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Antimicrobial Agents and Chemotherapy, July 2009, p. 2816-2823, Vol. 53, No. 7
0066-4804/09/$08.00+0 doi:10.1128/AAC.01067-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

Claudia Alteri,1,
Roberta D'Arrigo,2
Alessandro Laganà,3
Maria Trignetti,1
Sergio Lo Caputo,4
Anna Paola Callegaro,5
Franco Maggiolo,5
Francesco Mazzotta,4
Alfredo Ferro,3
Salvatore Dimonte,1
Stefano Aquaro,6
Giovanni di Perri,7
Stefano Bonora,7
Chiara Tommasi,2
Maria Paola Trotta,2
Pasquale Narciso,2
Andrea Antinori,2,
Carlo Federico Perno,1,2,
and
Francesca Ceccherini-Silberstein1,2
University of Rome Tor Vergata,1 National Institute of Infectious Diseases (INMI) L. Spallanzani, Rome, Italy,2 University of Catania, Catania, Italy,3 Clinic of Infectious Diseases, Hospital Santa Maria Annunziata, Florence, Italy,4 Department of Infectious Diseases, Ospedali Riuniti, Bergamo, Italy,5 Department of Pharmaco-Biology, University of Calabria, Rende (CS), Italy,6 Clinic of Infectious Diseases, University of Turin, Hospital Amedeo di Savoia, Turin, Italy7
Received 7 August 2008/ Returned for modification 2 October 2008/ Accepted 24 December 2008
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FIG. 1. Schematic view of HIV-1 genome and transcripts produced during HIV-1 replication cycle (modified from reference 5 with permission). The ENF target region encompassing the amino acids 36 to 45 in gp41 is also shown. During the HIV-1 replication cycle, three classes of viral RNAs are produced: (i) the 9-kb unspliced mRNAs that are packaged into progeny virions as genomic RNA and can also serve for the expression of Gag/Pol genes; (ii) the singly spliced mRNAs encoding Vif, Vpr, Vpu, and env; and (iii) doubly spliced 2-kb transcripts encoding Tat, Rev, and Nef (29). The doubly spliced mRNAs encoding Tat, Rev, and Nef are the first produced and are transported into the cytoplasm by the ordinary cell machinery. When regulatory protein Rev is produced, it returns into the nucleus and binds the RRE, thus allowing the shuttling of unspliced and singly spliced mRNAs from the nucleus to the cytoplasm of HIV-1-infected cells.
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The RRE is a 353-nucleotide RNA segment spanning the junction between the gp120- and gp41-encoding sequences of the env gene and is present exclusively in unspliced and singly spliced mRNAs (21, 31, 40) (Fig. 1) (Los Alamos HIV Sequence Database, www.hiv.lanl.gov). To date, on the RRE structure, five putative Rev-binding sites have been identified. These sites consist of a 6-bp helical segment and three adjacent guanosines, and they involve the RRE stem-loops I, IIA, IIB, IIC, and III (18). The correct conformation of these Rev binding sites has been demonstrated to be essential for the correct Rev-RRE interaction (27).
Enfuvirtide (ENF; Fuzeon) is the first peptide fusion inhibitor approved for clinical use. The peptide sequence of ENF is derived from the HIV-1 gp41 C terminus heptad repeat (HR) sequence, which corresponds to a linear region of 36 aa; ENF inhibits fusion by binding to the N-terminal HR of gp41 and preventing six-helix bundle formation (33, 14). To date, 18 mutations at eight positions within the ENF target region encompassing aa 36 to 45 of HR1 in gp41 have been associated with ENF resistance (6, 15, 24, 26, 33). All the codons encoding the gp41 residues associated with ENF resistance are localized within the RRE, and some of them have been demonstrated to impair the ability of RRE to bind Rev, in turn reducing viral replication capacity (27). In this light, it is conceivable that during ENF pressure, mutations in Rev can appear in order to restore the correct binding between Rev and the RRE and, consequently, HIV-1 replication. To date, no study has shed light on this point.
Thus, the goal of our study was (i) to investigate whether mutations in Rev could be associated with ENF treatment, (ii) to correlate Rev mutations with the classical ENF resistance mutations in gp41 and with viremia and CD4 cell count, and (iii) to investigate the impact of ENF resistance mutations in the secondary structure of the RRE.
