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Antimicrobial Agents and Chemotherapy, April 2008, p. 1366-1373, Vol. 52, No. 4
0066-4804/08/$08.00+0 doi:10.1128/AAC.01372-07
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

Jean-Claude Piffaretti,2,
Robert Gurny,1 and
Norbert Lange1*
Department of Pharmaceutics and Biopharmaceutics, School of Pharmaceutical Sciences, University of Geneva, University of Lausanne, 30 Quai Ernest Ansermet, Geneva 1211, Switzerland,1 Institute of Microbiology, Via Mirasole 22A, Bellinzona 6500, Switzerland2
Received 24 October 2007/ Returned for modification 27 November 2007/ Accepted 2 January 2008
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The use of PDT for antimicrobial purposes is not recent, as PDT was the predominant step leading to the discovery of this treatment modality at the beginning of the 20th century (16, 29). However, PDT never achieved real success in its native domain, in contrast to other therapeutic fields, where it is now used in routine clinical practice, including the treatment of some forms of cancer and age-related macular degeneration (2, 3).
The renewed interest in antimicrobial PDT originates from two main factors: first, the promising results obtained by PDT in the fields mentioned above and, second, the critical need for new antimicrobial therapies that has arisen from the spread of multiresistant microorganisms.
One of the main observations made from the first attempts to photoinactivate bacteria with conventional PSs was the relative sensitivity of gram-positive strains to photodynamic inactivation (PDI), whereas gram-negative strains were significantly more resistant (8). To overcome the highly impermeable barrier of gram-negative bacteria, pretreatment with EDTA or the use of polycationic polymers has been proposed (15). Furthermore, the use of positively charged porphyrins, phenotiazines, or phthalocyanines enabled the photoinactivation of both gram-positive and -negative strains without any permeabilization pretreatment (9).
Besides the classical PS, one molecule of particular interest, 5-aminolevulinic acid (5-ALA), is gaining importance in the field of PDI. 5-ALA is not a PS by itself but is an endogenous component in the heme biosynthesis pathway and is ubiquitous in nearly all cells (Fig. 1). When it is provided exogenously, 5-ALA results in the accumulation of photoactive porphyrins (PAPs) within the targeted cells. This accumulation of PAPs is more pronounced in cells with high rates of metabolic activity (4), like cancer cells, inflammatory cells, and bacteria, resulting in high selectivity. However, the low capacity of 5-ALA to cross biological barriers led to the development of more lipophilic derivatives with improved local bioavailability (5). As 5-ALA has been shown to be moderately efficient against gram-negative bacteria (19), these derivatives might also show a clear improvement in their ability to photoinactivate these microorganisms. In the present study, we compared the bacterial PAP formation induced by 5-ALA to that induced by different 5-ALA derivatives in several gram-positive and gram-negative bacterial strains and investigated whether the 5-ALA derivatives may be interesting candidates for use in the PDI of bacteria.
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FIG. 1. Heme biosynthesis cycle. In mammalian cells, 5-ALA is formed from the condensation of glycine and succinyl coenzyme A (CoA), while most bacteria use glutamate as the substrate. Two molecules of 5-ALA condense to form porphobilinogen, catalyzed by 5-ALA dehydratase. Four molecules of porphobilinogen then condense to form a linear tetrapyrrole, which cyclizes to form 8-carboxyporphyrinogen (uroporphyrinogens I and III). Plants and bacteria can use uroporphyrinogen III as an intermediate in the synthesis of various molecules (e.g., chlorophyll and vitamin B12). Mammals exclusively use PPIX, obtained after numerous enzymatic decarboxylations and desaturations, while different CPs (8-CP, 7-CP, 6-CP, 5-CP, 4-CP) can be found in bacteria.
