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Antimicrobial Agents and Chemotherapy, November 2008, p. 3909-3914, Vol. 52, No. 11
0066-4804/08/$08.00+0 doi:10.1128/AAC.00622-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

Microbiology Laboratory, Department of Laboratory Medicine, Children's Hospital and Regional Medical Center, Seattle, Washington,1 Department of Pediatrics, University of Washington,2 University of Washington School of Medicine, Seattle, Washington,3 Departments of Pediatrics and Molecular Microbiology, Washington University School of Medicine, St. Louis, Missouri4
Received 12 May 2008/ Returned for modification 8 July 2008/ Accepted 22 August 2008
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Class A ESBLs and class C (AmpC) β-lactamases hydrolyze extended-spectrum cephalosporins, but AmpC β-lactamases are able to actively hydrolyze cephamycins and are resistant to inhibition by clavulanate or other β-lactamase inhibitors in vitro (4, 18, 20). Carbapenemases have a broader range activity than class A or class C β-lactamases and affect the activities of carbapenems as well as those of cephalosporins (4, 13, 18, 20). The spread of most broad-spectrum β-lactamases is facilitated by transferable and transconjugable plasmids, which often carry other resistance genes by means of their integron architecture (12). Genes encoding ESBLs and carbapenemases are located on plasmids, while historically, genes encoding AmpC β-lactamases have primarily been located on the chromosomes of certain genera of the family Enterobacteriaceae (17). Recently, however, ampC genes were documented to episomalize into plasmids and disseminate into various species of the family Enterobacteriaceae (29). The plasmid-borne ampC gene is often constitutively expressed and may confer high-level resistance to β-lactams (20).
Resistant isolates of the Enterobacteriaceae have recently emerged as a problem in adults, both in hospital settings and in community settings. The Enterobacteriaceae are also major pathogens in neonates, infants, and children, although little is known about the broad-spectrum β-lactamase-producing strains in this specific age group (7, 9, 19, 25-26, 28). The spread of β-lactam-resistant Enterobacteriaceae in children is of particular importance, since fluoroquinolones are not approved for use in this age group and are not considered first-line agents for use in this age group. Given the clinical impact of Enterobacteriaceae during childhood, we set out to investigate the epidemiology of highly resistant organisms and the molecular determinants of resistance in a pediatric hospital setting.
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Isolation and antibiotic susceptibility testing. In total, 8,048 isolates belonging to only five species, E. coli, Klebsiella pneumoniae, Klebsiella oxytoca, Proteus mirabilis, and Salmonella enterica, were included. These isolates met the commonly used criteria (10) for clinically significant isolates (an organism isolated from a sterile body site or a significant quantity of growth from nonsterile sites, such as urine, wounds, or tracheal aspirates) and received a full microbiological evaluation, including the performance of antibiotic susceptibility tests. Organisms isolated from the same patient at intervals of >7 days were included. The majority of specimens were obtained to evaluate specific illnesses. In 2006, surveillance for multiresistant E. coli and/or Klebsiella spp. from patients hospitalized with cancer or for bone marrow or solid organ transplantation was initiated. In these cases, a stool or rectal swab sample for culture was obtained upon admission and periodically (<1 per month) after extended hospitalization.
Of the 8,048 total isolates, 86 were further characterized for their broad-spectrum β-lactam resistance phenotypes. Clinical samples were processed in the CHRMC Microbiology Laboratory according to standard operating procedures. Antibiotic susceptibility was determined by the standard disc diffusion method on Mueller-Hinton agar or by determination of the MIC by use of the Vitek system (11, 13, 24). The zones of inhibition were interpreted according to the guidelines of the Clinical and Laboratory Standards Institute (CLSI; formerly the NCCLS) (3). The susceptibilities of all isolates to ampicillin, amoxicillin-clavulanic acid, aztreonam, cefazolin, cefuroxime, cefotetan (determined only with the Vitek system), ceftazidime, ceftriaxone, cefepime, meropenem, piperacillin-tazobactam, ciprofloxacin, gentamicin, and sulfamethoxazole-trimethoprim were determined; susceptibility to nitrofurantoin was tested only for the urinary isolates.
Characterization of β-lactamase-producing strains.
On the basis of the criteria of the CLSI, the paired disc diffusion method was applied on Mueller-Hinton agar by using multiple discs with ceftazidime (30 µg), cefotaxime (30 µg), ceftazidime-clavulanic acid (30/10 µg), cefotaxime-clavulanic acid (30/10 µg), and cefpodoxime (30 µg); and tests with cefepime (30 µg), imipenem (10 µg), and/or meropenem (10 µg) were often repeated to rule out the presence of potential carbapenemase producers. ESBL production was defined as an increase in the zone of inhibition of
5 mm with either ceftazidime or cefotaxime discs when they were tested in combination with discs containing clavulanic acid (3, 11). The class C β-lactamase resistance or AmpC phenotype was defined as a change in the diameter of the zone of inhibition of <5 mm between discs containing the aforementioned drugs in combination with discs containing clavulanate, in addition to a likely susceptible zone of inhibition around the cefepime disc. Isolates E. coli ATCC 25922 and K. pneumonia ATCC 700603 were used as control strains.