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gp41 and Rev sequencing. The sequencing of the entire gp41 was performed on plasma samples as previously described (1, 36). Briefly, RNA was extracted, retrotranscribed, and amplified by using two different sequence-specific primers. gp41-amplified products were sequenced full-length in sense and antisense orientations by using eight different overlapping sequence-specific primers for an automated sequencer (ABI 3100). Due to the overlapping reading frames between gp41 and Rev, the obtained sequences were analyzed for both the full coding sequence of gp41 and the second exon of Rev, which encodes the Rev region from aa 26 to 116. We focused our attention on the second exon of Rev, which contains all functional residues and domains important for the activity of the protein. Sequences having a mixture of wild-type and mutant residues at single positions were considered to have the mutant(s) at that position. Subtypes were assessed by the construction of phylogenetic trees generated with Kimura's two-parameter model. The statistical robustness within each phylogenetic tree was confirmed with a bootstrap analysis using 1,000 replicates. All calculations were performed with PAUP, version 4.0, software (37).
Statistical analysis. (i) Mutation prevalence. To identify mutations in Rev associated with ENF treatment, we calculated the frequency of all mutations in the 90 residues of the second exon of Rev in isolates from 83 ENF-naïve patients and in isolates from 88 patients with virological failure to ENF (virological failure was defined as viremia of >50 copies/ml at two consecutive tests). Chi-square tests of independence were used to verify whether the differences in frequencies between the two groups of patients were statistically significant. The chi-square statistic was based on a two-by-two contingency table containing the numbers of isolates from patients either untreated or treated with ENF and the numbers of isolates with and without mutations. The chi-square test was performed to assess whether the prevalence of mutations in ENF-naïve and ENF-treated patients differed significantly from what would be expected under an independence assumption. In our analysis, the Cochran rule, which is a conventional criterion for the chi-square test to be valid, was fully satisfied. In fact, in each contingency table performed with our data set, 80% of the expected frequencies exceed 5, and all the expected frequencies exceed 1. For patients with more than one Rev sequence available during ENF treatment, the latest sequence obtained while receiving treatment was analyzed. ENF-associated mutations were defined as mutations that were significantly more common in ENF-treated than in ENF-naïve persons after adjusting for multiple comparisons.
To assess the association of specific ENF-associated mutations with a change in viremia and CD4 cell count, we compared the mean change in viremia and CD4 cell count from baseline to week 48 and to time of virological failure between the subset of patients harboring viral isolates with a specific ENF-associated mutation and the subset of patients harboring viral isolates without such mutation. Mann-Whitney tests were used to assess statistically significant differences.
For all statistical tests, we used the method of Benjamini and Hochberg to identify results that were statistically significant in the presence of multiple-hypothesis testing (2). In particular, we used a false discovery rate of 0.05 to have an expected number of false positives of 5%. In this method, the P values were ranked in ascending order. Each P value (with the exception of the largest) was then multiplied by the total number of hypotheses tested, divided by its rank. All the new resulting P values that were less than 0.05 were considered to be statistically significant.
(ii) Pairwise correlation. We used the binomial correlation coefficient (phi) to assess covariation among gp41 and Rev mutations in the set of 88 ENF-treated patients. For a given pair of mutations X and Y, the phi coefficient is calculated as follows: (N x NXY – NX x NY)/{square root of [NX x NY x (N – NX) x (N – NY)]}, where NXY represents the number of sequences containing X and Y, NX represents the number of sequences containing X, and NY represents the number of sequences containing Y. The binomial correlation coefficient was calculated for any pair of mutations as a measure of association. The matrix of pairwise phi values contains values between –1 and 1, with values close to 1 indicating strongly positive association and values close to –1 indicating strongly negative association. Samples having a mixture of two or more mutations at a given pair of positions were ignored in calculating the covariation since it is not possible to identify whether these mutations are indeed located in the same viral genome. A Fisher exact test was performed to assess whether cooccurrence of mutations X and Y differed significantly from what would be expected under an independence assumption. Again, the Benjamini-Hochberg method (2) was used to correct for multiple testing at an false discovery rate of 0.05.
(iii) Cluster analysis. To analyze the covariation structure of mutations in more detail, we performed average linkage hierarchical agglomerative clustering, as described elsewhere (35).
