Previous Article | Next Article ![]()
Antimicrobial Agents and Chemotherapy, March 2009, p. 1124-1131, Vol. 53, No. 3
0066-4804/09/$08.00+0 doi:10.1128/AAC.01057-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

GlaxoSmithKline, Research Triangle Park, North Carolina 27709
Received 5 August 2008/ Returned for modification 13 September 2008/ Accepted 2 December 2008
|
|
|---|
|
|
|---|
Unlike other drug classes, resistance to CCR5 entry inhibitors (CCR5 EIs) could involve the use of drug-bound CCR5 or a change in coreceptor usage. Much of the data on CCR5 EI resistance come from in vitro passage and short-term monotherapy studies. An analysis of virus envelopes (Env) during passage studies with CCR5 EIs demonstrated the maintenance of R5 tropism in a setting where the cells utilized expressed both CCR5 and CXCR4 (17, 34, 38). Resistance or reduced susceptibility to aplaviroc (APL) was slow to emerge in passage studies; the characterization of CCR5-tropic (R5-tropic) HIV-1 isolates from long-term passage (>48 weeks) showed marginal increases in the change (n-fold) in the 50% inhibitory concentration (FCIC50) values, the standard measure by which resistance to other antiretroviral classes is detected (16, 17).
Another measure of drug susceptibility that has been suggested for CCR5 EIs is a decreased maximum calculated percent inhibition (MPI) value (25). An MPI value of <100% indicates that the virus is unable to be fully suppressed by high concentrations of drug, implying the ability to use a drug-bound receptor. In vitro studies with other CCR5 EIs have found a plateau in the MPI value in some instances (15, 31, 38). Short-term monotherapy studies with CCR5 EIs demonstrated that while the majority of individuals maintained R5-tropic virus, tropism readout changes from R5 to dual/mixed (DM)-tropic at the population level were observed in a few subjects in the absence of a change in FCIC50 or MPI values (15, 37). Phylogenetic studies on clones from these subjects found evidence in favor of the emergence of a preexisting CXCR4-using env population rather than a switch from a CCR5- to a CXCR4-using phenotype during the course of therapy.
Aplaviroc was developed for the treatment of HIV-1 infection in combination with other ARTs. In vitro data demonstrated that APL is a specific CCR5 antagonist that inhibits R5-tropic HIV-1 replication at subnanomolar concentrations (4, 21). A 10-day study of APL monotherapy in HIV-1-positive subjects demonstrated acceptable short-term safety and potency, with a mean 1.66 log10 copies/milliliter (c/ml) decrease at the nadir in the viral load from the baseline in the highest dosage arm (18).
CCR100136, a larger phase IIb study, was designed to evaluate a novel two-drug regimen comprising several doses of APL administered in combination with a boosted protease inhibitor (PI) (lopinavir-ritonavir [LPV-r]; Kaletra) in treatment-naïve subjects with either R5- or DM-tropic virus (40). CCR100136 was prematurely terminated due to treatment-emergent, idiosyncratic hepatotoxicity that occurred among some subjects receiving APL (24). The reason(s) for the observed hepatotoxicity remains to be determined; hepatotoxicity did not appear to be associated with the APL dose or mechanism of action. Despite the early termination of the study, 11 of the 191 subjects across all dosing groups met the criteria for protocol-defined virologic failure. Phenotypic and genotypic analyses of the HIV-1 reverse transcriptase (RT), protease (PRO), and envelope revealed that while no subjects with virologic failure developed resistance to LPV-r, the majority of the subjects with failure on APL-containing regimens had resistance to APL detected at the clonal but not the population level. Furthermore, the majority of the subjects had stable tropism readouts, suggesting that changes in coreceptor tropism were not a primary determinant of virologic failure in this study. Despite the premature termination of the APL clinical development program, the virologic analyses described here inform the use of CCR5 EIs with a ritonavir-boosted PI (LPV-r) in the ART-naïve population.
(This work was presented in part at the XV International Drug Resistance Workshop, Sitges, Spain, 13 to 17 June 2006, and the 46th ICAAC, San Francisco, CA, 27 to 30 September 2006.)
|
|
|---|
Definition of virologic failure.
Confirmed virologic failure was defined as one of the following: (i) incomplete virological response (the subject did not achieve a 1 log10 c/ml decrease in plasma HIV-1 RNA by week 4, relative to the baseline value) or (ii) virological rebound (the subject's plasma HIV-1 RNA rebounded to
400 c/ml on two consecutive measurements at least 2 to 4 weeks apart after being previously <400 c/ml on or after week 4, or the subject had two consecutive viral load determinations at least 2 to 4 weeks apart that were >0.5 log10 c/ml plasma HIV-1 RNA from the nadir value of the study, where the nadir was the lowest HIV-1 value of
400 c/ml on or after week 4).