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Bacterial strains and growth conditions. This study was conducted with three gram-negative strains and one gram-positive strain. The gram-negative strains were (i) Escherichia coli K-12, a nonpathogenic laboratory strain; (ii) E. coli Ti05, a uropathogenic strain; and (iii) Pseudomonas aeruginosa. The gram-positive strain was methicillin-resistant Staphylococcus aureus. All strains were provided by the Istituto Cantonale di Microbiologia (Bellinzona, Switzerland) and are described in Table 1.
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TABLE 1. Characteristics of the bacterial strains tested in this study
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0.10. The bacterial suspensions were incubated at 37°C to an optical density at 600 nm of
0.30 and washed twice with phosphate-buffered saline (0.1 N, pH 6.5) before incubation with the substrate. Photosensitization. Stock solutions of 5-ALA and the 5-ALA derivatives MAL, BAL, PAL, HAL, and OAL were freshly prepared directly before use by dissolving the different substrates in phosphate-buffered saline (0.1 N, pH 6.5) and were kept in the dark after proper dilution. The bacterial suspension was centrifuged at 2,500 x g for 10 min; the bacterial pellets were then resuspended in the substrate solutions and incubated in the dark for 4 h at 37°C in a shaking incubator (100 rpm). One fraction of the suspension was used for the PDI procedure, while the other was collected for PAP analysis.
PDI. Samples (2.5 ml) containing approximately 5 x 107 bacteria were introduced into sterile 35-mm-diameter petri dishes and illuminated with white light for 40 min, corresponding to a light dose of 120 J·cm–2. The light source was a 400-W halogen lamp, and the illumination surface was controlled so that the light intensity was homogeneous and constant.
Bacterial cell survival assay. The numbers of CFU of a bacterial suspension were determined by plating appropriate dilutions (from 10–1 to 10–5) on Columbia agar plates. The survival fraction was calculated as NPDI/N0, where NPDI is the number of CFU per ml after PDI and N0 is the number of CFU per ml in the initial sample. The dark toxicity of the substrates, defined as the intrinsic toxicity of the compounds in the absence of light, was monitored by evaluating the survival fraction of incubated but nonilluminated bacterial samples and was calculated as Ndark/N0, where Ndark is the number of CFU per ml of the nonilluminated samples. The results were expressed as mean values (n = 4) with their standard deviations.
High-pressure liquid chromatography analysis. Ten milliliters of the bacterial suspensions was centrifuged at 2,500 x g for 10 min. The supernatant was discarded, and the bacteria were resuspended in 1.0 ml of extraction solvent (ethanol, dimethyl sulfoxide, acetic acid, 80:20:1; vol/vol/vol) and stored at –80°C until analysis. For the extraction of porphyrins, the bacterial wall was disrupted by five sonication cycles of 5 s each at 0°C with a sonicator probe (digital sonifier; amplitude, 30%; Branson). After centrifugation (at 13,500 x g for 4 min), the supernatant was collected and injected into the high-pressure liquid chromatography instrument.
Porphyrins were separated by reverse-phase chromatography with a 125/4 Nucleodur C18 gravity 3-µm column (Macherey-Nagel, Oensingen, Switzerland) protected with the corresponding precolumn by using a gradient elution with solvent A (acetate buffer [pH 5.1, 0.5 M] and acetonitrile [90:10; vol/vol]) and solvent B (methanol and acetonitrile [90:10; vol/vol]). Detection was performed with a fluorescence detector (La Chrom L-7480; Merck-Hitachi) with an excitation wavelength of 407 nm and an emission wavelength of 620 nm (Fig. 2).
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FIG. 2. Chromatogram obtained with extracted bacterial porphyrins after gradient elution with solvent A (acetate buffer and acetonitrile, 90:10) and solvent B (methanol and acetonitrile, 90:10) and fluorescence detection (excitation wavelength, 407 nm; emission wavelength, 620 nm). The elution order corresponds to the formation order in heme biosynthesis: 8-CP (UPI and UPIII), 7-CP, 6-CP, 5-CP (coproporphyrin I and III; CPI and CPIII, respectively), and 2-CP (PPIX).
