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Antimicrobial Agents and Chemotherapy, February 2009, p. 688-695, Vol. 53, No. 2
0066-4804/09/$08.00+0 doi:10.1128/AAC.00546-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

Unité de Recherche en Biologie et Epidémiologie Parasitaires, Institut de Médecine Tropicale du Service de Santé des Armées, Le Pharo, 13998 Marseille, France,1 Unité de Recherche sur les Maladies Infectieuses et Tropicales Emergentes, Unité mixte de recherche 6236, Marseille, France,2 Service des Maladies Infectieuses et Tropicales, Hôpital Nord, Assistance Publique des Hôpitaux de Marseille, Marseille, France,3 Service de Pathologies Infectieuses et Tropicales, Hôpital d'Instruction des Armées Laveran, Marseille, France,4 Service d'Epidémiologie, Institut Pasteur, Dakar, Sénégal,5 Unité de Recherche 077 de Paludologie Afrotropicale, Institut pour la Recherche et le Développement, Dakar, Sénégal,6 Centre Médical de Secours, Total Exploration et Production Congo, Pointe-Noire, République du Congo,7 Département de Parasitologie-Mycologie, Faculté de Médecine, Université des Sciences de la Santé, Libreville, Gabon,8 Service de Biologie Médicale Centre Hospitalier des Armées Bouffard, Djibouti,9 Centre de Formation et Recherche en Médecine et Santé Tropicales, Faculté de Médecine Secteur Nord,10 Département Médical International, Total, 92078 Paris la Défense, France,11 Service de Pédiatrie, Hôpital Nord, Assistance Publique des Hôpitaux de Marseille, Marseille, France,12 Centre National de Référence du Paludisme, France,13
Received 28 April 2008/ Returned for modification 20 July 2008/ Accepted 14 November 2008
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Thirty years ago, tetracyclines were found to have antimalarial activity (37). Experimental observations obtained in vitro (13, 22) and in clinical studies (52) demonstrated the antimalarial activity of tetracycline and its derivatives. Daily doxycycline (DOX) has been shown to be an effective causal chemoprophylactic in Thailand (41), Indonesia (27), and Kenya (1). DOX is currently one of the recommended chemoprophylactic regimens for travelers or soldiers visiting areas of endemicity in Southeast Asia (15), Africa, and South America. DOX is now recommended by the French Consensus conference for chemoprophylaxis in countries with a high prevalence of resistance to CQ or multiresistance (group 3 countries) (3).
Since September 2002, French troops have participated in a peacekeeping operation, Operation Licorne, on the Ivory Coast. Soldiers were prescribed DOX (100 mg) daily for prophylaxis. Many cases of malaria have been reported, but most of them are believed to have resulted from poor compliance (23, 24). From 2002 to 2006, 1,787 malaria cases were found among French soldiers expected to be taking DOX. A surge in the number of malaria cases within 3 weeks after discontinuing DOX prophylaxis is often observed (29, 43). DOX failures soon after termination of drug therapy suggest that DOX serves primarily as a suppressive agent. It is recommended that DOX be taken for 4 weeks after returning from an area of endemicity.
In vitro analysis of the susceptibility of P. falciparum strains to antimalarial drugs has three important attributes. First, this approach allows one to assay the response of clinical isolates to individual drugs that are unmodified by important host factors that influence drug efficacy in vivo. Second, the progressive decline in drug susceptibility of isolates from the same site may be utilized for the development of a sensitive method for identifying incipient resistance in the parasite population. Finally, strains with reduced antimalarial susceptibilities can then be established in continuous culture to provide the material needed to investigate novel molecular mechanisms of resistance as well as for tests of susceptibility to other antimalarial agents. Longitudinal studies and comparison of in vitro parasite responses within a defined human population can reveal trends in susceptibility to a particular drug and thus represent the earliest possible warning of developing resistance in local parasite populations.
Early detection of resistance to DOX requires that baseline parasite chemosusceptibility of current isolates from regions of endemicity be established. The aim of the present work was to determine the distribution and range of 50% inhibitory concentrations (IC50s) of DOX for 747 isolates obtained between 1997 and 2006 from patients living in Senegal, Republic of Congo, Gabon, and Djibouti and patients hospitalized in Marseille (France) for imported malaria.