PCR for β-lactamase genes. For those isolates that met the criteria for either the ESBL resistance or the AmpC phenotype, a five-gene panel for the amplification of the blaCMY, blaDHA, blaACC, blaTEM, and blaCTX-M genes was applied. The primers for blaIMP and blaKPC were used only with those isolates that exhibited resistance to carbapenems. The specific PCR primers and the previously described assay methods used and are listed in Table 1. A subset of amplicons showing the expected molecular mass was further sequenced, and a search for the homology of the sequences with the sequences of specific genetic determinants was performed.
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TABLE 1. Specific primers used for molecular amplification and partial sequencing of the bla genes
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Clinical variables. Clinical data were collected from the medical records of children receiving care at CHRMC. The clinical variables included gender, age, the duration of hospitalization, the number of previous hospitalizations, the history of the patient's antibiotic regimen prior to sampling, the presence of catheters, underlying conditions, the site of sampling, the setting of the sampling, and the outcome of infection.
Statistics. Statistical analysis was performed with the EpiInfo software program (version 3.4; Centers for Disease Control and Prevention). The proportions between groups were compared by the chi-square test. Relative risks (RRs; with Taylor series 95% confidence intervals [CIs]) were calculated.
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TABLE 2. Characterization of gene determinants in 86 isolates of the Enterobacteriaceae exhibiting resistance to broad-spectrum β-lactamsa
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FIG. 1. Number of Enterobacteriaceae strains producing class A ESBLs, class C AmpC, or carbapenem-hydrolyzing β-lactamases. (+), positive.
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Our first blaCMY-possessing isolate was a K. pneumoniae strain isolated in 2003 from the urine of an 18-year-old female patient with neurogenic bladder. Several months later, two blaCMY-possessing Salmonella serovar 4,[5],12:i:– strains were isolated from the stools of two children; these were related to a food-borne outbreak in King County, WA, in the spring of 2004. Later in 2004, two E. coli strains were isolated from two children with prolonged hospitalizations: one isolate from the urine of a child with myelomeningocele and one isolate from a wound of a child with neuroblastoma. Following this increase in the incidence of blaCMY-possessing isolates, AmpC-type resistance became more common than the previously dominant class A ESBL-type resistance (Fig. 1).
Plasmids carrying blaCMY that were extracted from E. coli and Salmonella isolates were transferable in vitro. The AmpC phenotype and its corresponding genetic determinants were reproducible in E. coli transformants obtained with a Qiagen EZ kit by susceptibility testing and PCR. The cotransfer of antibiotic resistance to other antibiotics, such as gentamicin and sulfamethoxazole-trimethoprim, was not observed in the 15 E. coli transformants positive for blaCMY obtained with the Qiagen EZ kit.
Isolates carrying both class A and class C resistance determinants. Four organisms (two K. pneumoniae isolates and two E. coli isolates) contained both class A and class C determinants. These organisms, which were isolated from cultures of urine from unrelated patients, exhibited multidrug resistance phenotypes. Two patients had histories of recurrent urinary tract infections (UTIs), and the resistant isolates (one E. coli isolate and one K. pneumoniae isolate, both of which carried blaCMY and blaTEM) were each associated with a single episode of infection. The K. pneumoniae strain was sensitive only to carbapenems and was isolated from a child who had undergone a urological procedure. An E. coli isolate that carried blaCMY and blaTEM and that was also gentamicin resistant was isolated from a third patient who had undergone bone marrow transplantation. The last patient had multiple congenital anomalies, and both an E. coli isolate (carrying blaTEM and blaCTX-M) and a K. pneumoniae isolate (carrying blaDHA, blaTEM, and blaCTX-M) were isolated from the patient. These two isolates were susceptible to both carbapenems and ciprofloxacin.
Resistance to carbapenems. Two E. coli and one K. pneumoniae strains were found to be resistant to all β-lactams, including carbapenems. The two E. coli strains were found to contain the blaIMP-4 gene, and the K. pneumoniae strain was positive for blaKPC-2. The two E. coli strains did not appear to be related. They were isolated 1 year apart (in December 2003 and December 2004, respectively), and the patients hospital stays did not overlap. In addition, the patterns of susceptibility of the two isolates to aminoglycosides and quinolones were different. The K. pneumoniae strain containing blaKPC-2 was isolated in the fall of 2006 and was susceptible only to tigecycline and colistin. Both of the children from whom IMP-4-producing E. coli strains were isolated had previously been seen in other institutions (one in Alaska and the other in Mexico), and their antibiotic treatment histories were not available. The child from whom the KPC-2-producing K. pneumoniae strain was isolated had arrived in Seattle shortly after a prolonged hospitalization in the northeastern United States.
