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Antimicrobial Agents and Chemotherapy, December 2008, p. 4344-4350, Vol. 52, No. 12
0066-4804/08/$08.00+0 doi:10.1128/AAC.00574-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

School of Biological Sciences, University of Bristol, Woodland Road, Bristol BS8 1UG, United Kingdom
Received 2 May 2008/ Returned for modification 3 August 2008/ Accepted 28 September 2008
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Bacteria have evolved a number of mechanisms of resistance to virulent phage, and in general resistance to phage strains is readily acquired. Protocols for phage treatments that do not give consideration to bacterial resistance mechanisms may be likely to fail, and resistance must be taken into account in both theoretical and experimental phage therapy studies (2, 12). While bacterial resistance to phage treatments is usually studied as a short-term problem, resistance may also be important in the longer term, just as it has become for chemical antibiotics. If phage therapy is to achieve its full potential, and in particular as it continues to move from in vitro to in vivo contexts, both short- and long-term resistance will need to be addressed.
For antibiotic therapies, the mutant selection window (MSW) hypothesis of Zhao and Drlica (32, 33) highlights the role of dosing-to-cure treatment strategies in promoting antibiotic resistance. If the effective antibiotic dose is just enough to kill susceptible bacteria, then it will be selective for single mutations conferring antibiotic resistance, whereas there might be a higher dose that is sufficient to suppress these single-step mutants. Between these two doses is the "window" in which single-step mutants are selectively amplified in the bacterial population. It has been proposed that by "closing the window" one may, in the future, mitigate some of the problems with antibiotic resistance (32). One way of doing this is to use combination therapies, and this also fits with recent empirical studies that have examined "cocktails" of phages, testing their ability to kill bacteria in cultures or experimental infections and examining their potential for preventing the rise of resistant bacteria (10, 13, 18, 19, 26, 27, 31). In this paper, we examine how to adapt the MSW hypothesis to make it applicable to phage as self-replicating pharmaceuticals. We find that the MSW hypothesis has novel implications for treatment strategies in phage therapies.
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FIG. 1. A schematic of important thresholds in the PK/PD theory of antibiotic and phage therapies. (A) "Dosing to cure." Under the MSW hypothesis, the pharmacodynamic properties of antibiotics imply that antibiotic-resistant mutants are selectively enriched when the antibiotic concentration (solid line) is in the MSW between the MIC and the MPC. With a dose-to-cure strategy, the MSW is open as long as the antibiotic is effective (I). (B) "Closing the window." With higher doses, the antibiotic concentration passes through the MSW quickly (II) and remains above the MPC (III) long enough to ensure that susceptible cells are suppressed, before passing through the MSW once more as it declines (IV). This approach reduces the probability that single-step resistant mutants will acquire additional resistance-conferring mutations. (C) "Passive" phage therapy. At sufficiently high doses, the phage concentration (solid line) rapidly exceeds the IT, and so the treatment will have a therapeutic effect without requiring the phages to replicate (V). The IT for a phage is analogous to the MIC for a chemical antibiotic, and in passive therapy the phage is treated much like a chemical antibiotic. It is unclear whether there must be an analogue of the MPC for phage therapies, but if not then the MSW would be open whenever the phage concentration is above the IT. (D) "Active" phage therapy. Phages can actively proliferate only when the bacterial concentration (dashed line) is at or becomes greater than the PT. Then, even at low doses, a phage (solid line) can grow (VI), eventually exceeding the IT to become effective at suppressing susceptible bacteria (VII).
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The IT and PT delimit two different, but not mutually exclusive, modes of phage therapy (22). If the initial phage dose is above the IT and can be maintained there during treatment, then the therapy is principally passive (Fig. 1C). In this mode, therapy is achieved because the phages infect and lyse bacteria without necessarily relying on the production of progeny phage. In contrast, if the dose is lower it may be possible to achieve active therapy if the bacterial concentration reaches the PT before too many phage degrade or are lost (Fig. 1D). Thereafter, replication may enable the phage concentration to cross the IT, at which time the susceptible bacteria will be suppressed.
A significant problem for phage therapies is that bacteria that are or have become insensitive to a particular phage are readily found both in vitro and in vivo. There are many mechanisms by which bacteria can become insensitive or resistant to phage, which may be classified into several types: (i) genetic changes in bacteria, including mutation, recombination, and horizontal transfer of genetic material containing resistance genes; (ii) activation of existing restriction-modification or abortive infection systems; and (iii) stationary or other phases of growth that confer temporary resistance to phages. We focus on genetic determinants of resistance to phage infection, and unless otherwise stated hereafter, "resistance" will refer to phage insensitivity of any sort that is acquired more or less at random.
The existence of an IT is all that is required for some form of mutant selection window, since it establishes that there are a range of concentrations in which mutant populations are selectively enriched. There might also be an analogue for phage therapies of the MPC, which would put an upper bound on the MSW, although determination of an MPC for a phage therapy is likely to be complicated by the many mechanisms of resistance to phages that bacteria possess. If some single-step mutants are highly resistant to the phage treatment—as for example can occur with rifampin treatment of Staphylococcus aureus (33)—there may be no measurable MPC.