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FIG. 3. Results for E. coli K-12 incubated for 4 h in the dark with 5-ALA and different n-alkyl esters (MAL, BAL, PAL HAL, and OAL). Bars represent the total bacterial PAP produced. Dotted lines ( ) represent the survival fraction after incubation without illumination (dark toxicity), while solid lines ( ) represent the survival fraction after PDI (120 J·cm–2).
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Figure 4 shows a direct correlation between PDI and the total amount of PAP produced in a range within which no or only few dark toxicities were observed, i.e., 0.1 to 10 mM for 5-ALA and MAL.
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FIG. 4. Survival of E. coli K-12 after irradiation (120 J·cm–2) decreases with the increase of the bacterial total PAP formation. , 5-ALA; , MAL. The concentration ranges were 0.1 to 10 mM for 5-ALA and MAL.
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Figure 5 represents the percentage of hydrophilic and lipophilic porphyrins as a function of the total PAP induced. When small amounts of porphyrin were induced, CP and PPIX were the most frequent types of PAPs. In contrast, when larger amounts of PAP were produced, the proportion of hydrophilic porphyrins drastically increased.
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FIG. 5. 5-ALA- and MAL-induced porphyrin distribution in E. coli K-12 as a function of total PAP formation. The increased proportion of hydrophilic porphyrins () toward lipophilic porphyrins ( ) when large amounts of PAP are produced may be explained by the saturation of the decarboxylases involved in the heme biosynthesis cycle.
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Effects of 5-ALA and MAL on different gram-positive and gram-negative strains. We investigated the efficacy of 5-ALA- and MAL-mediated PDI on two gram-negative strains, pathogenic strain E. coli Ti05 and P. aeruginosa, and on multiresistant S. aureus, a gram-positive strain. The results obtained with E. coli Ti05 were very similar to those obtained with laboratory strain K-12 in terms of PDI and PAP induction after incubation with 5-ALA or MAL. However, compared to the results obtained with E. coli K-12, higher substrate concentrations (Fig. 6A and B) were needed to maintain optimal PAP formation.
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FIG. 6. E. coli Ti05, P. aeruginosa, and methicillin-resistant S. aureus were incubated for 4 h in the dark with 5-ALA and MAL. Bars represent the total bacterial PAPs produced. Dotted lines ( ) represent the survival fraction after incubation (dark toxicity), while solid lines ( ) represent the survival fraction after PDT (120 J·cm–2). Note the different scales used for Pseudomonas.
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The gram-positive organism S. aureus appeared to be significantly more sensitive to 5-ALA-mediated PDI than the gram-negative strains (survival fraction, <10–5), although the levels of PAP produced by S. aureus were comparable to those produced by the gram-negative organisms. MAL also induced sufficient PAP formation to achieve effective photoinactivation of >99.9% of this strain (Fig. 6E and F). The majority of the porphyrins in the different porphyrin extracts from S. aureus were UPs (>80%).
An overview of these results can be seen in Table 2, which compares the optimal concentration, the survival fraction, and PAP formation induced by 5-ALA and MAL for the different strains tested.
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TABLE 2. Comparison of 5-ALA- and MAL-mediated PDI of different bacterial strainsa
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It is known that, in addition to PPIX, porphyrins in general can inhibit different enzymes involved in the heme biosynthetic cycle in order to avoid the accumulation of large amounts of intracellular PAPs (1). However, this negative feedback would result in the appearance of a plateau in terms of total porphyrin production with increasing 5-ALA concentrations and cannot explain the bell-shaped curve. Our results showed that at concentrations above the optimal concentration, 5-ALA itself appears to have an inhibitory effect on porphyrin formation, even though toxic drug concentrations were not reached. Furthermore, the same bacteria incubated with MAL produced significantly larger amounts of PAPs than the parent compound, suggesting that the maximal PAP production capacities were not reached.