Patients. The infected patients ranged in age from 4 days to 25.5 years (median, 5.5 years). Among the infants aged <1 year, resistant isolates were more common in males (male-to-female ratio, 1.8:1), but beyond infancy, females were overrepresented (female-to-male ratio, 2.2:1; P < 0.05). The majority of the patients had chronic underlying conditions (60/79, or 76%), including urological, neurological, and hematological diseases requiring multiple hospitalizations, indwelling catheters, and multiple antibiotic regimens. Seventeen patients had severe urogenital diseases, 16 had leukemia, 4 had solid tumors, 5 had myelomeningocele, and 5 had undergone transplantation. Of the 79 cases, UTIs appeared to be the most common clinical manifestation (53 isolates were obtained from urine specimens). Urine was the most common source of E. coli (77%) and K. pneumoniae (65%) isolates (Table 2). The proportion of E. coli isolates obtained from urine was high regardless of the determinant of resistance (14/19 isolates [73%] from urine for blaCMY versus 20/21 isolates [95%] from urine for blaTEM and 10/10 isolates [100%] from urine for blaCTX-M; Table 2). A similar pattern was observed for the K. pneumoniae isolates. Only one of the five K. oxytoca strains was isolated from urine. All seven Salmonella isolates were associated with gastroenteritis, and three of these isolates were linked with food-borne outbreaks. The child from whom the KPC-2-producing K. pneumoniae strain (a blood isolate) was obtained was the only patient who appeared to have died as a direct result of the infection.
Resistance in the community setting. Community-acquired infections were suggested in 19 (22.1%) cases on the basis of the patients clinical histories. Seven of these children were otherwise well and presented with nontyphoidal Salmonella gastroenteritis over a period of 3 years. The Salmonella serotypes isolated were S. enterica serotypes Heidelberg, Minnesota, Newport, and Typhimurium and Salmonella serovar 4,[5],12:i:–; and all isolates contained plasmid-encoded blaCMY-2. Salmonella serotype Heidelberg was isolated from both the stool and the blood of a single child. The remaining 12 children infected with resistant isolates of the Enterobacteriaceae presented with community-acquired UTIs which were caused by E. coli in 10 cases (blaTEM, n = 3; blaCMY, n = 3; blaCTX, blaDHA, and blaTEM-blaCTX, n = 1 each) and by K. pneumoniae in 2 cases (blaTEM, n = 1; blaDHA-blaTEM-blaCTX, n = 1). Only four children in this category had a clear history of antibiotic treatment.
Persistent colonization and recurrent infection. Persistent colonization was found in five hematology-oncology patients and one patient with short bowel syndrome. The longest period of persistent colonization and recurrent infection (of both urine and blood) documented to date was in the patient with short bowel syndrome, who was colonized by an E. coli isolate containing blaTEM for more than 4 years. No single case of clearance was documented by surveillance cultures. These six cases with persistent colonization included all three patients who were infected by the carbapenemase producers. Two of the six patients were also simultaneously colonized by vancomycin-resistant enterococci. Overall, recurrent infections were documented in at least 14 patients, 10 of whom had recurrent UTIs, 3 of whom had chronic wound infections, and 1 of whom had recurrent bloodstream infections. Two different isolates were recovered from one patient. Among the 14 patients with recurrent infections, 6 were hematology-oncology patients and the remaining 8 had renal insufficiency or other chronic medical conditions. Among the 15 organisms causing recurrent infections, 8 produced class A β-lactamases (blaTEM, n = 4; blaCTX, n = 2; blaTEM-blaCTX, n = 2) and 5 produced class C β-lactamases (blaCMY, n = 3; blaDHA, n = 1; blaDHA-blaTEM-blaCTX, n = 1); no genetic determinant was found in 2 isolates.
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In our study, class A ESBL-producing Enterobacteriaceae mainly possessed the blaTEM and the blaCTX-M genes. Enterobacteriaceae harboring transferable blaTEM, blaCTX-M, blaSHV and blaOXA genes have been reported in clinical isolates worldwide (23, 25-26, 28, 30) and in commensal isolates in healthy children in Bolivia and Peru (19). Among the various ESBL enzymes, those of the CTX-M type have become predominant worldwide in both hospital and community settings (2, 4).