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Informed consent was obtained individually from all adults and from the parents of children before blood collection, and the local institutional ethical guidelines were followed.
Venous blood samples were collected in Vacutainer ACD tubes (Becton Dickinson, Rutherford, NJ) before treatment and transported at 4°C to our laboratory in Marseille within less than 48 h of collection. Thin blood smears were stained using a RAL kit (Réactifs RAL, Paris, France) and examined to determine the P. falciparum density. Parasitized erythrocytes were washed three times in RPMI 1640 medium (Invitrogen, Paisley, United Kingdom). If parasitemia exceeded 0.8%, infected erythrocytes were diluted to 0.5 to 0.8% with uninfected erythrocytes and resuspended in culture medium to a hematocrit of 1.5%. Susceptibility to DOX, CQ, quinine (QN), mefloquine (MQ), or atovaquone (ATV) was determined after suspension in RPMI 1640 medium, which was supplemented with 10% human serum and buffered with 25 mM HEPES and 25 mM NaHCO3. Susceptibility to cycloguanil (CY) was determined after suspension in RPMI 1640 SP823 with reduced p-aminobenzoic acid (0.5 µg/liter) and low folates (10 µg/liter) (Invitrogen).
Drugs. DOX hydrochloride was obtained from Sigma (St. Louis, MO), and the stock solution was prepared in methanol. Twofold serial dilutions were prepared in sterile water to obtain final concentration ranges from 0.1 to 502 µM and distributed in triplicate into Falcon 96-well flat-bottomed plates (Becton Dickinson, Franklin Lakes, NJ). CQ diphosphate and QN hydrochloride were purchased from Sigma. MQ was obtained from Hoffman-LaRoche (Bale, Switzerland), CY from Zeneca Pharma (Reims, France), and ATV from GlaxoSmithKline (Research Triangle Park, NC). CQ and CY were resuspended in water at concentrations ranging from 5 to 3,200 nM and 10 to 20,000 nM, respectively. QN, MQ and ATV were first dissolved in methanol and then diluted in water to obtain final concentration ranges from 5 to 3,200 nM for QN, 3.2 to 400 nM for MQ, and 0.3 to 100 nM for ATV.
The CQ-susceptible P. falciparum clone 3D7 (Africa) and the CQ-resistant clone W2 (Indochina) were used as references to test each batch of plates. Reference clones were maintained in continuous culture and synchronized twice with sorbitol (19). Batches were validated when IC50s for 3D7 were 8 to 14 µM for DOX, 13 to 35 nM for CQ, 60 to 180 nM for QN, 35 to 69 nM for MQ, 1.5 to 5.5 for ATV, and <10 nM for CY and those for W2 were 10 to 16 µM for DOX, 345 to 625 nM for CQ, 520 to 840 nM for QN, 23 to 43 nM for MQ, 2.0 to 4.6 for ATV, and 900 to 2,900 nM for CY.
Drug assay. For in vitro isotopic microtests, 200 µl/well of the suspension of parasitized erythrocytes was distributed in 96-well plates predosed with drugs. Parasite growth was assessed by adding 1 µCi of [3H]hypoxanthine with a specific activity of 14.1 Ci/mmol (NEN Products, Dreiech, Germany) to each well. Plates were incubated for 42 h at 37°C in an atmosphere of 10% O2, 5% CO2, 85% N2, and 95% humidity. Immediately after incubation, the plates were frozen and then thawed to lyse erythrocytes. The contents of each well were collected on standard filter microplates (Unifilter GF/B, Perkin Elmer, Meriden, CT) and washed using a cell harvester (FilterMate; Packard). Filter microplates were dried, and 25 µl of scintillation cocktail (Microscint O; Perkin Elmer) was placed in each well. The radioactivity incorporated by the parasites was measured using a scintillation counter (Top Count; Perkin Elmer).
The IC50, i.e., the drug concentration corresponding to 50% of the uptake of [3H]hypoxanthine by parasites in drug-free control wells, was determined by nonlinear regression analysis of the log dose-response curves (Riasmart; Packard, Meriden, CT).