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We investigated the effects of combining two antimicrobials into a single treatment using computer simulations: either two phage strains used in the same mode (active or passive), or a "mixed-mode" combination of a phage in the active mode together with either a phage in the passive mode or a chemical antibiotic. Antibiotic and exclusively passive phage therapies were assumed to be functionally identical for the purposes of this numerical study. When comparing combinations of two phages used in the same mode, we examined how the probability that doubly resistant mutants will arise relates to differences in life cycle parameters, dosage, and timing of the component phages. Phage life cycle and dose parameters were modified as noted from base values given in the Appendix.
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FIG. 2. Simulations of active phage therapy of an initially susceptible bacterial strain with a combination of two infective phage strains used in the active mode. (A) A "faster" phage (adsorption rate of 3.0 x 10–9 [black dashed line]) together with a substantially "slower" phage (adsorption rate of 0.6 x 10–9 [gray dashed line]). Both phages replicate within the susceptible bacteria (solid line). The faster phage also infects mutants resistant to the slower phage (gray dotted and dashed line), while the slower phage infects mutants resistant to the faster phage (black dotted and dashed line). (B) Better-matched faster (adsorption rate of 1.2 x 10–9 [black dashed line]) and slower (adsorption rate of 0.87 x 10–9 [gray dashed line]) phages.
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FIG. 3. Probability (Pr) of multiple resistance arising by a fixed time after phage therapy with a cocktail of two phage strains. (A) Both phages are introduced at the same low concentration so that treatment is principally active, but the adsorption rates are varied. The adsorption rates at the marked ratio (ratio = 5 [dashed line]) are the same as for Fig. 2A and are used again in plots B and C. (B) A cocktail of one "faster" and one "slower" phage is introduced at a fixed, high dose (20 times the average IT of the two strains at time 14 h) so that treatment is passive but the proportion of each strain in the cocktail is varied. Active replication of phage is ignored by assuming that the burst sizes are zero. (C) Alternatively, the same phages are introduced at identical high doses (10 times the average IT) but at different times (14 h and between 11 h and 17 h).
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Combinations of phages that are used in an active mode must be closely matched for their various life cycle properties in order to suppress resistant mutants. When the phages are not well matched, the "faster" phage will dominate the treatment and the combination treatment will be little more effective than the faster phage would have been alone (Fig. 2). In particular, as the differences between phage strains increase, there is a rapid transition from a relatively low probability that multistrain-resistant cells emerge to a very high probability (Fig. 3A). The suddenness of this transition reflects how important it is for both the strains to cross the IT and thereby close the MSW. Whether such matching is practical is unknown, although manipulations of in vivo phage loss rates have previously been demonstrated (14). Optimization of active combination phage therapies might also be possible by altering the dosage and timing of the component phage treatments (Fig. 4A and C). Repeated phage doses may, in principle, help ensure that all component phages remain near their desired concentration until replication can commence (23).
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FIG. 4. Schematic of unoptimized versus optimized combination therapies where at least one component is active phage therapy. (A) When a combination of two active-mode components has not been optimized, the faster phage (solid line) dominates the slower phage (dashed line) until the concentration of faster-phage-resistant mutants grows large enough to support the slower phage. The MSW is open, encouraging the growth of resistant mutants, whenever the concentration of one but not both components is above the IT. (B) Similarly, when an antibiotic or passive phage (gray line) is introduced too early, growth of the active phage (solid line) will be delayed, again leaving the MSW open. (C and D) In either of the above situations, the timing and dosage of components may be adjusted to ensure that the MSW is closed during most of the time in which the treatment has a therapeutic effect.
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Resistance and passive therapy. Some of the problems with bacterial resistance could be avoided by using passive phage therapies, provided sufficiently high concentrations can be delivered. Our results show how for combination passive phage therapies, the concentration of each phage should be greater than its corresponding IT, and remain so until all susceptible bacteria are infected (Fig. 3B). The phages should also be administered as early as possible and at the same time (Fig. 3C). This will effectively close the mutant selection window provided that resistance to one component phage does not confer resistance to all. Repeated doses might also be useful to ensure that the phage concentration can be maintained above the IT (23), and empirical studies are beginning to address the effects of such a dosing strategy for passive phage therapies (26).