Plasmid-mediated AmpC resistance has recently been reported in clinical isolates of the Enterobacteriaceae worldwide (6, 7, 9, 22, 23, 30-32). Few population-based studies have reported on the frequency or clinical impact of these isolates, and very little is known about the associated epidemiology in pediatrics. In our study, the incidence of AmpC β-lactamase producers increased sharply due to the emergence of a blaCMY-2-containing plasmid, and they appeared to be present in a wider range of Enterobacteriaceae isolates than the class A β-lactamases were.
In our study, the most frequent determinants of resistance in E. coli isolates were blaCMY-2 (n = 19), blaTEM (n = 21), and blaCTX-M (n = 10). Although we did not detect epidemiological links between the patients, the homogeneity suggests the potential transmission of bacterial strains between patients. The application of techniques for the determination of strain relatedness may be warranted in future investigations in order to reveal potential routes of transmission.
This study produced several novel or unusual findings, including the isolation of a P. mirabilis strain containing a blaDHA determinant from a pediatric patient; the finding of three carbapenemase-producing isolates of Enterobacteriaceae, especially IMP-4-producing E. coli isolates, in pediatric patients; and the isolation of organisms with multiple determinants of broad-spectrum resistance from a pediatric population. The emergence of carbapenemase-producing Enterobacteriaceae, especially blaKPC carriers, has already been reported in New York City and was subsequently reported in Europe and on other continents (5, 12, 20); but few cases have been reported in pediatric patients. Similarly, reports of organisms with multiple determinants of resistance are rare. In our study, six E. coli strains each contained two class A resistance determinants (blaTEM and blaCTX-M), while two E. coli strains and two K. pneumoniae strains each contained both class A (blaTEM or blaCTX-M) and class C (blaCMY or blaDHA) resistance determinants. K. pneumoniae strains harboring genes for both class A (blaSHV) and class C (blaDHA) resistance determinants were recently reported in adults in Belgium (27). We are unaware of reports of such organisms in pediatric patients. Genes encoding β-lactamases are frequently transferred on large plasmids together with genes encoding resistance to aminoglycosides, sulfonamides, doxycycline, and chloramphenicol (26). Multidrug resistance in the Enterobacteriaceae has crucial clinical implications in pediatrics, as it renders the empirical regimens (ampicillin plus gentamicin or ceftriaxone/cefotaxime) for the treatment of septicemia in children ineffective. Multidrug resistance trends require close monitoring, and the epidemiology of such resistance requires a better understanding so that empirical antimicrobial approaches may be effective, especially in the setting of critical illness.
The persistent nature of colonization with broad-spectrum β-lactam-resistant organisms was demonstrated in six patients in our study who were monitored periodically by the use of surveillance cultures. This has previously been demonstrated by others (14). We now routinely perform rectal swab surveillance cultures for patients undergoing bone marrow and solid organ transplantation to rule out the presence of vancomycin-resistant enterococci and broad-spectrum β-lactam-resistant Enterobacteriaceae. These data are then available to inform the empirical management of invasive infections in these patients.
Resistant isolates of the Enterobacteriaceae have historically been of nosocomial origin, and several factors have been shown to contribute to their emergence (4, 8, 9, 11-15, 28). However, community-acquired infections are increasingly recognized (2, 4, 14, 15, 23) and were quite common in our study, in which eight children with UTIs caused by resistant Enterobacteriaceae had no record of a previous hospital stay and/or a prolonged antibiotic treatment history. Further research on multidrug-resistant Enterobacteriaceae isolates from the community setting is warranted.
Our findings demonstrate the growing problem of broad-spectrum plasmid-mediated β-lactam resistance in pediatric Enterobacteriaceae isolates. The emergence of class C plasmid-mediated blaCMY genes among diverse genera of the Enterobacteriaceae and the isolation of carbapenemase-producing organisms from children are of concern. The emergence of such a variety of resistant organisms poses a significant threat to pediatric patients, for whom β-lactams are the mainstay of empirical therapy for critical illness and quinolones are not commonly used as first-line therapies. We believe that the judicious use of antimicrobials and the implementation of infection control principles are important for the prevention of the further spread of resistance in Enterobacteriaceae both in the hospital and in the community. It is likely that such interventions are possible and will be most effective only when the overall resistance rate is still low. The broad-spectrum plasmid-mediated β-lactam resistance trends in pediatric Enterobacteriaceae isolates require continued close monitoring, and further study of the epidemiology of such resistance appears to be warranted so that potential interventions that may be used to halt the spread of resistance may be developed.
The research was conducted in part with a Marie Meyer Scholarship in Clinical Microbiology awarded to Emmanouil Galanakis, who is a pediatric infectious disease physician from the University of Crete, Greece.
None of the authors has a potential conflict of interest.
Published ahead of print on 2 September 2008. ![]()
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