg/ml (B), and 16 µg/ml (C). The short, stubby hyphae observed at the MEC (A) tend to become progressively more elongated at the higher concentrations (B and C), without, however, restoration of the normal hyphal mat that would be observed in the absence of drug. Magnifications, x10.
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Finally, for all isolates that were further studied by using echinocandin concentrations that exceeded those achieved at currently approved dosages (32, 64, and 128 µg/ml), a marked decrease in fungal metabolism was observed at 64 or 128 µg/ml of caspofungin, resulting in <5% metabolic activity and the absence of visual growth (MIC-0) at 128 µg/ml. In contrast, no inhibition of growth or a significant reduction of metabolism was detected at 64 or 128 µg/ml for the other two echinocandins, for which the percent metabolic activity remained at or close to the Ymax2 values.
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The transition from normal to short, stubby, and highly branched hyphae was observed to occur more gradually with micafungin than with the other two echinocandins, a fact that could potentially increase the subjectivity in MEC determination. These microscopic findings correlated with the differences in the steepnesses of the concentration-effect curves of metabolic activity among the echinocandins, with caspofungin having the steepest curves and micafungin having the shallowest curves. Consequently, the EC5 or EC51 value, which corresponded to a percent metabolic activity that was much closer to the Ymin than the EC50 or EC501, was the model-derived parameter that approximated the MEC for all three echinocandins. A plausible explanation for the shallower metabolic curves for micafungin and anidulafungin could be that these echinocandins may exhibit a more gradual concentration-dependent access or binding to their fungal cell target than caspofungin. This postulation could be related to the fact that the micafungin and anidulafungin molecules have similar structures in their aromatic side chains, while caspofungin has an aliphatic side chain (18, 31, 33).
The lower MEC and EC5 or EC51 values demonstrated in the present study for micafungin and anidulafungin than those for caspofungin are consistent with the findings of other in vitro studies (12, 25, 26, 28). Previous studies of host defense mechanisms against A. fumigatus have also shown that all three echinocandins have activity against germinated conidia, but there was no direct comparison with their activities against nongerminated conidia (5, 8, 9). The mechanism for the significant increase in the MEC and the EC5 or EC51 values in the presence of germinated conidia for anidulafungin and, to a less extent, for micafungin demonstrated here is not fully understood. A simple hypothesis could be that the germinated conidia have a much greater fungal biomass than nongerminated conidia and that the significantly increased amount of (1,3)-β-D-glucan synthase in germinated conidia cannot be inhibited by the very low anidulafungin or micafungin concentrations that are effective against nongerminated conidia. Notably, the greater increases in the MEC and EC5 or EC51 values in the presence of germinated conidia were observed for anidulafungin, which had the lowest MEC and EC5 or EC51 values against nongerminated conidia.
The increases in the MEC and the EC5 or EC51 values of anidulafungin and micafungin against germinated conidia may have practical implications. First, as calculation of the optimal echinocandin dosages for in vivo or clinical studies may take into consideration the MEC value, this parameter may be more relevant for germinated conidia than for nongerminated conidia. Wiederhold et al. demonstrated that the pharmacokinetic/pharmacodynamic parameter that is the most closely associated with the in vivo efficacy of caspofungin was the peak plasma concentration/MEC ratio (32). If such a parameter, for example, is to be calculated for anidulafungin or micafungin, then the MEC value, based on our findings, would preferably be that for germinated conidia. Second, the differences in the MEC and the EC5 or EC51 values for germinated conidia versus those for nongerminated conidia may suggest that anidulafungin has a relatively greater efficacy against Aspergillus infections in the prophylactic setting than in the therapeutic setting.