Statistical analysis.
The statistical analysis was designed to answer the specific question of whether P. falciparum has different phenotypes of susceptibility to DOX. Parasite susceptibility is expressed as the IC50. As a result of the prima facie appearance of the pooled distribution of log10(IC50) looking like a three-component mixture distribution, a triple normal distribution was fitted to the data using a Bayesian mixture modeling approach (12, 38) with Markov chain Monte Carlo posterior simulation techniques available in WinBUGS version 1.4.3 (Imperial College and MRC, United Kingdom; free download available at http://www.mrc-bsu.cam.ac.uk/bugs). It was assumed that the proportions (pi) of the observations arose from three distinct normal distributions (i.e., components) with means (
i) and standard deviations (SDs) (
i), where p1 + p2+ p3 = 1 and
1 <
2 <
3. Indicator variables allowed the classification of observations according to the component of the mixture from which they were obtained. The parameters of the posterior distributions were estimated by simulation using the Gibbs sampler (46). Convergence of the model was assessed using the Gelman-Rubin statistic, as modified by Brooks and Gelman (8).
To check the validity of our model, we used pivotal quantities, as explained by Johnson (16). Johnson proved that for a pivotal quantity, its sampling distribution evaluated at a posterior draw of the model parameters is the same as the sampling distribution evaluated at the true values of the model parameters that give rise to the observed data. The pivotal quantity used can be a function of both the data and parameters. We applied the results of Johnson to the pivotal quantities
, with Yi being the ith observation,
being the posterior estimation of the component of the ith observation (
= 1,2,3),
being the posterior estimation of the means of the components (
), and
being the posterior estimations of the SDs of the components (
). According to Johnson, these quantities have a chi-square distribution with 747 degrees of freedom under our proposed model.
A double normal distribution model and a quadruple normal distribution model were also fitted to the data to look at the validity of considering a three-component mixture.
The proportions of observations from subgroups (i.e., subgroups defined by geographical origin of the isolates or date of sampling) that were predicted as belonging to each of the components of the mixture distribution were estimated based on the hypothesis of identical parameters (i.e., mean and SD) of component-specific normal distributions over all subgroups (i.e., hypothesis of stable phenotypes of susceptibility of P. falciparum to DOX in all subgroups).
Assessment of standard antimalarial drug cross-resistance with DOX was estimated by the coefficient of the correlation coefficient (r) and the coefficient of determination (r2).
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TABLE 1. In vitro susceptibility of P. falciparum isolates to antimalarial drugs
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TABLE 2. In vitro susceptibility of P. falciparum isolates from different areas in Africa to doxycycline
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TABLE 3. Correlation of in vitro responses of P. falciparum isolates to DOX, CQ, QN, MQ, CY, and ATV
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FIG. 1. Distribution of the log10(IC50) values of the 747 P. falciparum isolates from Africa (1997 to 2006) in the three-component mixture model (Bayesian mixture modeling approach). The dotted lines represent the three fitted mixtures, and the continuous line represents the overall mixture fit.
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TABLE 4. Parameter estimates for the three-component mixture model for the 747 P. falciparum isolates from Africaa
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FIG. 2. Double normal distribution model (A) and quadruple normal distribution model (B) of the log10(IC50) values of the P. falciparum isolates. The dotted lines represent the two or four fitted mixtures, and the continuous line represents the overall mixture fit.
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The distribution of the IC50s of the P. falciparum isolates in the three-component mixture model according to geographical origin is shown in Fig. 3. The three-component model appears to fit the data from imported malaria or from Congo well. A separate analysis of Senegalese data showed point estimates of the geometric means in the three components (4.2, 8.2, and 19.5 µM in components A, B, and C, respectively) that were similar to those obtained with the whole data set (Table 4) and 95% prediction intervals of these estimates (2.1 to 6.9, 6.8 to 9.7, and 17.7 to 21.8 for components A, B, and C, respectively) that included the point estimates obtained with the whole data set (Table 4). Separate analysis of the data from Gabon was not possible because of the small sample size.
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FIG. 3. Distribution of the log10(IC50) values of the P. falciparum isolates in the three-component mixture model (Bayesian mixture modeling approach) according to geographical origin. The dotted lines represent the three fitted mixtures, and the continuous line represents the overall mixture fit.