Hierarchical clustering methods, which under different names are also widely used in phylogenetic tree building, rely on a matrix of pairwise dissimilarities between entities, based on which groups are associated into hierarchical clusters of increasingly less strong association. As such, it is in the firsthand an explorative and not a predictive tool. Briefly, in average linkage clustering, clusters of increasing size are formed starting from one-element groups by iteratively joining two clusters with minimum average intercluster distances between pairs of mutations. The distance between a pair of mutations was derived from the phi correlation coefficient, which is a measure of the association between two binary random variables, with 1 and –1 representing maximal positive and negative association, respectively. This similarity measure was transformed into a distance by mapping phi = 1 to distance 0 and phi = –1 to distance 1, with linear interpolation in between. The distance between different mutations at a single position was left undefined as such pairs never cooccur in a single sequence (except from mixtures) and would lead to distorted dendrograms owing to their high distance values. The resulting partial distance matrix was then used as input for the clustering algorithm, ignoring undefined distances in computing averages. To assess the stability of the resulting dendrogram, confidence values for all subtrees in the dendrogram were computed by 100 replications of the clustering procedure on sequence sets bootstrapped from the original 88 sequences (35, 36). For instance, a bootstrap value of 1 simply means that out of 100 runs, all 100 had these two mutations (or groups of mutations) linked closest together.
RRE structural model analysis. The RRE secondary structure was modeled by using the Vienna RNA Fold computer program (10) and the complete sequence (175 nucleotides) of the HIV-1 B subtype RRE. By using this program, we obtained an RRE secondary structure that was superimposable on one confirmed by previous in vitro experiments (10). Then, we introduced specific mutations, either alone or in combination, in the RRE secondary structure and repeated the predictions in order to evaluate the ability of these mutations to induce conformational changes in the RRE.
Nucleotide sequence accession numbers. Nucleotide sequences obtained in this were submitted to GenBank under accession numbers EU251192 to EU251378 and EU281662 to EU281733.
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TABLE 1. Patient characteristics at baseline
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FIG. 2. Prevalence and localization of Rev mutations associated with ENF treatment. (A) The frequency of mutations was calculated in isolates from 83 ENF-näive patients and 88 patients who experienced virological failure to ENF. Statistically significant differences were assessed by chi-square tests of independence (based on a 2-by-2 contingency table). (B) Localization of Rev mutations in the schematic structure of HIV-1 Rev protein. The HIV-1 Rev is composed of several domains harboring distinct functions: (i) an NLS that mediates Rev import in the nucleus and the RRE binding; (ii) two oligomerization domains, flanking the NLS, that are implicated in the oligomerization of Rev along the RRE; (iii) an NES that acts as an NES and contains also another NLS.
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TABLE 2. Significantly correlated mutations of gp41 and Rev with the novel mutation E57Arev
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FIG. 3. Covariation analysis among gp41 and Rev mutations. The dendrogram was obtained from average linkage hierarchical agglomerative clustering, showing significant clusters among Rev and gp41 mutations. The length of branches reflects distances between mutations in the original distance matrix. Bootstrap values, indicating the significance of clusters, are reported in the boxes.
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FIG. 4. Putative secondary structure of the HIV-1 RRE. HIV-1 RRE wild-type stem-loops III, IV, and V, together with the single strand of three guanosines important for the binding with Rev, are shown in panel A. The HIV-1 RRE with a nucleotide substitution at 40 position is shown in panel B and with nucleotide substitutions at positions 40 and 45 is shown in panel C. The putative secondary structure of the HIV-1 RRE with a nucleotide substitution only at position 45 is not shown since it is superimposable on the structure shown in panel B.
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TABLE 3. Mean change in viremia and in CD4 cell counts from baseline to week 48 in patients treated with ENF according to the presence/absence of mutation E57Arev
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Our covariation analysis showed that the classical ENF resistance gp41 mutations Q40Hgp41 and L45Mgp41 are strongly correlated with each other and are the only gp41 mutations significantly correlated with mutations in Rev, in particular, with E57Arev and N86Srev. By modeling the gp41 structure, we observed that Q40Hgp41 and L45Mgp41 do not establish a direct interaction in the secondary structure of gp41 (data not shown); thus, we explored the reason(s) of the coevolution of these two mutations by analyzing the gp41 nucleotide sequence. The Q40Hgp41 and L45Mgp41 derive from the nucleotide substitutions (in boldface) CAG to CAU and CUG to AUG, respectively. While the methionine (M) is the only amino acid encoded by a single codon (AUG), the histidine (H) can be encoded by either CAU or CAC. Despite this, in our cohort of patients, we always observed the codon CAU at the gp41 residue 40. By modeling the RRE structure, we observed that the Q40Hgp41- and L45Mgp41-corresponding nucleotides are base paired in stem-loop III of the RRE, known to form a well-defined Rev-binding site in the RRE (10, 18). The conformation of stem-loop III is completely abrogated when CAU (Q40Hgp41) or AUG (L45Mgp41) mutations occur alone while it is restored when CAU and AUG (Q40Hgp41 L45Mgp41) mutations are copresent. This result can explain why these two ENF resistance mutations are found together and at the same time can provide an excellent example of compensatory evolution. Indeed, compensatory evolution has been shown to play a key role in the evolution of the stem regions in the RNA secondary structure since it allows the maintenance of the correct base pairing among nucleotides in the stem (16, 17, 39). In addition, we observed that L45M-corresponding nucleotides fail to restore the conformation of stem-loop III when the H at the gp41 position 40 is encoded by the codon CAC (another possible codon for H). This may explain why this codon is completely absent in our cohort of patients. Our result is also consistent with two previous studies showing that the ENF resistance gp41 mutations determine nucleotide changes in the RRE, influencing the stability of this RNA element (27, 36). We recently showed that gp41 residues T18 and V38 localize as complementary nucleotides with each other in stem-loop IIA of the RRE (36), which is involved in Rev interaction. The copresence of T18A (GCU) with V38A (GCG) was associated with a release of free energy even higher than that observed with the wild-type base pair (a
G of –3.4 kcal/mol versus –2.1 kcal/mol) (36). Similarly, it has been suggested that the gp41 mutations A30V and G36D may appear in the gp41 protein to readjust the secondary structure of the RRE, thus rescuing RRE stability (27). Thus, overall findings support the idea that viral evolution under ENF pressure may be constrained by the secondary structure of the RRE.