Significant inter- and intraspecies variations in the maximal percentages of metabolic inhibition of Aspergillus spp. were demonstrated for all echinocandins, with greater inhibition achieved for A. flavus. These results are in agreement with those published previously for caspofungin (1) but appear to be somewhat different from those of two other previous studies, which demonstrated a diminished inhibitory effect of micafungin against A. flavus compared to that against A. fumigatus or A. terreus by the XTT assay (15, 17). However, in both of those studies, the final concentration of menadione added to the wells was 25 µM, i.e., a concentration fourfold higher than the one (6.25 µM) used in the present study. We have previously shown that the 25 µM menadione concentration may mask the degree of metabolic inhibition caused by the echinocandins against Aspergillus spp. and that the 6.25 µM concentration is more appropriate for this purpose (1). Furthermore, the fluorescence staining for the determination of viability that was additionally performed in one of those studies (17) showed that micafungin caused hyphal damage for A. flavus at least comparable to that for A. fumigatus and A. terreus, in agreement with the findings of the present study.
The inter- and intraspecies differences in the levels of metabolic inhibition of Aspergillus spp. by echinocandins demonstrated here may have in vivo or clinical significance that warrants further investigation. Mice infected with A. flavus appeared to have better survival or microbiological clearance than those infected with A. fumigatus or A. terreus following treatment with caspofungin (4, 6). Maertens et al., in their study of caspofungin as salvage treatment for invasive aspergillosis, reported that microbiological eradication was achieved in 54% of 13 patients with A. flavus infection but only 28% of 47 patients with A. fumigatus infection (19). In a recent study of micafungin use, alone or in combination with other antifungal agents, for the treatment of invasive aspergillosis, a favorable response was observed in 29.4% of 102 patients with A. fumigatus infection, 48.4% of 31 patients with A. flavus infection, and 0% of 10 patients with A. terreus infection (11). Although these data may be confounded by a number of factors, the trends observed in those studies are in agreement with our finding of the greater metabolic inhibition of A. flavus than of A. fumigatus or A. terreus in the presence of echinocandins, despite the similar MEC values among these species.
The degrees of maximal metabolic inhibition caused by the echinocandins were comparable at the species and the strain levels, with a significant correlation of the Ymin values obtained for each isolate of A. fumigatus and A. terreus (which showed the greatest interspecies variations in metabolic inhibition) in the presence of caspofungin, micafungin, or anidulafungin. This finding may have practical implications if the degree of metabolic inhibition indeed proves to correlate with the in vivo or clinical outcome of echinocandin treatment.
The paradoxical increase in metabolism, which occurred at higher concentrations for some of the A. fumigatus and A. terreus isolates but uncommonly for A. flavus, was associated with the progressive elongation of aberrant hyphae (Fig. 4) and was detected in decreasing order of frequency with caspofungin, anidulafungin, and micafungin. It seems that a subpopulation of isolates from each species is prone to this phenomenon, which is then variably expressed with the different echinocandins. Possible mechanisms of this paradoxical effect and its uncommon occurrence in A. flavus in the presence of caspofungin have already been described (1, 14, 30). The differential frequencies among the echinocandins parallel those detected in other studies on the effects of these agents against Candida spp. (7, 29). Certain comparative features of the activities of the echinocandin described for the inhibitory metabolic effects associated with the transition from normal to aberrant hyphae were also observed for the paradoxical effect. First, the maximal levels of inhibition of metabolism were comparable among the three agents, as were the percentages of increase in metabolic activity at higher concentrations. Second, the slopes of the descending parts of the concentration-effect curves (describing the inhibition of metabolic activity) were shallower for micafungin and anidulafungin than for caspofungin, as were the slopes for the ascending parts of the curves (describing the paradoxical increase of metabolism at higher concentrations).
The present study therefore revealed certain comparative features of echinocandin in an analysis of the concentration-dependent activities of the echinocandins against Aspergillus spp. Common features among the echinocandins were the comparable degrees of maximal metabolic inhibition at the species level (greater inhibition for A. flavus) and the strain level, as well as the comparable increases in metabolic activity at higher concentrations for isolates demonstrating the paradoxical effect. However, the concentrations of the echinocandins at which metabolic inhibition occurred for Aspergillus spp., as well as the corresponding MEC values, increased differentially for germinated and nongerminated conidia, with a greater increase obtained with anidulafungin and a minimal increase obtained with caspofungin. Shallower metabolic curves were observed for micafungin and anidulafungin, for which the paradoxical increase in metabolism occurred at lower frequencies and at higher concentrations than those of caspofungin.
Published ahead of print on 15 October 2007. ![]()
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