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TABLE 5. Proportions of observations predicted to belong to each of the components of the mixture distribution according to geographical origin
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Early detection of reduced susceptibility or resistance to DOX will require that baseline parasite chemosusceptibility of current isolates from regions of endemicity be established. Maximizing the efficacy and longevity of antimalarial drugs as a tool to control malaria will critically depend on pursuing intensive research into identifying in vitro markers as well as implementing in vitro and in vivo surveillance programs such as those championed by the World Antimalarial Resistance Network (44, 45). In this context, there is a need to identify in vitro and molecular markers that predict QN resistance which can provide an active surveillance method to monitor temporal trends in parasite susceptibility (4, 32).
We opted for a Bayesian mixture modeling approach. A Bayesian approach has already been proposed for antimalarial in vitro susceptibilities, though from a different angle: a Bayesian approach was used to estimate IC50 in the outlying most resistant isolates to reduce overestimation of IC50 (47). All 747 values were classified into three components: component A (IC50 geometric mean of 4.9 µM [SD = 2.1 µM]), component B (IC50 geometric mean of 7.7 µM [SD = 1.2 µM]), and component C (IC50 geometric mean of 17.9 µM [SD = 1.4 µM]). The double normal and quadruple normal distribution models were less suitable for the distribution of the 747 DOX IC50s. However, the hypothesis of a quadruple normal distribution suggested by a wider prediction interval of the IC50 SD of component A, a larger IC50 SD of component A, and the distribution of the lowest IC50s obtained for Senegalese isolates cannot be strictly ruled out. The observations used to fit the models were supposed to be conditionally independent given the value of the model parameters. However, the 747 isolates were not randomly sampled in either space or time. Could the time and space clustering of the data explain the appearance of the IC50s' distribution in three components? Separate analyses of the first and second halves of the data set gave similar estimates of the parameters of the distributions of IC50s in the three components. Therefore, the different components identified in the present study did not reflect temporal trends. The three-component model fit the data from imported malaria and from Congo well. Moreover, a separate analysis suggested that the distribution of IC50s in Senegal was compatible with the assumption of a mixture of three components that had similar parameters in all places, even if the three components model did not seem to fit the data from Senegal well.
According to the origin of the P. falciparum isolates, the triple normal distribution has been found in each subgroup. However, the proportion of isolates predicted to belong to component B was most important for isolates from Gabon and Congo and for cases imported from Africa (from 46 to 63%). In Gabon, the isolates were mainly distributed in two components, B (46%) and C (49%). In Senegal, 55% of the P. falciparum isolates were predicted to be classified as component C.
We demonstrated the existence of at least three phenotypes for DOX in Africa. Are these three phenotypes associated with three different genotypes? Genotyping analysis is currently required in order to identify the molecular basis of the susceptibility differences and correlate genetic profiles to the phenotypes.
A cutoff for reduced susceptibility to DOX in vitro was estimated by the geometric mean plus 2 SDs of the IC50s of the P. falciparum isolates in the C component, and the value obtained was 34.2 µM. Isolates with an IC50 greater than 35 µM were considered isolates with reduced susceptibility to DOX in vitro. Of the 747 P. falciparum isolates, 9 (1.2%) were considered to have decreased susceptibility to DOX in vitro. These data are consistent with clinical observations of limited prophylactic failures when DOX is used according to recommendations (6, 7). This 1.2% prevalence is very different from the 67% of isolates with decreased susceptibility observed in 2005 in French Guiana (20). The estimate of 67% prevalence was based on a susceptibility threshold of 9.6 µM (40). It seems that the 9.6 µM threshold was too low to define reduced susceptibility to DOX. The mean IC50 for DOX increased from 9.6 µM in 1996 to 13.1 µM in 2005 in French Guiana. However, these values are consistent with our observations in Africa. Using their cutoff set at 9.6 µM, the prevalence of isolates with an IC50 above this cutoff would be 41%. In our triple normal distribution model, all isolates predicted to belong to component C, 32%, would be resistant to DOX. These data, with a threshold set at 9.6 µM, would not be consistent with the limited clinical observations of DOX prophylactic failures.