Study samples.
All subjects had plasma samples collected for analysis at screening, day 1, weeks 2 and 4, and every 4 weeks thereafter. Tropism testing was performed on all samples for which the viral load exceeded the validated cutoff of the assay (
1,000 c/ml). All other testing (RT/PRO genotype and phenotype, APL susceptibility, and HIV-1 env clonal analysis) was performed on plasma samples at the day 1 and confirmed virologic failure time points. Additional time points were tested if an interesting phenotype was observed.
RT/PRO genotype and phenotype. HIV RT/PRO genotype and phenotype data were generated using the Monogram Biosciences PhenoSense GT assay (San Francisco, CA) (26). Briefly, a pseudovirus is created which contains the relevant viral sequence from the sample of interest (pol) in the context of a backbone of the remaining sequence of HIV. The pseudovirus is then used to evaluate the efficacy of the antiviral compound(s) in a single cycle assay as defined by the FCIC50 value, comparing the susceptibility of the patient RT/PRO to that of the assay control virus.
HIV envelope tropism and APL susceptibility. HIV envelope tropism and APL susceptibility data were generated by the Monogram Biosciences PhenoSense HIV entry assay (12, 39) by the creation of a pseudovirus containing the env sequence from the sample of interest in the context of a backbone of the remaining sequence of HIV. A single-cycle infection of U87 cells expressing CD4 in combination with either CCR5 or CXCR4 was assessed by luciferase activity. Drug susceptibility was assessed using serial dilutions of APL.
Two measures are currently utilized for the characterization of phenotypic resistance to an HIV EI, FCIC50, and MPI. As IC50s can fluctuate from assay to assay, the FCIC50 value compares the IC50 of the patient sample to that of a control virus included in each assay. Thus, the FCIC50 normalizes data across assays run at different points in time and is a more reliable analysis of changes in drug susceptibility over time. As the clinically relevant FCIC50 cut point for APL has not been determined, a cut point of threefold, based on the intrinsic assay variability, was used. MPI is a measure of virus suppression, indicating complete (100%) or no (0%) suppression in this assay system. Values of <100% suggest incomplete virus suppression and the ability of the viral envelope to utilize a drug-bound receptor. The clinically relevant MPI value for APL has not been determined.
HIV-1 env clonal analysis. A clonal analysis of HIV-1 env was performed at Monogram Biosciences as previously described (12). Forty-eight clones were screened to determine the relative frequency of HIV envelope tropism. Twelve representative clones were chosen from the 48 screened clones for an analysis of the full-length HIV env genotype and APL sensitivity; tropism was also confirmed. The number of clones with particular tropism readouts in the 12-clone analysis may not accurately reflect the relative percent of these clones in the viral quasispecies as the clones were not necessarily chosen in proportion to the larger 48-clone tropism screening, although selection did represent all of the minority tropic species.
Molecular evolutionary analyses. Homologous nucleotide sequence alignments of full-length envelope clones were generated for each patient using ClustalX version 1.83 (33) with manual refinement in GeneDoc version 2.6.0.2 (23). Distance- and maximum likelihood (ML)-based phylogenetic reconstructions were performed using PAUP* 4.0b (32), incorporating the best-fitting model of sequence evolution and the corresponding values for the rate matrix, shape of the gamma distribution, and proportion of invariant sites as estimated by Modeltest (27). Bootstrap support values were obtained with 100 replicates of ML bootstrapping. A total of 1,000 replicates of neighbor-joining bootstrapping were also performed to corroborate the ML findings. The neighbor-joining and ML values were highly concordant, and thus, only ML trees and bootstrap values are reported.
In order to evaluate the nucleotide diversity across time points in the envelope clones from each subject, nucleotide diversity calculations were performed using DnaSP4.10 (30). Nucleotide diversity is defined as the average number of nucleotide differences per site between two sequences drawn at random from the population of sequences (22). If there was a change in env nucleotide diversity over time or a separation of time points on the phylogenetic tree, then statistical tests for genetic differentiation (1, 10, 11) were performed using DnaSP4.10. Due to small sample sizes and in order to be conservative in the determination of temporal structure, the test statistics were considered significant at P < 0.001. A rejection of the null hypothesis of no genetic differentiation between subpopulations indicates a partial or complete turnover in the env population between the time points sampled.
Amino acid sequences for the envelope proteins were translated from nucleotide sequence alignments for each subject using GeneDoc version 2.6.0.2 (23). Differences in amino acid composition unique to certain clones, compared to those of the nearest-neighbor APL-sensitive clone, were identified by manual inspection of the conservation at each site as displayed by GeneDoc.