One particular example of what appears to be a passive-mode combination phage treatment is a cocktail of six phages, LMP-102 (Intralytix, Inc.), that is effective against a range of pathogenic strains of Listeria monocytogenes (10, 25). LMP-102 was recently approved by the FDA for use in the United States as a food additive (7). Each phage in this cocktail is included at the same concentration (109 PFU/ml); our results suggest that such an equal-concentration formulation could be effective in practice, provided L. monocytogenes concentrations are not very high and the ITs for each combination of phage and target bacterial strain are well below 109 PFU/ml. Six phage strains seems to be more than enough to construct a successful treatment, although single mutations that confer resistance to multiple phage strains could reduce the effectiveness of the preparation. Notably, a second preparation comprising 14 different phage strains, LMP-103, was not found to have a statistically different effect on the concentration of L. monocytogenes (10), suggesting that although many phage strains can feasibly be combined in a single cocktail, a limit in the effectiveness of the cocktail is soon reached as further strains are added. Leverentz et al. (10) rightly suggested that the variety of strains in LMP-102 and LMP-103 could reduce the potential for development of resistant bacteria, but they did not investigate this experimentally.
There are other significant advantages of using phages in the passive rather than the active mode. First, restriction-modification and abortive infection mechanisms, and even interference between phages in multiply infected cells, should not cause significant practical difficulties, since in passive therapy the phages are not required to undergo replication. Active phage therapies, on the other hand, might be rendered less effective or even fail if infected bacterial hosts can modify or reduce production of progeny phages or if there is interference between component phage strains. Second, because passive therapies rely on delivering a large number of phages directly to the problem bacteria, growing bacterial populations are less likely to be able to avoid phage predation by entering stationary phase or other phase of growth that may be refractory to phage infection. Thus it seems likely that passive combination phage therapies can better address the potential pitfalls of phage antimicrobials than those that use active phage replication.
Combining phages and antibiotics. The few previous studies that have looked at combination phage and antibiotic therapies suggest that they can yield fewer positive outcomes than phages used alone (1). Nonetheless, there are, at present, too few data on such mixed therapies, and in principle they could provide several possible benefits. Mechanisms of bacterial resistance to phages are likely to differ from those to antibiotics, and so combinations of phages and antibiotics could ensure the independence of resistance-conferring mutations, facilitating closure of the MSW and thereby giving better control of resistant bacteria than phage-only or antibiotic-only treatments. For example, the β-lactam antibiotics, which inhibit cell wall synthesis, might be particularly good partners for phages because the typical mechanisms of bacterial resistance to these compounds seem unlikely to correspond to mechanisms of resistance to phage. In addition, the IT of the phage component might be lowered due to slower bacterial growth in the presence of an antibiotic, thereby enhancing the effect of phages used in passive-mode therapy. Other incidental benefits could include lower side effects, such as renal damage, as compared with combination antibiotic therapies (20), and a greater potential for use against pathogens for which the choice of antibiotics is restricted due to multidrug resistance.
On the other hand, there are potential disadvantages of combined phage and antibiotic therapies. First, antibiotics might directly inhibit phage activity by interfering with the bacterial processes needed for phage replication and cell lysis. Second, antibiotic dosage and timing would have to be carefully managed, since premature administration of antibiotics could defeat an active-mode phage treatment by preventing the bacterial concentration from crossing the PT (22). Third, it is possible that where antibiotic resistance is already prevalent, continued use of antibiotics with the addition of phages may encourage genetic linkage of antibiotic resistance genes with phage resistance genes, negating the potential advantage of combining the two types of antimicrobials. Finally, in terms of the MSW the two treatment components will need to be carefully matched (Fig. 4). This might not be straightforward but is likely to be easier to achieve with passive than with active phage therapy.
Concluding remarks. Effective phage therapy will need to take into account the speed with which target bacteria acquire resistance to phage. We have applied PK/PD models of both antibiotic and phage treatments to develop a theory of the therapeutic use of bacteriophages that incorporates bacterial resistance. No phage-based treatment will be exempt from the type of problems of resistance that occur with chemical antibiotics, and this must be accounted for if the full potential of phage therapy is to be realized. The simpler dynamics of passive therapies suggest that they are likely to be easier to apply than active therapies, provided issues of phage delivery can be overcome. The greater difficulties for active therapies in dealing with resistance reinforce this conclusion. There is also considerable scope for combination therapies that utilize both phages and antibiotics. Such treatments might maximize the independence of resistance-conferring mutations and minimize the incidence of harmful side effects, although there could be unwanted interference between treatment components. A focus on passive-mode phage cocktails, and perhaps also phage-antibiotic combination treatments, appears to be the best course for developing phage therapies in the near future.
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View this table: [in a new window] |
TABLE A1. Base parameters for simulations plotted in Fig. 2 and 3
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The probability that a multiply resistant cell appears that is resistant to both phage strains is calculated according to the hazard function f2R1(t) + f1R2(t). If this probability is P(t), then
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IT and PT.
The IT is the phage concentration at which bacteria tend to be infected before they can replicate. According to equation A1, the IT can be estimated from the growth rate, a, of the bacteria and the rate constant, b, of the specific adsorption rate of phage to bacteria:
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We thank Andrew Timms, Ian Connerton, and Vincent Jansen for helpful discussions on phage biology and modeling and two anonymous referees for helpful suggestions.
Published ahead of print on 6 October 2008. ![]()
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