The differences in the optimal concentrations observed for 5-ALA and MAL may result from different uptake mechanisms. It is well known that in animal cells, 5-ALA and MAL are transported into the cytosol via different active transport mechanisms (23); however, more lipophilic derivatives enter via passive diffusion through the membranes or endocytosis. In gram-negative bacteria, the double membrane prevents the penetration of exogenous molecules, while porins, which are transmembrane channels, allow only small hydrophilic molecules, usually nutrients, to enter the bacteria (18). Thus, the entrance of 5-ALA into gram-negative bacteria is not problematic (28), as demonstrated by the low concentration necessary for optimal PAP induction. In the case of MAL, the addition of a methyl chain on the carboxylic group increases the log oil-water partition coefficient from –1.52 to –0.94 (27), which is still considered hydrophilic. Hence, this compound may also enter the bacterial cytosol through porin channels. However, the high concentrations (3 to 10 mM) necessary to induce sufficient PAP formation indicate that either the penetration or the availability may vary from that of the parent compound.
The fact that more lipophilic derivatives, such as PAL, HAL, and OAL, do not induce any significant PAP formation might be explained by the trapping of these highly lipophilic compounds in the bacterial membranes or by the fact that the highly amphiphilic properties of these derivatives may induce membrane disruption, causing dark toxicity.
We have seen a strong correlation between the PDI efficiency and the total amount of PAPs formed in E. coli K-12. However, this cannot be extrapolated to other strains due to the different types of porphyrins produced, protection mechanisms (12), and porphyrin localization. All types of porphyrins observed in our study have shown the capacity to absorb light and generate reactive oxygen species (22). The main difference between these endogenous porphyrins is related to the number of carboxylic moieties, which influence solubility, lipophilicity, aggregation, and localization. In the case of E. coli, it was seen that the type of PAP depends on the quantity of porphyrins produced. When small amounts of porphyrins are synthesized, the enzymatic machinery of the bacteria was able to proceed to the decarboxylation of a high proportion of these porphyrins, leading to the accumulation of mainly lipophilic porphyrins. When very large quantities of PAP are produced, the enzymatic process may be overwhelmed, leading to an increased proportion of hydrophilic porphyrins. This tendency was observed only in the E. coli strains (data not shown for the other species). In contrast, S. aureus nearly exclusively produced UPs and was efficiently photoinactivated, while P. aeruginosa produced four to five times more porphyrins, mainly PPIX, but was not more efficiently photoinactivated.
To obtain efficient 5-ALA- or 5-ALA derivative-mediated PDI, the two main conditions necessary are the accumulation of sufficient amounts of PAPs in the targeted bacteria and effective irradiation to activate the PS. In fact, when this type of PS prodrug is used, PDI conducted under suboptimal conditions may lead to contradictory results. For example, Karrer et al. (10) have shown that 5-ALA-mediated PDI induced significant inhibition of the growth of S. aureus but not Staphylococcus epidermidis. In contrast, Nitzan et al. (19) observed that 5-ALA-mediated PDI was effective against both S. aureus and S. epidermidis but not against gram-negative strains, including E. coli and P. aeruginosa. The last two strains were successfully photoinactivated by Szocs et al. (24) and Lee et al. (14), respectively, after incubation with 5-ALA. Therefore, the present study clearly demonstrates not only that the concentrations must be optimized and adapted to the specific bacteria but also that the lipophilicity of the PAP precursor itself must be optimized. While MAL and BAL seemed to be more effective at inactivating E. coli, 5-ALA been demonstrated to have the ability to inactive efficiently S. aureus at high concentrations. In the present study we have mainly focused on PAP precursors that have gained marketing approval for topical administration (5-ALA, MAL, and HAL), two compounds of intermediate lipophilicity (BAL and PAL), and one more lipophilic compound (OAL) that was still water soluble at the concentrations used in our study. However, in future studies more moderately lipophilic compounds, such as the ethyl, propyl, and benzyl esters, should be considered.