Nucleotide sequence accession numbers. The GenBank accession numbers of the sequences reported here are FJ653314 to FJ653619.
|
|
|---|
14 weeks mean duration; Table 1 and reference 40). |
View this table: [in a new window] |
TABLE 1. Virologic characteristics of the 11 subjects with virologic failurea
|
The viral tropism remains stable in the majority of the subjects with virologic failure. Population tropism readouts remained stable for eight virologic-failure subjects throughout the study, while three subjects exhibited one or more changes in tropism readout (Tables 1 and 2). Subject P8 had a tropism readout change from R5-tropic to DM-tropic at day 1, prior to the initiation of therapy, and remained DM-tropic throughout the study. Subject P3 had tropism readout changes from R5 tropic to nonphenotypable at week 4 to DM-tropic at week 12 to R5-tropic at week 20, after virologic failure (week 16). Subject P5 had tropism readout changes from R5-tropic to DM-tropic at week 2 to R5-tropic at week 4 to DM-tropic at week 8 and remained DM-tropic through week 12 (last visit).
|
View this table: [in a new window] |
TABLE 2. Clonal analysis results for the three virologic failure subjects with tropism readout changesa
|
![]() View larger version (16K): [in a new window] |
FIG. 1. Phylogenetic analysis of full-length env clones from subject P8. Subject P8 exhibited a change in tropism readout from R5-tropic to DM-tropic prior to the initiation of therapy (screening to day 1). Clonal sequences are designated by time point and clone number. R5X4-tropic clones are indicated by a , and all other clones are R5-tropic. ML phylogeny was reconstructed with support values estimated via 100 replicates of ML bootstrapping. Only bootstrap values of 70% are reported on the tree.
|
APL susceptibility is detected at the clonal but not the population level for most virologic-failure subjects.
APL susceptibility was assessed for all subjects at day 1 and at the time of virologic failure. Two measures were utilized to characterize APL-reduced susceptibility, FCIC50 and MPI. The majority of the subjects with virologic failure had virus populations sensitive to APL, with 11 subjects having FCIC50 values of <3-fold (Fig. 2A) and 10/11 subjects having MPI values of >90% at all time points tested (Fig. 2B). Subject P5 had decreased MPI values (
70%) at both day 1 and the time of virologic failure.
![]() View larger version (21K): [in a new window] |
FIG. 2. APL FCIC50 (n-fold) (A) and MPI (B) values at the population and clonal levels for the 11 subjects with virologic failure. Population values are represented by open symbols: diamond, day 1; square, time of virologic failure. Clonal values are represented by shaded symbols: diamond, day 1; square, time of virologic failure.
|
The phenotypic characterization of reduced susceptibility to APL varied. Subjects P1, P6, P7, P9, and P10 had clones with only elevated FCIC50 values, subjects P2 and P5 had clones with only reduced MPI values, and subject P5 had clones with both elevated FCIC50 values and reduced MPI values. Intrasubject sequence comparisons were performed between clones exhibiting reduced APL susceptibility (
3-fold FCIC50) and sensitive clones. Subject P5 was not analyzed because 20/24 clones exhibited elevated FCIC50 values and/or reduced MPI values. These comparisons revealed that clones with reduced susceptibility to APL had relatively low numbers of amino acid changes relative to APL sensitive clones, and the mutations were scattered across the envelope (Fig. 3). No common amino acid change was observed within or across subjects. These data suggest that the genotypic changes conferring reduced susceptibility to APL are context dependent.
![]() View larger version (16K): [in a new window] |
FIG. 3. Intrasubject sequence comparison results. Sequence comparisons were performed between clones exhibiting reduced APL susceptibility ( 3-fold FCIC50) and nearest-neighbor APL-sensitive clones. The amino acid changes in the clones with reduced susceptibility to APL are noted above the cartoon envelope for each clone. On the left-hand side of each envelope cartoon is the clone name, as well as the FCIC50 and MPI values. The amino acid changes are noted with one-letter symbols: the amino acid for the sensitive clone is noted first, followed by the envelope position (using HXB2 numbering), followed by the amino acid for the clone with reduced APL susceptibility. The variable regions of the envelope (V1 to V5) are shaded in each cartoon, as well as the membrane-spanning domain (msd).
|
|
View this table: [in a new window] |
TABLE 3. env nucleotide diversity values for the 11 virologic failure subjects
|
|
|
|---|
No treatment emergent PI, NRTI, or NNRTI mutations were observed in any subjects with virologic failure. The lack of emergent PI resistance-associated mutations has been observed in other studies of subjects with first-line virologic failures with highly active antiretroviral therapy containing ritonavir-boosted PIs (14, 20, 35). Drug exposure, genetic barriers to viral resistance, and/or other factors may have contributed to the lack of treatment-emergent PI resistance observed in this study. Low drug exposure, possibly from poor adherence, could have provided insufficient antiviral pressure and allowed for the replication of nonresistant virus. Alternatively, high drug exposure might have required the acquisition of multiple mutations, which would be consistent with a greater genetic barrier producing a delay in the emergence of resistance.