The modeling of the RRE also showed that the single strand of three guanosines that has been demonstrated to bind Rev (18) is completely lost (even when Q40Hgp41 and L45Mgp41 are copresent), thus suggesting an impairment in the binding between the RRE and Rev. Consistent with these findings, the presence of Q40Hgp41 L45Mgp41 is associated with a –0.70 log copies/ml decrease in viremia from baseline to week 48 of ENF treatment. It is conceivable to hypothesize that mutations in Rev, such as E57Arev, can appear in order to rescue the correct binding between Rev and the RRE, thus increasing viral replication capacity. The E57Arev mutation corresponds to the D239Hgp41 mutation that is localized in the cytoplasmic tail of gp41, outside any important functional domain of gp41. In contrast, E57Arev is localized in oligomerization domain II very close to the RRE binding site and is strongly associated with the resistance gp41 mutations Q40Hgp41 L45Mgp41. In addition, E57Arev is significantly correlated with an increase in viremia from baseline to week 48 as well as with a significant decrease in CD4 cell count, when in the presence of Q40Hgp41 L45Mgp41.
The E57Arev mutation results in the loss of a negative charge and the acquisition of a hydrophobic residue. Previous studies demonstrated that hydrophobic residues are necessary for a correct oligomerization of Rev along the RRE and consequently for an efficient shuttle of mRNAs from the nucleus to the cytoplasm (4, 14). Thus, we hypothesize that E57Arev may act as a compensatory mutation able to restore the correct shuttling of mRNAs impaired by the classical ENF resistance mutations. We emphasize that this is a working hypothesis that needs to be confirmed by analyses of enlarged databases (that include genotypic and clinical data) and in in vitro experiments.
Another mutation that should be discussed is L78Irev. This mutation, associated with ENF treatment, does not correspond to any change in gp41, is localized in the activation domain of Rev, and has been shown to reduce the export of Rev from the nucleus to the cytoplasm (13). Consistent with the negative impact of this mutation on viral fitness (13), we observed that the presence of L78Irev is associated with a 1-log decrease in viremia from baseline to week 48 of ENF treatment (even if not statistically significant) (data not shown). Further studies are necessary to investigate the impact of this mutation on disease progression.
As a final point, it should be stressed that some peptidomimetics of the Rev protein have been recently demonstrated to efficiently suppress HIV-1 replication by blocking the export of mRNAs into the cytoplasm (25, 20). The ability of ENF to affect the interaction between Rev and the RRE, shown in this paper, should be taken into account in the design of these compounds and in the possible cooperation between these two drug classes.
In conclusion, our study suggests that ENF pressure could also affect Rev-RRE interactions. This highlights the importance of the correct interplay between the different HIV-1 genes and proteins during the HIV-1 life cycle and extends the knowledge about the evolutionary ability of HIV to select for mutations able to restore viral functions and replication capacity.
This work was financially supported by grants from the Italian National Institute of Health, the Ministry of University and Scientific Research, Current and Finalized Research of the Italian Ministry of Health, and the European Community (QLK2-CT-2000-00291 and the Descartes Prize HPAW-90001).
Published ahead of print on 5 January 2009. ![]()
V.S. and C.A. contributed equally to the work. ![]()
For the INMI-Collaborative Group for Clinical Use of HIV Genotype Resistance Test. ![]()
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