In our study, both 5-ALA and MAL have been shown to induce increased amounts of PAPs in all bacteria treated when the optimal conditions were applied. In E. coli, the total inhibitory effect observed after incubation with MAL, although it was observed at higher drug concentrations, was up to 2 orders of magnitude higher than achieved after incubation with 5-ALA. However, this advantage was not observed in the other strains used in the present study. In clinical practice, MAL might have other advantages, especially with respect to its pharmacokinetic and pharmacodynamic properties, which have been established in clinical trials for the treatment of basal cell carcinomas and actinic keratosis (6, 7, 17). As 5-ALA presented a biphasic inactivation curve, intermediate concentrations resulted in the suboptimal inactivation of the targeted bacteria. A more desirable behavior was obtained with MAL, as bacterial survival continuously decreased with increasing MAL concentrations. In this case, PAP formation, and thus, PDI, was inhibited only when toxic drug concentrations (greater than 10 mM) were achieved.
Not only is the ability to induce PAPs important, but 5-ALA derivatives, including MAL, may also have already established advantages with respect to local bioavailability after topical administration for the treatment of other pathologies. The topical administration of MAL has been shown to result in a more selective and deeper distribution of PAPs in patients with thick basal cell carcinomas (20). Therefore, deeper infections can be treated more effectively with this compound. In some cases, MAL was shown to be more selective than 5-ALA for diseased tissue, such as solar keratoses (6), potentially leading to less collateral damage in the surrounding healthy tissue. Furthermore, MAL has been shown to have limited systemic uptake and has been reported to induce less pain during irradiation, which is an important parameter when multiple PDT sessions are needed (11).
The most effective concentrations used in this study may seem relatively high compared to the concentrations of other PS compounds, which are used at micromolar concentrations; indeed, for some other PS compounds, the application time is minutes instead of hours (25, 26). However, the high selectivities of the compounds that we have tested, as demonstrated in other medical domains, may provide the means to potentially eradicate bacterial infections without harming healthy surrounding tissues.
The use of the compounds tested in our studies will be limited to bacterial infections that are accessible to the local administration of both the drug and light, including the skin, the lungs, the oral cavity, the urogenital area, and the gastrointestinal tract. As an example, early clinical trials have demonstrated promising results from 5-ALA-mediated PDI of Helicobacter pylori (30). Current developments in this area focus on the development of systemically applicable derivatives of 5-ALA with prolonged half-lives, which will circumvent the necessity to apply the compounds locally. Furthermore, repeatability may be a major asset of PDI, as cumulative toxicity (21) and induced bacterial resistance upon repeated treatments (13) have not been reported to date.
Therefore, when optimal concentrations were used, 5-ALA and 5-ALA short-chain derivatives (MAL and BAL) induced high levels of PAP accumulation in both the gram-positive and gram-negative bacterial strains that we tested, attaining the first prerequisite for a successful PDI. In contrast, long-chain 5-ALA derivatives (PAL, HAL, and OAL) demonstrated high dark toxicities that increased with lipophilicity, and induction with these compounds showed no significant PAP formation. As MAL efficiently induced PAP formation in bacteria, it might show improved efficacy in vivo, especially due to its advantageous pharmacokinetic and pharmacodynamic properties. Its ability to be used for the treatment of local infections should be further investigated in in vivo experiments.
Published ahead of print on 14 January 2008. ![]()
Present address: Interlifescience, Via San Gottardo 92, 6900 Massagno, Switzerland. ![]()
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-Aminolaevulinic acid mediated photodynamic antimicrobial chemotherapy on Pseudomonas aeruginosa planktonic and biofilm cultures. J. Photochem. Photobiol. B 75:21-25.[CrossRef][Medline]
-Aminolaevulinic acid-induced porphyrin synthesis and photodynamic inactivation of Escherichia coli B. J. Photochem. Photobiol. B 50:8-17.[CrossRef][Medline]This article has been cited by other articles:
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