DOX did not show significant cross-resistance with CQ, QN, MQ, CY, or ATV. A positive correlation between the IC50s of two antimalarial drugs may suggest in vitro cross-resistance or common mechanisms of action, but the relationship between in vitro and in vivo resistance depends on the level of resistance and the coefficients of correlation (r) and determination (r2). To involve the same mechanism of action for two compounds, which could induce cross-resistance, the coefficient of correlation must be high (r2 > 0.7), such as that for MQ and halofantrine (r2 = 0.777) (33). All of the coefficients of determination calculated between the responses to DOX and those of all the drugs tested are inferior to 0.09, suggesting that less than 9% of the variations in responses to DOX are explained by variations in responses to the other drugs. The lack of correlation between DOX and other antimalarial drugs is likely due to differences in drug targets or drug resistance mechanisms. Cyclines are a family of antibiotics that have long been known to inhibit protein synthesis in bacteria. Their mechanism of action was further elucidated at the molecular level when it was determined that they were bound to proteins S4, S7, and S9 of the 30S small ribosomal subunit and various ribonucleic acids of the 16S rRNA (2, 26, 28, 31), preventing the binding of aminoacyl tRNA to site A of the ribosome and thus blocking the elongation step of translation. However, the mechanisms of action are much less clearly identified for Plasmodium. Several studies showed an action of the cyclines on the plasmodial mitochondrion at concentrations of 1 µM to 10 µM, which are similar to clinical concentrations. One study highlighted an in vitro synergistic activity between exposure time of the parasite to tetracyclines and the increase in oxygen content of the Plasmodium environment (13), suggesting an action of the tetracyclines on mitochondria. The latter is implicated in the control of oxidative stress and the energy production of anaerobic plasmodia (18). According to three previous studies, cyclines can directly inhibit mitochondrial protein synthesis (5, 9, 17) and also decrease the activity of an enzyme, the dihydroorotate dehydrogenase involved in the de novo synthesis of pyrimidines (36). DOX would inhibit the synthesis of nucleotides and deoxynucleotides in P. falciparum (53) at concentrations much higher than those observed in vivo (200 µM). The in vitro exposure of P. falciparum to minocycline would also decrease the transcription of mitochondrial genes (subunit I of the cytochrome c oxidase and apocytochrome b) and plastid genes (subunit RpoB/C of the RNA polymerase), suggesting an activity that affects these two organelles (21). One study showed that DOX acts specifically on the apicoplast of P. falciparum (11) and, to a lesser extent, on the mitochondrion, the division of which is inhibited at the end of the parasite cycle. Those authors concluded that this phenomenon is due to the apicoplastic attack (the two organelles have common metabolic pathways). A parasite exposed to 1 µM DOX for 20 h presents an inhibition of apicoplastic replication during the following cycle. This can be visualized by fluorescence confocal microscopy, electron microscopy, and analysis of the parasitic transcriptome. Two recent studies confirmed the specific action of the cyclines on the apicoplast of P. falciparum (10, 14).
DOX is currently the only antimalarial drug for which no P. falciparum resistance has been described. The in vitro susceptibility responses to DOX were distributed among three components. Genotyping analysis is required in order to identify the molecular basis of the susceptibility differences. Only 1.2% of the 747 tested isolates had reduced susceptibility to DOX in vitro, consistent with clinical observations. It will be critical to identify early signs of resistance before these strains become prevalent and compromise the clinical utility of DOX. Maximizing the efficacy and longevity of DOX as a tool to control malaria will critically depend on pursuing intensive research into identifying in vitro markers as well as implementing in vitro and in vivo surveillance programs, such as those championed by the World Antimalarial Resistance Network.
We acknowledge the financial support of the Délégation Générale pour l'Armement, the Direction Centrale du Service de Santé des Armées (grant no. 06CO009), and the Programme Hospitalier de Recherche Clinique Régional APHM 2003.
We have no conflicts of interest concerning the work reported in this paper. None of the authors owns stocks or shares in a company that might be financially affected by the conclusions of this article. The conclusions of this article were not financially affected.
Published ahead of print on 1 December 2008. ![]()
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