Tropism readout changes were not observed in the majority of the subjects with virologic failure. Due to the concerns about CCR5 EIs and their impact on tropism, it is important to assess the impact of APL-containing regimens when tropism readout changes occur. The three subjects with tropism readout changes had similar phylogenetic patterns: the mixing of time points and little evidence for R5X4-tropic monophyly. Furthermore, R5X4-tropic minority populations were detected at day 1 and/or the screening in two of three subjects. Collectively, these analyses favor the hypothesis of an emergence of preexisting populations of CXCR4-using Envs. This increased proportion of CXCR4-using clones could be due to an expansion of a minority population or a sampling effect, i.e., as the R5-tropic population is diminished, there is a greater probability of sampling CXCR4-using populations. Regardless of the cause, an increased proportion of CXCR4-using virus suggests that the CCR5 EI-containing regimen was effective at reducing the R5-tropic population.
Other factors may have contributed to the tropism readout changes, including changes in the host/virus dynamic, the sampling compartment (i.e., plasma versus tissue), and/or assay limitations. The Monogram tropism assay at the time of this study had an accepted sensitivity threshold of
10% (39). For example, up to 10/100 clones could be R5X4-tropic and the assay would call the population R5-tropic. R5-tropic population readouts prior to therapy, when CXCR4-using viruses are present at undetectable levels, could cause misinterpretation that a subject has changed tropism in response to CCR5 EI therapy. This potential misinterpretation is of concern because clonal analysis of the envelope will likely not be a routine test. However, tropism testing has only recently been developed for clinical use and will likely improve as entry biology becomes better understood.
The identification of envs that exhibit elevated FCIC50 values to a CCR5 EI appears to be unique. In vitro (31, 38) and in vivo (19) data demonstrating decreases in MPI values have been reported for other CCR5 EIs; however, in vitro resistance passage studies with APL have only yielded populations bearing elevated FCIC50 values (16, 17). One possible explanation for this difference could be the differential binding of CCR5 EIs. Molecular modeling studies demonstrated that while all CCR5 EIs bound the second extracellular loop of CCR5, there are subtle differences in how each compound occupies the binding pocket (38). Competitive binding studies with CCR5 EIs also demonstrated differences in binding (36). Thus, a subtle difference in CCR5 binding by APL may provide env with a unique mechanism for developing resistance. As such, the appropriate phenotypic measure for CCR5 EI resistance remains an open question.
Clones exhibiting reduced susceptibility to APL made up less than 50% of the population in six of seven subjects. One possibility for why APL reduced susceptibility was not detected at the population level may involve the tissue distribution of APL. If APL concentrations were unequal, this could have caused different compartments to produce viruses with various levels of susceptibility to APL, thus resulting in the plasma virus population being comprised of viruses with a range of APL sensitivity. Another reason for why a population with reduced susceptibility to APL was not detected could relate to assay limitations. The assay used for this analysis utilizes a pseudovirus expressing Env from the sample of interest to infect cell lines engineered to express high levels of CD4 and either CCR5 or CXCR4. This artificial system may not accurately reflect the in vivo environment. Consistent with this, one study has demonstrated differences in the shape of an IC50 curve for a vicriviroc-resistant envelope when tested in a single-cycle cell assay with a cell line compared to a multicycle assay using primary cells (28). It is likely that as we come to understand more about CCR5 EI resistance, resistance assays will be modified to reflect this understanding.
In summary, protocol-defined virologic failure was relatively infrequent in CCR100136 (
6% of subjects) and was not accompanied by a consistent viral escape mechanism; APL resistance at the clonal level, in the absence of tropism changes or population level resistance to APL and/or LPV-r, appeared to be the primary characteristic of virologic failure. The factors driving the absence of APL resistance at the population level are unknown but could include compartmentalization of APL and/or assay sensitivity. The implication of tropism readout changes in virologic failures with and without the detection of APL resistance remains to be determined.
This study was funded by GlaxoSmithKline.
All authors are current employees of GlaxoSmithKline, with the exception of K.M.K. and J.M.W.; however, it should be noted that the work described in this paper was completed before their departure. In addition, they are consenting authors. There are no other potential conflicts of interest.
Published ahead of print on 15 December 2008. ![]()
|
|
|---|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Copyright © 2009 by the American Society for Microbiology. For an alternate route to Journals.ASM.org, visit: http://intl-journals.asm.org | More Info»